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+CHAPTER VIII

 

CONDUCT OF RACES

 

SECTION 1.  General Rules

 

(a)  Each Permittee shall conduct horse racing only between the hours of 12 noon and sundown unless otherwise specifically authorized by the Commission.

 

(b)  The maximum number of races per day shall be ten (10) unless additional races are approved by the Stewards and/or the Commission.

 

(c)  A maximum of ten (10) Quarter Horse and twelve (12) Thoroughbred horses shall start in any race in Wyoming unless special permission is received from the Commission.

 

(d)  All straight races shall be eligible for up to ten (10) horse participation.  Races around the turn on tracks of less than 3/4 mile circumference shall start a maximum of eight (8) horses.

 

(i) The number of horses to compete in stakes races will be limited to the horses duly nominated but not in excess of the number of stalls in the starting gate.

 

(e)  Post time of the first race at each meeting must be approved by the Commission.

 

(f)  No horse shall be destroyed on the racing strip except at the discretion of the Commission Veterinarian.  A horse shall be loaded into the horse ambulance or sled and be removed to a place out of the vision of the public and there be destroyed by the Official Veterinarian, or his designee.

 

SECTION 2.  Medication Procedures for Horse Races

 

(a)  No horse participating in a race shall carry in its body any foreign substance except as provided in these Rules.

 

(b)  A finding by the chemist that a foreign substance is present in the test sample shall be prima facie evidence that such foreign substance was administered and carried in the body of the horse while participating in a race.  Such a finding shall also be taken as prima facie evidence that the trainer and his agents responsible for the care or custody of the horse have been negligent in the handling or care of the horse.  The presumption of negligence may be rebutted by competent evidence, otherwise the absolute insurer rule for trainers will be deemed to have been violated.

 

(c)  No Androgenic-Anabolic Steroid shall be permitted in test sample collected from racing horses except for residues of the major metabolite of stanozol, nandrolone, and the naturally occurring substances boldenone and testosterone at concentrations less that the indicated thresholds.

 

(d)  Concentrations of these Androgenic-Anabolic Steroids shall not exceed the following urine threshold concentrations for total (i.e., free drug or metabolite and drug or metabolite liberated from its conjugates):

 

          (i)  Hydroxystanozolol (metabolite of stanozol (Winstroll))-1 ng/ml in urine for all horses regardless of sex;

 

          (ii)  Boldenone (Equipoise is the undecylenate ester of boldenone) in male horses other than geldings- 15 ng/ml in urine. No boldenone shall be permitted in geldings or female horses.

 

          (iii) Nandrolone (durabolin is the phenylpropionate ester and Deca-Durabolin is the decanoate ester)

 

(A)  In geldings–1 ng/ml in urine

 

(B)  In fillies and mares–1ng/ml in urine

 

(iv)          Testosterone

 

(A)    In geldings-20 ng/ml in urine

 

(B)    In fillies and mares-55 ng/ml in urine

 

(e)  Any other Androgenic-Anabolic Steroid are prohibited in racing horses.

 

(f)     Post-race urine samples collected from intact males must be identified to the laboratory.

 

(g)    Any horse to which an anabolic steroid has been administrated in order to assist in the recovery from illness or injury may be placed on veterinarian’s list in order to monitor the concentration of the drug or metabolite in urine.  After the concentration has fallen below the designated threshold for administrated Androgenic-Anabolic Steroids, the horse is eligible to be removed from the list.

 

 

(h)  A foreign substance of accepted therapeutic value may be administered as prescribed by a veterinarian when test levels and guidelines for its use have been established by the Veterinary-Chemist Advisory Committee of the Association of Racing Commissioners International and approved by the Commission.

 

(i)  No substance shall be administered to a horse entered to race within twenty-four hours prior to post time of the race in which the horse is entered except that furosemide ("Lasix") may be administered under the supervision of the Official Veterinarian as prescribed in these Rules.

 

(j)  When a foreign substance of accepted therapeutic value is administered or prescribed by a veterinarian for a horse that is entered to race, the veterinarian must make a report of that substance and submit the report to the Commission Veterinarian by 9:00 a.m. of the race day and must report immediately following administration of Lasix.

 

(k)  The administration of 250 milligrams of furosemide ("Lasix") shall be permitted four or more hours prior to post time for the prophylactic treatment of a known bleeder.  Stabling until race reporting time in a holding facility approved by the Commission Veterinarian is required.

 

(l)  Bute is the only approved non-steroidal anti-inflammatory drug (NSAID) that may be present in a horse's body while it is participating in a race.  The presence of more than one NSAID at any test level is forbidden.  A horse running on an approved NSAID will be required to run on an approved NSAID in all subsequent races at the meet, unless special permission for the horse to be removed from the "bute" list is granted by the Commission Veterinarian and the Stewards.

 

(m)  The test level of phenylbutazone and its metabolites under this rule shall not be in excess of five (5) micrograms per milliliter (MCG/ML) in the blood.

 

(n)  Each and every horse entered to race may be subjected to a veterinary examination for racing soundness and health on race day, not later than two hours prior to official post time for the first race.

 

(i)  Such an examination shall be referred to as the "Racing Soundness Exam".

 

(ii)  All such examinations shall be conducted in or near the stall to which the animal is assigned and shall be conducted by a veterinarian employed by the Commission or approved by it.

 

(iii)  The veterinarian shall keep a continuing health and racing soundness record of each horse examined.

 

(o)  Every horse that suffers a breakdown on the race track, in training or in competition, and is destroyed, and every other horse which expires while stabled on the race track shall undergo a post-mortem examination at a time and place acceptable to the Commission Veterinarian to determine the injury or sickness which resulted in euthanasia or natural death.

(i)  The post-mortem examination required under this rule will be conducted by a veterinarian employed by the owner or his trainer in the presence of and in consultation with the Commission Veterinarian.

 

(ii)  Test samples must be obtained from the carcass upon which the post-mortem examination is conducted and shall be sent to a laboratory approved by the Commission for testing for foreign substances and natural substances at abnormal levels.  When practical, samples should be procured prior to euthanasia.

 

(iii)  The owner of the deceased horse shall make payment of any charges due the veterinarian employed by him to conduct the post-mortem examination. The services of the Commission Veterinarian and the laboratory testing of post-mortem samples shall be made available by the Commission without charge to the owner.

 

(iv)  A record of every post-mortem shall be filed with the Commission by the owner's veterinarian within 72 hours of the death.

 

(v)  Each owner and trainer accepts the responsibility for the post-mortem examination provided as a requisite for maintaining the license issued by the Commission.

 

(p)  The Commission may direct the official laboratory to retain samples for future analysis.

 

(q)  The fact that purse money had been distributed prior to the issuance of a laboratory report shall not be deemed a finding that no chemical substance has been administered in violation of these Rules to the horse earning the purse money.  No portion of any purse shall be redistributed as a result of a positive finding for a preserved sample after the 16th day following the race in question.

 

(r)  Disciplinary action for a positive finding of a preserved sample shall be taken at the discretion of the Commission.

 

SECTION 3.  Entries

 

(a)  The Racing Secretary is the person authorized to receive entries and declarations.

 

(b)  A horse must be eligible at the time of starting.

 

(c)  The entry of a horse must be in the name of its true owner.

 

(d)  Entries and declarations shall be made in writing and signed by the owner of the horse, or his authorized agent or some person deputized by him, and each Permittee shall provide blank forms on which entries and declarations are to be made.

 

(e)  Entries may be made by telephone or telegraph with permission of the Stewards, but must be confirmed promptly in writing.

(f)  A signed entry blank shall be prima facie evidence that the contents of the entry blank express the desires and intent of the person making entry.

 

(g)  Entries shall be closed at an advertised time.  The Racing Secretary may postpone closing of overnight races.

 

(i)   When an hour for closing is designated, entries and declaration for sweepstakes cannot be received afterwards.

 

(ii)  If an hour for closing is not designated they may be mailed or telegraphed up to midnight of the day of closing, provided they are received in time for compliance with every other condition of the race.

 

(iii)  If a miscarriage of any entry or declaration in a stake is alleged, satisfactory proof that it was mailed or telegraphed must be presented within a reasonable time.

 

(h)  No alteration shall be made in any entry after closing of entries, but an error may be corrected.

 

(i)  Entries which have closed shall be compiled and posted without delay by the Racing Secretary.    

 

(j)  In entering a horse:

 

(i)  It must be clearly identified by stating its age, name and color.

 

(ii)  State whether it is a horse, mare, or gelding and the names of its sire and dam.  If the registration certificate indicates the dam was covered by more than one stallion the names of all of them must be given in order of service.

 

(iii)  It must be clearly tattooed on the upper lip.  The tattooing must be done by a person authorized to tattoo by the appropriate horse registry.  A horse may be entered without being tattooed, but must be tattooed to be eligible to start.

 

(k)  The holder of a claim, whether it is a mortgage, bill of sale or lien of any kind against a horse shall be required to file the claim with the Racing Secretary previous to the time the horse is entered.  If the holder fails to file the claim he shall forfeit his rights to the winnings of the horse.

 

(l)  At the time of registration of any horse and before an entry may be made for any race, a certificate of registration properly endorsed to the current owner must be filed with the Racing Secretary.  The Stewards may waive this requirement if the horse is otherwise properly identified.

 

(m)  The Racing Secretary shall have the right to withdraw or change any unclosed race.  Any race appearing in the Condition Book shall be given a reasonable opportunity to fill as it was written before being withdrawn or changed.

 

(i)  If a race is declared off, the Racing Secretary may divide any overnight race which may have closed.  Post positions for the divided races will be redrawn.

 

(n)    If the number of entries to any purse race is in excess of the number of horses that may be permitted to start, the "starters" for the race and their post positions shall be determined by lot in the presence of those making the entries.  The same methods shall be employed in determining the starters and post positions in split races.

 

(o)  A list of names (number to be determined by the Racing Secretary) may be drawn from the overflow entries and listed as "also eligible" to start if and when horses originally carded are scratched.  Horses gaining a position in the race from the "also eligible" list shall be determined by lot.

 

(p)  If the owner of a horse on the "also eligible" list is not given the opportunity of starting his horse because of insufficient "scratches" the name of the horse shall be placed on the preferred list.

 

(i)  If a substitute race or extra race is used or placed on the overnight to be used if needed, all horses that were entered and not given the opportunity of starting shall be placed on the preferred list.

 

(ii)  In case of an "entry" the preferred horse only shall be placed on the preferred list unless the second choice of an entry should be included in another division of a divided race and does not gain a position in the race (may not exclude a single interest) then he shall be placed on the preferred list.

 

(q)  In a stakes race finals there is no also eligible list.  In the event of a disqualification due to ineligibility the purse will be divided among the remaining entries.

 

(r)  Any horse which has drawn a position in a race and enters again on the next day that entries are taken shall be termed an "in‑today" horse and if the race in which the horse is entered over fills the horse shall be given no consideration whatsoever, stakes excepted.  A horse on the "also eligible" shall not be considered as an "in‑today" horse until he has actually been given a position in the race.

 

(s)  A copy of the preferred list will be posted each afternoon and any claim of error must be made by 5 p.m. of that day. Only claims of error made within the prescribed time will be recognized by the Stewards.

 

(t)  In entering horses on the preferred list a claim of preference must be made at the time of entry and noted on the entry or the preference shall be lost.  No claim of error will be considered by the Stewards if the person making the claim has signed an entry which does not show the claim.

(u)  No more than two horses of the same ownership or interest shall be entered in a purse race, and both may start, except:

 

(i)  When making an entry, the trainer must express a preference and in no case may two horses start as an entry even though uncoupled for wagering purposes if it deprives a single entry from starting, except in the case of a "maiden" entering in a winners race or an "In Today Horse".

 

(ii)  On tracks of less than 3/4 mile in circumference stakes rules will not apply.  Due to the limit on the number of horses allowed to participate in a race, the rules of entering and declaring for a purse race will be followed in every race.

 

(iii)  Horses remaining eligible in stakes but eliminated because of these rules will cause a refund of all fees paid for that horse.

 

(iv)  Any stakes race may be canceled by the Permittee prior to the actual running with no obligation except the return of all paid fees.

 

(v)  Double entries of the same ownership may not be uncoupled for wagering purposes,  except that entries may be uncoupled in stakes.  The Stewards may permit double entries of separate ownerships and trained by the same trainer to be uncoupled for wagering purposes.  Entries involving trainer interest in no more than one horse may be uncoupled in stakes races only.

 

(w)  An entry of a horse in a sweepstakes is a subscription to the sweepstakes. An entry before the time of closing may be altered or withdrawn.

 

(x)  Entrance money is not refunded on the death of a horse or his failure to start.

 

(y)  The nominator is liable for the entrance money or stake, and the death of a horse or a mistake in its entry does not release the subscriber or transferee from liability for stakes. The entrance money to a purse that is run off shall not be returned on the death of a horse or its failure to start for any cause.

 

(z)  No horse will be allowed at a track and no horse shall be entered or permitted to start unless a current health certificate showing that the horse has been examined and found to be free from symptoms of any infectious disease is on file with the Racing Secretary.

 

(i)  The health certificate is valid when it is made by a licensed veterinarian in the state where the examination was made.  It is current if it is dated not more than ten (10) days prior to the date the horse arrives at a Wyoming race track for the first time in a calendar year and any time he is shipped.  A horse requires a new health certificate each time he is shipped.  The certificate shall include the temperature of the horse at the time he is examined.  The Permittee conducting the race meeting is responsible for compliance with this ruling.

 

(aa)  No owner or trainer shall enter or start a horse that:

(i)  Is not in sound racing condition.

 

(ii)  Is a known bleeder unless approved by the Official Veterinarian.

 

(iii)  Has been "nerved" except:

 

(A)  The registration or entry of a horse on which a posterior digital (heel nerve) neurectomy or permanent block has been performed may be accepted if the condition is reported to the Racing Secretary at the time of registration or if the horse is already registered in at the time of the operation.

 

(B)  The Racing Secretary shall make the information available to other licensees and cause the turf authority certificate to be stamped indicating the operation has been performed.  Any nerved horse will require an examination and approval by the Official Veterinarian before being entered.

 

(bb)  A horse shall not become a starter for a race unless all stakes or entrance money for the race have been paid.

 

(cc)  When a person is ruled off a course or suspended, every horse owned in whole or in part by him or under his care and control shall be ineligible to be entered or start in any race until the horse has been reinstated, either by the rescinding of his owner's penalty or by his transfer through bona fide sale to an ownership acceptable to and approved by the Stewards or the Commission.

 

(dd)  When a person is ruled off a course or suspended, he shall not be qualified, whether acting as agent or otherwise, to subscribe for or to enter or run any horse in any race either in his own name or in that of any other person until the rescinding of such penalty.

 

(ee)  No person shall willfully enter or start a horse which he knows or believes to be ineligible or disqualified.

 

(ff)  A horse shall not be qualified to start in any race unless he has been and continues to be properly entered.

 

(gg)  No horse shall run on a transfer except claimed horses. (See claiming section.)

 

(hh)  The Stewards or Racing Secretary shall have power to call on any person in whose name a horse is entered to produce proof that the horse entered is not the property of any person who is disqualified, or to produce proof of the extent of his interest or property in the horse, and in default of proof being given to their satisfaction, may declare the horse out of the race.

 

(ii)  No horse shall be allowed to enter or start in any race unless:

 

(i)  It has been registered with the Registry Office of the Jockey Club of New York, The American Quarter Horse Association or the official stud book and registry of any other breed which maintains a national stud book and registry.

 

(ii)  The certificate of registration is on file with the Racing Secretary.

 

. (A)  The Stewards may waive this requirement for horses shipped in from a race meet operating within Wyoming if the horse is properly identified.  The registration certificate must be on file with the Racing Secretary one (1) hour prior to post time of the first race of the day.

 

(B)  Exceptions may be made by the Stewards if the horse has been shipped to a track for a special race and the horse has been currently racing at another recognized meeting, but only after positive identification has been made.

 

(jj)  If a horse's name is changed, his new name shall be registered with the Jockey Club of New York, the registry of the American Quarter Horse Association or the recognized national stud book and registry of any other breed, and no entry shall be accepted until a new certificate of registration has been issued.

 

(kk)  No horse shall be permitted to enter or to start unless stabled on the grounds of the Permittee, or in stabling approved by the Permittee and the Commission.

 

(ll)            No horse shall be permitted to start whose name and true ownership is not registered with the Racing Secretary.

 

(mm)  A horse involved in multiple ownership shall not be permitted to enter or to start until the rules for the registration of multiple ownership have been complied with.

 

(nn)  A horse shall not be qualified to be entered or to start in any race if it is owned or is under the management of a disqualified person.      

 

(oo)  If an entry from any disqualified person or a disqualified horse is received the entry shall be void and any money paid for the entry shall be returned if the disqualification is disclosed forty‑five (45) minutes before post time for the race, otherwise any such money shall be paid to the winner.

 

(pp)  No disqualified horse shall be allowed to start in any race.

 

(qq)  A horse is ineligible to start a race when it is wholly or partially owned by the spouse of a disqualified person or a horse is under the management of the spouse of a disqualified person, in such cases it being presumed that the disqualified person and spouse constitute a single financial entity with respect to the horse, which presumption may be rebutted.

 

(rr)  No horse on the schooling list, the Veterinarian's list or on the Stewards list shall be qualified to be entered or to start.

 

(ss)  If a horse is sold to a disqualified person the horse's racing engagements shall be void as of the date of the sale.

(tt)  No horse shall be allowed to enter or to start in any race if the owner of that horse is in arrears, except with the approval of the Stewards.

 

(uu)  The entry of any horse which has been excused from starting on account of sickness or physical disability will not be accepted for a minimum of two (2) racing days, exclusive of the day of scratch.  The entry must be accompanied by a certificate of fitness from the track veterinarian and be approved by the Stewards.

 

 (vv)  A maiden over five (5) years of age or any horse over twelve (12) years of age will not be allowed to start unless special permission is granted by the Commission. 

 

SECTION 4.  Engagements and Transfer

 

(a)  If a horse is sold by private treaty or at public auction, the written acknowledgment of both parties is necessary to prove the fact that he was sold with his engagements, but when a horse is claimed out of a claiming race, the horse's engagements are included.  The sale under any circumstances, to a person ruled  off or to a disqualified person, shall not give the person the privilege of racing the horse.

 

(i)  No horse entered in a race may be sold or transferred until after the race in which he is entered has been run without permission of the Stewards.  Neither shall a horse that is entered be transferred to another trainer until after the race in which he is entered has been run without permission of the Stewards.

 

(ii)  When a horse is sold or transferred, the transfer authorization shall be filled out in triplicate by the Stewards and filed with the Racing Secretary and the Commission.  The form to be furnished by the breed association.

 

(b)  Subscriptions and all entries or rights of entry are valid:

 

(i)  When a horse is sold with his engagements transferred.

 

(ii)  When subscriptions, entries and rights of entries survive in the remaining partners in registered partnerships.

 

(iii) When entries under the decedent's subscription have been made previous to the decedent's death by the transfer of the right of entry. 

 

(c)  Subscriptions and all entries or rights of entry under them become void on the death of a subscriber except in cases of registered partnerships or except subject to the sanction of the Stewards when the personal representative of an Estate shall in writing, request that the benefits shall accrue to the Estate of the decedent subscriber for the privilege of transfer, and shall agree to assume any and all obligations incident to the original entries.

 

(d)  In case of any transfer of a horse with its engagements, the  horse will not be eligible to start in any stakes, unless at the time of the running of the stakes the transfer of the horse and its engagements can be exhibited to the Racing Secretary.

 

(e)  No person shall make or receive the transfer of a horse or engagement for the purpose of avoiding disqualification.

 

(f)  So long as the name of a person is on the arrears list, no engagements can be transferred or accepted by him, and no horse can be entered by him or under his subscription for any race.

 

(g)  When a seller fails to strike a horse out of an engagement not sold or transferred with the horse, the purchaser is not entitled to start the horse or to the stakes if he wins.

 

(h)  Should a horse be sold with his engagements, or any part of them, the seller cannot strike the horse out of any of the engagements.

 

SECTION 5.  Produce Races

 

(a)  In naming an entry for a produce race, the produce is entered by specifying the dam and sire.

 

(b)  If a mare entered in a produce race drops her foal before January or if she has a dead or more than one foal, the entry of the mare is void.

 

(c)  Entrance money shall be returned if the nominator or transferee notifies the Permittee of proper grounds for voiding an entry in a produce race in advance of the date specified for the notice in the conditions of the race.

 

(d)  Weight allowances for the produce of untried horses must be claimed at the time of entry.

 

(e)  The nominator in produce races, or races in which nominations of foals are made, shall be released from further liability with regard to the entry by filing an acceptable transfer of entry prior to the declaration date stated in the conditions of the race.

 

SECTION 6.  Wyoming-Bred Horses

 

(a)  A "Wyoming bred" horse is a horse foaled in the state of Wyoming, out of a mare that has been registered as an accredited Wyoming broodmare.

 

(b)  A Wyoming broodmare is a mare permanently domiciled in the state of Wyoming except for medical, racing, and breeding purposes and registered with the American Quarter Horse Association, the American Paint Horse Association, the Appaloosa Horse Congress, or the Jockey Club and accredited by the state breed organization recognized by the Commission.

 

(i)  This rule shall not affect the status of any horse recognized as a Wyoming bred horse prior to the  2007 breeding season.

 

(c)  Every Permittee licensed by the Commission shall offer at least one Wyoming-bred quarter horse race and one Wyoming‑-bred thoroughbred race each day during his meeting.  If sufficient competition cannot be had among this class of horses on any day, another race for said day may be substituted.  A Wyoming-bred race is considered filled when at least six Wyoming breds are entered.

 

(d)  The Commission may approve breeder award funds to be distributed to owners of Wyoming bred horses winning non Wyoming bred races run at a Wyoming permitted track.  The Commission shall distribute the remainder of breeder award funds on a calendar year basis using the following formulae:

 

(i)  Forty percent (40%) to breeders of Wyoming-bred horses.

 

(ii)  Forty percent (40%) to owners of Wyoming-bred horses.

 

(iii)  Twenty percent (20%) to owners of sires standing in the state of Wyoming at time of service to mares producing Wyoming-bred horses.

 

(e)  The Wyoming-bred funds shall be distributed on a point basis.  The formulae to determine points is as follows:

 

(i)  The number of points for a race is determined by the numbers of starters.  The winner shall receive a number of points equivalent to the number of starters in a race.  The second place horse in a race shall receive one less point than the winner and so on, until the last place horse, which shall receive one point.

 

(ii)  A horse which starts in a race but does not finish shall not be awarded points.

 

(f)  Trophies or other awards must be approved by the commission and may not exceed the amount of interest on the Breeders Award fund.

 

SECTION 7.  Post Position

 

(a)  Post positions shall be determined publicly by lot in the presence of the Racing Secretary or his deputy and at least one Steward.

 

(b)  Horses gaining a position in the race from the "also eligible" list will acquire their post positions as follows:

 

(i)  If the race is run on a straightaway the also eligible horse will be given the post position that was drawn for the horse that was scratched.

 

(ii)  If the race is run around a turn the horses originally drawn for the race will be moved in towards the number l post position in the order of the draw and the also eligible horse will be given the outside post position.

 

(c)  Beginning from the inside rail, the horses shall take their positions at the post in keeping with the numerical order resulting from the public drawing.  The Stewards may permit an unruly horse to be removed from an inside position and place him on the outside.

 

SECTION 8.  Declarations and Scratches

 

(a)  No horse shall be considered scratched or declared out of an engagement until the owner or his authorized agent or some person deputized by him shall have given notice in writing to the Racing Secretary before the time stipulated by the regulations of the Permittee.

 

(b)  If a horse is not named through the entry box the day before the race at the usual time of closing the horse is automatically out of a stakes race.

 

(c)  The declaration of a horse out of an engagement is irrevocable.

 

(d)  Scratches from stakes races will close forty‑five (45) minutes before post time.

 

(e)  If the miscarriage of any declaration by mail or otherwise is alleged, satisfactory proof of the miscarriage shall be required of the complainant, otherwise the declaration shall not be accepted.

 

(f)  A horse in an overnight race cannot be scratched without the approval of the Stewards.

 

(g)  A report from the Veterinarian may be requested by the Stewards and shall be used only as an aid in determining the final decision of a request to scratch.

 

(h)  All horses appearing on the overnight sheet are considered to be available for the race until official scratches are announced.  Being on the also‑eligible list does not give preference in scratching.

 

SECTION 9.  Naming of Jockeys

 

(a)  Jockeys shall be named not later than scratch time of the day of the race.

 

          (b)  Any subsequent change of a jockey must be sanctioned by the Stewards and must be promptly and publicly posted and announced.

 

SECTION 10.  Postponement and Cancellation of Races

 

(a)  If the whole or a part of a racing program is abandoned, any purse race involved must be declared off.

 

(b)  If the whole or a part of a racing program is abandoned, any stakes race involved may be postponed or declared off.

 

(c)  If a stakes race is declared off, all subscriptions and fees paid shall be refunded.

 

SECTION 11.  Weight Penalties and Allowances

 

(a)  The following weights are carried when they are not stated in the condition of the race;

 

SCALE OF WEIGHTS FOR AGE

AGE

Jan

Feb

Mar

Apr

May

June

July

Aug

Sept

Oct

Nov

Dec

 

 

 

 

 

 

 

 

 

 

 

 

 

ONE-HALF MILE

2

X

X

X

X

X

X

X

105

108

111

114

114

3

117

117

119

119

121

123

125

126

127

128

129

129

4

130

130

130

130

130

130

130

130

130

130

130

130

5&UP

130

130

130

130

130

130

130

130

130

130

130

130

 

SIX FURLONGS

2

X

X

X

X

X

X

X

102

105

108

111

111

3

114

114

117

117

119

121

123

125

126

127

128

128

4

129

129

130

130

130

130

130

130

130

130

130

130

5&UP

130

130

130

130

130

130

130

130

130

130

130

130

 

ONE MILE

2

X

X

X

X

X

X

X

X

96

99

102

102

3

107

107

111

111

113

115

117

119

121

122

123

123

4

127

127

128

128

127

126

126

126

126

126

126

126

5&UP

128

128

128

128

127

126

126

126

126

126

126

126

AGE

Jan

Feb

Mar

Apr

May

June

July

Aug

Sept

Oct

Nov

Dec

ONE AND A QUARTER MILE

2

X

X

X

X

X

X

X

X

X

X

X

X

3

101

101

107

107

111

113

116

118

120

121

122

122

4

125

125

127

127

127

126

126

126

126

126

126

126

5&UP

127

127

127

127

127

126

126

126

126

126

126

126

 

ONE AND A HALF MILES

2

X

X

X

X

X

X

X

X

X

X

X

X

3

98

98

104

104

108

111

114

117

119

121

122

122

4

124

124

126

126

126

126

126

126

126

126

126

126

5&UP

126

126

126

126

126

126

126

126

126

126

126

126

5&UP

126

126

126

126

126

126

126

126

126

126

126

126

 

TWO MILES

3

96

96

102

102

106

109

112

114

117

119

120

120

4

124

124

126

126

126

126

126

125

125

125

124

124

5&UP

126

126

126

126

126

126

126

125

125

124

124

124

5&UP

126

126

126

126

126

126

126

125

125

124

124

124

 

(i)  In races of intermediate lengths the weights for the shorter distance are carried.

 

(ii)  In all races except handicaps and races where the conditions state to the contrary, fillies two years old are allowed three pounds, and fillies and mares three years old and upward are allowed five pounds before the first of September and three pounds after September 1.

 

(iii)  Minimum weight in all overnight races for two-year olds, for three-year olds or for four-year olds and upward shall be 112 pounds subject to sex and apprentice allowance.  This rule shall not apply to handicaps or to races written for three-year olds and upwards.

SECTION 12.  Penalties and Allowances

 

(a)  Penalties and allowances are not cumulative unless so declared by the conditions of the race, and shall take effect at the time of starting, except that in overnight events a horse shall have only the allowance to which it was entitled at the time of entry. 

 

(b)  Penalties are obligatory.  Allowances are optional as to all or any part and in overnight events must be claimed at the time of entry.

 

(c)  Allowances to the produce of untried horses shall be claimed before the expiration of the time for naming, and shall not be lost by winning after that time.

 

(d)  No horse shall receive allowance of weight or be relieved from extra weight for having been beaten in one or more races, but this rule shall not prohibit maiden allowance to horses that have not won a race within a specified period or a race of a specified value.

 

(e)  Failure to claim a weight allowance by oversight or omission is not cause for disqualification.  Claims of weight allowance to which a horse is not entitled shall not disqualify unless the incorrect weight is carried in the race.  A fine may be imposed upon the person claiming allowance to which his horse is not entitled.

 

(f)  If an underweight is discovered prior to the actual start, a correction must be made and immediately announced to the public.  If wagering has already started on the race, a refund will be made if desired prior to the actual start.  No less than three (3) minutes must be permitted for refunding even though post time has to be delayed.

 

(g)  Eligibility, penalties and allowances of weight for all races will be determined after considering the reports, records and statistics published by the Daily Racing Form and/or other statistical publications, but responsibility for weight carried and eligibility still remain with the owner and trainer as prescribed by the Rules.

 

(h)  No horse shall incur a weight penalty for placement from which he is disqualified, but a horse placed through the disqualification of another horse shall incur the weight penalties of that placement.  No such placement shall make a horse ineligible to a race which has already been run.

 

(i)  When a race is in dispute, both the horse that finished first and any horse claiming the race shall be liable to all penalties attaching to the winner of that race until the matter is decided.

 

(j)  Races written to be run under "Scale of Weight or Weights for Age" shall be run under the weights as provided for in the Scale of Weights Charts in these Rules.

 

(k)  The Racing Secretary may write races either above or below scale as he may see fit.

 

SECTION 13.  Weighing Out

 

(a)  The jockeys shall be weighed out for their respective mounts in each race by the Clerk of the Scales not less than twenty (20) minutes before the time fixed for the race. In case of substitution of rider after the original rider has been weighed out, the substitute rider shall be weighed out as promptly as possible and the name of the substitute and his weight publicly announced and posted.

 

(b)  A jockey may not carry overweight in excess of two pounds without permission of the owner or trainer and under no circumstances shall the overweight exceed seven pounds.

 

(c)  Whip or whip substitute, head number, bridle, bit, reins, blinkers, number cloth, safety helmet or safety vest shall not be included in a jockey's weight.

 

(d)  A bridle shall not exceed two (2) pounds, a safety vest shall not exceed two (2) pounds and a whip shall not exceed one (1) pound unless approved by the Stewards.

 

(e)  Except when riding for his contract employer a jockey shall not be weighed out for any race unless his fee for a losing mount in the race has been deposited for him with the horsemen's bookkeeper.  The failure to deposit or guarantee the fee for the engaged jockey may be cause for declaring the horse out of the race and the owner and/or trainer penalized by the Stewards.

 

(f)  The Permittee shall provide the only attendants who will be permitted to assist jockeys in weighing out or at any other time while in the performance of their duties.  The attendants shall be approved by the Commission and be licensed.

 

SECTION 14.  Paddock to Post

 

(a)  Permission for any change of equipment from that which a horse carried in his last previous race, during the current meeting, must be obtained from the Stewards.

 

(b)  Permission to add blinkers to a horse's equipment or to discontinue the use of them must be approved by the Starter before being granted by the Stewards.  Permission to use or discontinue bar plate shoes must be approved by the Stewards.

 

(c)  Permission to use or discontinue the use of a tongue tie must be secured from the Stewards.  Under no circumstances shall the material to be used as a tongue tie be furnished by anyone other than the trainer of the horse on which it is to be used.  No employee of the Permittee shall be allowed to tie the tongue or replace or repair a tongue tie.

(d)  Whips and/or blinkers may be used on two‑year‑olds and other first starters if schooled before the Starter with the equipment and approved by him and the Stewards before entry time.

 

(e)  The use of plastic bridles and/or reins is prohibited.

(f)  Permission must be obtained from the Stewards to exercise a horse on the track between races.  When a horse is being warmed up or exercised public announcement shall be made, giving the name of the horse and explaining his presence on the track.

 

(g)  In a race each horse shall carry a conspicuous saddle‑cloth number and a head number corresponding to his number on the official program.  In case of a coupled‑entry each horse making up the entry shall carry the same number with a distinguishing letter. For example, 1, 1A, 1B.  In case of a field, the horses comprising  the field shall carry an individual number; i.e. 10, 11, 12 and so on, or 10, 10A, 10B and so on.

 

(h)  Horses must be in the paddock at least twenty (20) minutes before post time.

 

(i)  Every horse must be saddled in the paddock unless special permission has been granted by the Stewards to saddle elsewhere.

 

(i)  A trainer shall attend his horse in the paddock and shall be present to supervise his saddling unless he has obtained permission of the Stewards to send another licensed trainer as a substitute.

 

(j)  After entering the track not more than twelve (12) minutes shall be consumed in the parade of the horses to the post except in cases of unavoidable delay.  After passing the stand once, the horses will be allowed to break formation and canter, warm up or go as they please to the post unless otherwise directed by the Stewards.  When horses have reached the post, they will be started without unnecessary delay.

 

(k)  After the horses enter the track, no jockey shall dismount and no horse shall be entitled to the care of an attendant without consent of the Stewards or the Starter and the horse must be free of all hands other than those of the jockey or assistant starter before the starter releases the barrier (gate).

 

(l)  In case of accident to a jockey or to his mount or equipment, the Stewards or the Starter may permit the jockey to dismount and the horse to be cared for during the delay, and may permit all jockeys to dismount and all horses to be attended during the delay.

 

(m)  If a jockey is thrown on the way from the paddock to the post, the horse must be remounted, return to the point where the jockey was thrown and then proceed over the route of the parade to the post.  A horse must carry his assigned weight from paddock to post and from post to finish.

 

(n)  If a jockey is so injured on the way to the post as to require another jockey, the horse shall be taken to the paddock, another jockey obtained, and then ridden over the incomplete portion of the exact route of the parade to the starting point.

 

(o)  If a horse leaves the course while moving from paddock to post, he shall return to the course at the nearest practical point to that at which he left the course, and shall complete his parade to the post from the point at which he left the course.

(o)    No person shall willfully delay the arrival of a horse at the post.

 

(q)  No person other than the rider, starter or assistant starter shall be permitted to strike a horse or attempt by shouting or otherwise to assist it in getting a start.

 

SECTION 15.  Post to Finish

 

(a)  Should an accident or malfunction of the starting gate, or other unforeseeable event compromise the fairness of a race or the safety of race participants, the stewards may declare individual horses to be non-starters, exclude individual horses from one or more pari-mutuel pools or declare a "no contest" and refund all wagers except as otherwise provided in the rules involving multi-race wagers.

 

(b)  When a race is around a turn a horse may be taken to any part of the course when clear, but no horse shall cross or weave in front of other horses in such a way as to impede them or constitute or cause interference or intimidation.

 

(c)  When a race is run on a straightaway every horse must maintain position as nearly as possible in the lane in which he starts.  If a horse is ridden, drifts, or swerves out of his lane in such a manner that he interferes with or impedes another horse it is a foul.  The offending horse may be disqualified, when in the opinion of the stewards, the outcome of the race was affected.  This shall apply whether the foul was caused by the horse or by the rider and whether it was caused willfully or by carelessness.

 

(d)  No horse or jockey shall willfully jostle another horse.

 

(i)  Jockeys shall make every effort to prevent their horse from lugging in or out in a manner which interferes with another horse.

 

(ii)  Jockeys shall not ride in such a manner as to endanger another horse or jockey.

 

(e)  During a race no jockey shall willfully strike, strike at or touch another jockey or another jockey's horse or equipment for the purpose of interfering with that horse or jockey.

 

(f)  Jockeys must be in full control of their horse before applying the whip.  No jockey shall use the whip more than is reasonably necessary under the circumstances or ever strike a horse on the head.

 

(g)  Careless or sloppy riding will not be permitted.

 

(h)  No jockey shall unnecessarily cause his horse to shorten his stride.

 

(i) All horses shall be ridden out in every race and must carry their assigned weight from post to finish.

 

(j)  All horses are expected to give their best efforts in races in which they run and any instructions or advice to jockeys to ride or handle their mounts otherwise than for the purpose of winning are forbidden and will subject all persons giving or following such instructions or advice to disciplinary action by the Stewards and the Commission.

 

(k)  If two horses run in one interest in any race, each shall give his best effort. The practice of declaring to win with one or the other of the horses will not be allowed.

 

(l)  The Stewards shall take cognizance of foul riding and may entertain reports from other racing officials of the meeting whether or not formal complaint is made; otherwise no complaint shall be considered which comes from any person other than the jockey, trainer or owner of the horse interfered with.

 

(m)  If a horse is disqualified for a foul under these rules, any other horse in the race owned wholly or in part by the same interest may also be disqualified.  No refunds.

 

(n)  If a horse leaves the track after the "Start" he must be disqualified.

 

(o)  If a horse during the running of a race, becomes crippled or otherwise obviously unable to finish (broken bone or profuse bleeding or any other equally disabling condition), he shall be dismounted, unsaddled and removed from the track without passing the stand.

 

(i)  If a bone is broken the horse will remain on the track until the horse ambulance arrives and removes him.

 

(ii)  If destruction of the animal is determined necessary the destruction will be accomplished by the Official Veterinarian, or his designee, in a place out of the vision of the public and its removal after destruction shall be the responsibility of the veterinarian.

 

(iii)  The jockey will not be required to weigh in.

 

(p)  A trainer shall be present following the running of a race to attend to his horse or have a licensed employee present for that purpose.

 

SECTION 16.  Weighing In

 

(a)  After a race has been run and after he has pulled up the horse he has ridden, the winning jockey shall ride promptly to the winner's circle, dismount after obtaining permission from the judges and present himself to the Clerk of Scales to be weighed in.

 

(b)  If a jockey is prevented from riding his mount to the judge's stand because of an accident or illness either to himself or his horse, he may walk or be carried to the scales, or he may be excused by the Stewards from weighing in.  In no case shall the jockey ride a horse bleeding profusely or crippled by a broken bone past the public stands, nor shall he attempt to lead him or have him led past the public stands.

 

(c)  Every jockey must upon returning to the placing judge's stand, unsaddle the horse he has ridden and no person shall touch the horse except by his bridle except with permission from the Stewards.

 

(d)  No person shall assist a jockey in removing the equipment that is to be included in the jockey weight from his horse except with permission of the Stewards.

 

(e)  No person shall throw any covering over any horse at the place of dismounting until the jockey has removed the equipment that is to be included in his weight.

 

(f)  A jockey shall not willfully touch any person or things other than the equipment that is to be included in his weight before weighing in.

 

(g)  To weigh in each jockey shall carry over the Scales, all pieces of equipment with which he weighed out.

 

(h)  Each jockey shall weigh in at the same weight as that at which he weighed out, and if short by more than two (2) pounds, his mount shall be disqualified.

 

(i)  No jockey shall weigh in at more than two (2) pounds over the weight at which he weighed out except as the weight may have been affected by the elements.

 

SECTION 17. Winnings

 

(a)  The winnings of a horse in a race shall be computed on the value of the gross earnings.

 

(i)  Winning of a fixed sum is understood to be winning it in one race unless specified to the contrary.

 

(b)  Winnings during a year shall be reckoned from January 1 of that year.

 

(c)  Winner or non-winner of a specified sum means winner, or non-winner of a single race of that value to the winner unless otherwise stated.

 

(d)  In computing the value of a series of races in which an extra sum of money is won by the winning of two or more races of the series, the extra amount shall not be included in the horse's winnings until the series is finished and the extra amount is definitely ascertainable.  When ascertained it shall be added to the race which determined the extra amount.

 

(e)  The entrance money, starting and subscription fees in every race shall go to the winner unless otherwise provided in its conditions, but when a race is not run, for any cause, all stakes or entrance money shall be returned.

 

(f)  Winnings shall include all monies won in all countries up to the time appointed for the start, including walkovers and forfeits but not second and third money nor the value of a prize not in money.

 

(i)  In estimating foreign winnings the current rate of exchange at the time of the winnings shall be adopted.

 

(ii)  The value of prizes not in money will not be estimated in the value of the race to the winner.

 

(g)  If the condition of a race provides that a bonus or prize be paid to a person in the forfeit list, the bonus or prize shall be applied to the payment of the forfeits and the balance shall be paid to the person.

 

(h)  In a case of walkover (except in claiming races) one‑half of the money offered to the winner is given.  When a walkover is the result of arrangement by owners of horses engaged, no portion of the added money nor any other prize need be given.

 

(i)  Any money or prize which by the conditions is to go to the horse placed second, or in any lower place in the race, shall, if the winner has walked over or no horse has been placed, be dealt with as follows:

 

(i)  If part of the stake, it shall go to the winner, or

 

(ii)  If a separate donation from the Permittee or any other source it shall not be given at all, or

 

(iii)  If entrance money for the race it shall go to the winner.

 

(j)  If a race is not run or is declared void, stakes, forfeits and entrance money shall be returned.

 

race may be declared void if no qualified horse covers the course according to rule.(k)  A race may be declared void if no qualified horse covers the course according to rule.

 

SECTION 18.  Walking Over

 

(a)  If at the time for saddling only one (1) horse shall have weighed out, that horse shall be ridden past the judge's stand, go to the post and then move over the course.  He shall then be deemed the winner.

 

(b)  In case of a walkover, the horse walking over shall receive:

(i)  In an overnight race, one-half of the winner's rightful share of first money;

 

(ii)  In stakes races, one-half of the winner's rightful share of the added money and all fees.

(c)  In case of a walkover any money or prize, which by the condition of the race would have been awarded to a horse placed second or lower in the race, shall be paid to the winner if the money or prize is contributed by the owners.  If a donation is from any other source it shall not be awarded.

 

(d)  In case of a walkover of two or more horses and the horses move over the course, these rules apply as to the division of the purse.

 

SECTION 19.  Dead Heats

 

(a)  When two or more horses run a dead heat, the dead heat shall not be run off.

 

(b)  The owners of the horses in a dead heat shall divide equally the purse money involved.

 

(c)  If a dead heat is for first place, each horse shall be considered a winner of the amount received according to the preceding rule.

 

(d)  When a dead heat is run for second place and an objection is made to the winner of the race and sustained the horses which run the dead heat shall be deemed to have run a dead heat for first place.

 

(e)  Owners shall divide equally all monies and other prizes and if no agreement can be reached as to which of them shall receive a cup, plate or other indivisible prize, they shall draw lots for it in the presence of one or more of the Stewards.

 

SECTION 20. Test Barn, Blood, Urine and Other Samples

 

(a)             An area within a suitable building must be set aside and be under the supervision of the Official Veterinarian for the purpose of collecting specimens for any tests required by the Commission.  The building, its location, arrangement, furnishings and facilities must be approved by the Commission.

 

(i)  No unauthorized person shall be admitted at any time to the building or the area utilized for the purpose of collecting the required specimens or the area designated for the retention of horses pending the obtaining of the specimens.

 

(ii)  A guard must be in attendance during the hours designated by the Commission.  The guard must be approved by the Commission.

 

(b)  The winner of every race shall be taken immediately to the testing enclosure for examination by the Official Veterinarian.  The Commission or the Stewards may designate that any other horse in the race may be examined.  The examination shall be conducted by taking any or all of the following tests:  blood, urine or saliva.  The tests shall be conducted under the supervision of the Official Veterinarian. 

 

(c)  The Stewards may require that any horse be sent to the testing enclosure for the taking of specimens of saliva, urine and/or blood and such other examination as shall be directed.

 

(d)  The Official Veterinarian of the Commission may also require the taking of any specimens from any horse stabled at a track during a meeting with the approval of the Stewards.

 

(e)  The owner, the trainer or other authorized representative must be present when a blood, urine or other specimen is taken from his horse, and must remain until the specimen is sealed and the official form signed by the owner or trainer or his representative as witness to the taking of the specimen.  Willful failure to be present at or a refusal to allow the taking of any specimen, or any act or threat to impede or prevent or otherwise interfere shall subject the guilty person to immediate suspension and the matter shall be referred to the Commission for such penalty as it may determine.

 

(i)  If for any reason the trainer of a horse is not or cannot be present at the time of collection of urine or blood, it shall be deemed by the Commission that the person actually in custody of the horse is authorized to witness the taking and sealing of the specimen and has the trainer's authority to sign as witness.

 

(ii)  If a claimed horse is sent to the test barn, a representative of both the former owner and the new owner shall accompany the horse to the test barn.  The claiming of any horse shall not diminish the responsibility of the former owner and trainer for compliance with the statutes and rules of racing as to the claimed horse.

 

(f)  All specimens taken by the Official Veterinarian shall be delivered to the laboratory of the Official Chemist for analysis. Each specimen shall be marked and bear information as may be essential to its proper analysis, but the identity of the horse from which the specimen was taken or the identity of its owner, trainer, jockey or stable shall not be revealed to the Official Chemist.  The container of each specimen shall be sealed as soon as the specimen is placed in it.

 

(g)  The Official Chemist shall be a member in good standing of the Association of Official Racing Chemists and shall make all reports directly to the Secretary of the Commission and to the State Steward.

 

(h)  The Official Veterinarian, the Stewards or the authorized representatives of the Commission may take samples of any medicines or other materials suspected of containing improper medication or drugs, which could affect the racing condition of a horse in a race, which may be found in stables or elsewhere on race tracks or in the possession of tracks or any person connected with racing.  The samples shall be delivered to the Official Chemist for analysis under the same conditions as prescribed in paragraph (f).

 

(i)  No action shall be taken by the Stewards on the report of the Official Chemist until the medication or drug has been properly identified and the horse from which the specimen was taken has been identified.  Written confirmation of the test results shall immediately be sent to the State Steward and Commission Secretary following verbal transmission of those results to the State Steward.

 

SECTION 21. Alcohol and Drug Testing of Participants

 

(a)  Alcohol Prohibition/Breathalyzer Test.

 

(i)  No licensee or employee of any entity associated with the conduct of a pari-mutuel event shall have present within his system any amount of alcohol in excess of .05 percent content while on the grounds of a permitted pari-mutuel event.

 

(ii)  Acting with reasonable cause, the Stewards or a designated Commission representative may direct any licensee or employee to submit to a breathalyzer test.  The licensee or employee shall when so directed submit to the examination.  If the results show a reading of .05 percent alcohol content or more, the licensee or employee shall then be subject to fine or suspension by the Stewards or the Commission.  If any licensee or employee refuses to submit to a breathalyzer test he shall be subject to a suspension until such time as he does submit to the test.

 

          (iii)  For subsequent violation the licensee or employee may be subject to Procedures Following Positive Chemical Analysis (see par. c).(b)  Drug Prohibition/Body Fluid Test.

 

(b)  Drug Prohibition/Body Fluid Test

 

(i)  No licensee or employee of any entity associated with the conduct of a pari-mutuel event while on the grounds of a permitted pari‑mutuel event shall have present within his system any controlled substance as listed in schedule IV of the U.S. Code, Title 21 (Food and Drugs Section 812), or any prescription legend drug unless the prescription legend drug was obtained directly or pursuant to valid prescription or order from a duly licensed physician who is acting in the course of his professional practice.

 

(ii)  Acting with reasonable cause, the Stewards or a designated Commission representative may direct any licensee or employee to deliver a specimen of urine in the presence of Commission authorized personnel or subject himself to the taking of a blood sample or other body fluids by Commission authorized personnel.

 

(iii)  In such cases the Stewards or the Commission representative may prohibit the licensee or employee from participating in the day's racing or until such time as the licensee or employee evidences a negative test result.

 

(iv)  A sufficient sample shall be collected to insure a quantity for a split sample when possible.

 

(v)  Refusal by a licensee or employee to provide the samples as directed shall be in violation of these rules and shall subject the licensee or employee to sanction by the Stewards or the Commission.

 

(vi)  All testing shall be at the expense of the Commission.

 

(c)  Procedures Following Positive Chemical Analysis.

 

(i)  For a licensee's or employee's first violation he may not be allowed to participate in a pari-mutuel event until his condition has been professionally evaluated.

 

(A)  After professional evaluation, if the licensee's or employee's condition proves non-addictive and not detrimental to the best interest of the event, the licensee or employee shall be allowed to participate in the event provided he can produce a negative test result and agrees to further testing at the discretion of the Stewards or designated Commission representative to insure his unimpairment.

 

(B)  After professional evaluation, should the licensee's or employee's condition prove addictive or detrimental to the best interest of the event the licensee or employee shall not be allowed to participate in the event until such time as he can produce a negative test result and show documented proof that he has successfully completed a certified alcohol/drug rehabilitation program approved by the Commission.  The licensee or employee must agree to further testing at the discretion of the Stewards or Commission representative to insure his unimpairment.

 

(ii)  For a licensee's or an employee's second violation, he shall be suspended and allowed to enroll in a certified alcohol/drug rehabilitation program approved by the Commission.  The licensee or employee will be permitted to apply for reinstatement only at the discretion of the Commission.

 

SECTION 22.  Claiming

 

(a)  In claiming races any horse is subject to claim for the entered price by any owner licensed by the Commission and in good standing who has at least one eligible horse registered with the Racing Secretary of a race meet in Wyoming or by any licensed owner with a valid Claim Certificate.  Any other person who wishes to claim a horse must complete a Prospective Horse Owner's Application form and must be approved by the Stewards or the Commission.  A Claim Certificate shall become void on the date of a successful claim.  Nothing in this rule shall be construed as prohibiting the approving as a Prospective owner a person who has been licensed as an owner during the calendar year by the Commission.

 

(i)  The fee for a claim certificate is twenty-five ($25) dollars.

 

(ii)  Any horse is subject to claim by a Prospective Owner or his agent providing the Prospective Owner has applied to and been approved by the Stewards or the Commission.  The Prospective Owner shall comply with all licensing requirements prior to submitting a claim.  The names of the Prospective Owners shall be prominently displayed in the offices of the Commission and the Racing Secretary.

 

(b)  No one may claim more than one horse out of any one race.

 

(i)  No trainer, even though he is an owner and qualified under the Rules to claim, may submit a claim out of the same race in which the owner of horses trained by him has submitted a claim.  If such an act inadvertently occurs, the claim made by the trainer shall be declared void.

 

(ii)  No authorized agent, although representing more than one owner, shall submit more than one claim in any one race.

 

(iii)  When a stable consists of horses owned by more than one owner and trained by the same trainer, not more than one claim may be entered on behalf of the stable in any one race.  In case such an act inadvertently occurs the owners shall compete by lot for the right to claim.

 

(iv)  When a stable consists of horses owned by more than one owner, trained by the same trainer, the owners will not be eligible to claim from the trainer's stable.

 

(c)  If a horse is claimed, it shall not start in a selling or claiming race for a period of thirty (30) days from the date of claim for less than twenty-five percent (25%) more than the amount for which it was claimed.  The horse shall not be entered for thirty (30) days after being claimed in a race in which the determining eligibility price is less than twenty-five percent (25%) more than the price at which the horse was claimed. The day claimed shall not count, but the following calendar day shall be the first day and the horse shall be entitled to enter whenever necessary so the horse may start on the thirty-first (31st) calendar day following the claim for any claiming price.  This provision shall not apply to starter handicaps in which the weight to be carried is assigned by the handicapper.

 

(d)  Any horse claimed shall not be sold or transferred wholly or in part to anyone for thirty (30) days except in another claiming race.  The horse shall not remain in the same barn or under the control or management of its former owner or trainer for a like period unless reclaimed.  It shall not race elsewhere until after the close of the meeting at which it was claimed, except by permission of the Stewards at the meeting at which it was claimed.

 

(i)  The Commission may permit or ratify the sale or transfer of a horse claimed at a Wyoming meeting in the period of thirty (30) days after the date of claiming upon petition of the owner.

 

(ii)  When a horse is claimed at a recognized meeting under rules which are at variance with this rule, title to the horse shall be recognized in Wyoming to follow the rule of the meeting under which it was claimed.

 

(e)  The claiming price of each horse in a claiming race shall be printed on the program, and all claims for the horse shall be for the amount designated.  Should more than one claim be filed for the same horse, the disposition of the horse shall be determined by lot under the direction of one or more of the Stewards or one deputized to act for them.

 

(f)  All claims must be in writing on forms and in envelopes approved by the Commission.  Both forms and envelopes must be filled out completely and accurately, otherwise the claim will be void.  The envelope must be sealed and deposited in a locked box provided for this purpose.  No money shall accompany the claim.  Each person desiring to make a claim must first deposit with the Permittee the whole amount of the claim in cash, unless at the time of depositing the claim he shall have the amount of the claim to his credit and unencumbered with the Permittee.  The spelling of a horse's name on the official program on the day of claiming shall be considered to be the accurate spelling for the purpose of claiming.

 

(g)  When a claim has been filed it is irrevocable and at the risk of the claimant.

 

(i)  If a claimed horse has had a posterior digital (heel nerve) neurectomy and has not complied with requirements in Sec.3 (z), (i),(aa). The claimant shall have forty‑eight (48) hours from the start of the race from which the horse was claimed to file a protest which must be supported by an affidavit made by a licensed veterinarian and the Official Veterinarian.

 

(h)  A turf authority registration certificate for each horse entered in claiming races must be in possession of the Racing Secretary.  When ownership changes as a result of a claim, the Racing Secretary shall cause the registration certificate to be properly endorsed prior to transfer to the new owner's file.  A claimed horse may run on a transfer if papers, transfer and fees are in the possession of the Racing Secretary.

 

(i)  All claims must be deposited in the claiming box at least ten minutes before the time fixed for the race to begin and not later, and no official shall give any information as to the filing of claims until after the race has been run.  All claims shall be passed upon by the Stewards.

 

(j)  A horse claimed shall not be delivered by the original owner to the successful claimant until authorization shall be given by the Stewards.  Every horse claimed shall run in the interest and for the account of the owner who entered it in the race, but title to the claimed horse shall be vested in the successful claimant from the time the horse becomes a "starter" and the successful claimant shall become the owner of the horse whether it is alive or dead, sound or unsound, or injured during the race or after it.

 

(k)  The Stewards shall be the sole judges of the quality of the horses in the stable of the claimant and may declare any claim void.

 

(l)  Any person making a claim for a horse in any claiming race shall sign an affidavit which shall be part of the claim blank, certifying that he is claiming the horse for his own account or as an authorized agent and not for any other person.  Any person making an affidavit falsely shall be immediately suspended and his case referred to the Commission for further action.

 

(m)  No person shall refuse to deliver a horse claimed out of a claiming race to the person entitled to receive the horse under these rules.  The horse in question shall be disqualified along with all other horses owned or trained by the person refusing to deliver until delivery is made.

 

(n)  No person or persons shall enter or allow to be entered in a claiming race a horse against which any claim is held, either as a mortgage, bill of sale, or lien of any kind, unless when entering the horse the written consent of the holder of the claim is filed with the Permittee conducting the race.

 

(o)  An owner who ships all of his horses away from a meeting or withdraws the registration papers of horses owned by him forfeits immediately his right to claim at the meeting, but may re-earn that right by again starting a horse at that meeting and by fully complying with these Rules.

 

(p)  Should any stable be eliminated by sale or removal from the grounds, the right to claim shall be void.  When a stable has been eliminated by claiming, the owner so affected shall have the right to claim a horse during the next thirty (30) days at any recognized meeting in this state even though all or a portion of the next thirty (30) racing days takes place in the following calendar year.  If another horse has not been claimed or acquired prior to the completion of the meeting at which his stable was eliminated, the owner may obtain a Certificate of Eligibility form the Stewards to claim with out representation at any track in the State within the prescribed time.  (Certificate must be enclosed in envelope with completed claim form.)  The same type certificate may be issued by the Stewards to an owner whose stable has been eliminated by fire or other disaster.  If another horse is acquired and registered for racing in Wyoming prior to exercising his right to claim without representation, the owner shall immediately surrender his Certificate of Eligibility.

 

SECTION 23.  Time Trial Qualifiers

 

When two or more time trial contestants have the same qualifying time to a degree of 1/100's of a second or more (exact measurement if photo finish equipment permits), for fewer positions in the finals or consolation necessary for all contestants then they shall be drawn by lot.  However, no contestant may draw into a finals or consolation instead of a contestant which outfinished such contestant.  When scheduled races or trial heats for futurities or stakes races are electronically timed from the starting gates, no organization licensee shall move the starting gates or allow the starting gates to be moved until all trial heats are complete except in an emergency or for track renovation as determined by the Stewards. 

 

SECTION 24.  Sponsored Progeny Races

 

(a)  It is the Permittee’s responsibility, as licensee, to ensure the payment of all purse monies and to submit requested information to the Commission although some entity or person other than the Permittee may be the race sponsor.

 

(b)  The Permittee shall provide the Commission with a copy of written race conditions and executed contracts between the organization and race sponsors.

 

(c)  All purse monies shall be deposited in the horsemans’ bookkeeper account prior to the running the trials of any sponsored progeny race.


+

+

 

+CHAPTER VIII

 

CONDUCT OF RACES

 

SECTION 1.  General Rules

 

(a)  Each Permittee shall conduct horse racing only between the hours of 12 noon and sundown unless otherwise specifically authorized by the Commission.

 

(b)  The maximum number of races per day shall be ten (10) unless additional races are approved by the Stewards and/or the Commission.

 

(c)  A maximum of ten (10) Quarter Horse and twelve (12) Thoroughbred horses shall start in any race in Wyoming unless special permission is received from the Commission.

 

(d)  All straight races shall be eligible for up to ten (10) horse participation.  Races around the turn on tracks of less than 3/4 mile circumference shall start a maximum of eight (8) horses.

 

(i) The number of horses to compete in stakes races will be limited to the horses duly nominated but not in excess of the number of stalls in the starting gate.

 

(e)  Post time of the first race at each meeting must be approved by the Commission.

 

(f)  No horse shall be destroyed on the racing strip except at the discretion of the Commission Veterinarian.  A horse shall be loaded into the horse ambulance or sled and be removed to a place out of the vision of the public and there be destroyed by the Official Veterinarian, or his designee.

 

SECTION 2.  Medication Procedures for Horse Races

 

(a)  No horse participating in a race shall carry in its body any foreign substance except as provided in these Rules.

 

(b)  A finding by the chemist that a foreign substance is present in the test sample shall be prima facie evidence that such foreign substance was administered and carried in the body of the horse while participating in a race.  Such a finding shall also be taken as prima facie evidence that the trainer and his agents responsible for the care or custody of the horse have been negligent in the handling or care of the horse.  The presumption of negligence may be rebutted by competent evidence, otherwise the absolute insurer rule for trainers will be deemed to have been violated.

 

(c)  No Androgenic-Anabolic Steroid shall be permitted in test sample collected from racing horses except for residues of the major metabolite of stanozol, nandrolone, and the naturally occurring substances boldenone and testosterone at concentrations less that the indicated thresholds.

 

(d)  Concentrations of these Androgenic-Anabolic Steroids shall not exceed the following urine threshold concentrations for total (i.e., free drug or metabolite and drug or metabolite liberated from its conjugates):

 

          (i)  Hydroxystanozolol (metabolite of stanozol (Winstroll))-1 ng/ml in urine for all horses regardless of sex;

 

          (ii)  Boldenone (Equipoise is the undecylenate ester of boldenone) in male horses other than geldings- 15 ng/ml in urine. No boldenone shall be permitted in geldings or female horses.

 

          (iii) Nandrolone (durabolin is the phenylpropionate ester and Deca-Durabolin is the decanoate ester)

 

(C)  In geldings–1 ng/ml in urine

 

(D)  In fillies and mares–1ng/ml in urine

 

(v)            Testosterone

 

(A)    In geldings-20 ng/ml in urine

 

(B)    In fillies and mares-55 ng/ml in urine

 

(e)  Any other Androgenic-Anabolic Steroid are prohibited in racing horses.

 

(h)    Post-race urine samples collected from intact males must be identified to the laboratory.

 

(i)      Any horse to which an anabolic steroid has been administrated in order to assist in the recovery from illness or injury may be placed on veterinarian’s list in order to monitor the concentration of the drug or metabolite in urine.  After the concentration has fallen below the designated threshold for administrated Androgenic-Anabolic Steroids, the horse is eligible to be removed from the list.

 

 

(h)  A foreign substance of accepted therapeutic value may be administered as prescribed by a veterinarian when test levels and guidelines for its use have been established by the Veterinary-Chemist Advisory Committee of the Association of Racing Commissioners International and approved by the Commission.

 

(i)  No substance shall be administered to a horse entered to race within twenty-four hours prior to post time of the race in which the horse is entered except that furosemide ("Lasix") may be administered under the supervision of the Official Veterinarian as prescribed in these Rules.

 

(j)  When a foreign substance of accepted therapeutic value is administered or prescribed by a veterinarian for a horse that is entered to race, the veterinarian must make a report of that substance and submit the report to the Commission Veterinarian by 9:00 a.m. of the race day and must report immediately following administration of Lasix.

 

(k)  The administration of 250 milligrams of furosemide ("Lasix") shall be permitted four or more hours prior to post time for the prophylactic treatment of a known bleeder.  Stabling until race reporting time in a holding facility approved by the Commission Veterinarian is required.

 

(l)  Bute is the only approved non-steroidal anti-inflammatory drug (NSAID) that may be present in a horse's body while it is participating in a race.  The presence of more than one NSAID at any test level is forbidden.  A horse running on an approved NSAID will be required to run on an approved NSAID in all subsequent races at the meet, unless special permission for the horse to be removed from the "bute" list is granted by the Commission Veterinarian and the Stewards.

 

(m)  The test level of phenylbutazone and its metabolites under this rule shall not be in excess of five (5) micrograms per milliliter (MCG/ML) in the blood.

 

(n)  Each and every horse entered to race may be subjected to a veterinary examination for racing soundness and health on race day, not later than two hours prior to official post time for the first race.

 

(i)  Such an examination shall be referred to as the "Racing Soundness Exam".

 

(ii)  All such examinations shall be conducted in or near the stall to which the animal is assigned and shall be conducted by a veterinarian employed by the Commission or approved by it.

 

(iii)  The veterinarian shall keep a continuing health and racing soundness record of each horse examined.

 

(o)  Every horse that suffers a breakdown on the race track, in training or in competition, and is destroyed, and every other horse which expires while stabled on the race track shall undergo a post-mortem examination at a time and place acceptable to the Commission Veterinarian to determine the injury or sickness which resulted in euthanasia or natural death.

(i)  The post-mortem examination required under this rule will be conducted by a veterinarian employed by the owner or his trainer in the presence of and in consultation with the Commission Veterinarian.

 

(ii)  Test samples must be obtained from the carcass upon which the post-mortem examination is conducted and shall be sent to a laboratory approved by the Commission for testing for foreign substances and natural substances at abnormal levels.  When practical, samples should be procured prior to euthanasia.

 

(iii)  The owner of the deceased horse shall make payment of any charges due the veterinarian employed by him to conduct the post-mortem examination. The services of the Commission Veterinarian and the laboratory testing of post-mortem samples shall be made available by the Commission without charge to the owner.

 

(iv)  A record of every post-mortem shall be filed with the Commission by the owner's veterinarian within 72 hours of the death.

 

(v)  Each owner and trainer accepts the responsibility for the post-mortem examination provided as a requisite for maintaining the license issued by the Commission.

 

(p)  The Commission may direct the official laboratory to retain samples for future analysis.

 

(q)  The fact that purse money had been distributed prior to the issuance of a laboratory report shall not be deemed a finding that no chemical substance has been administered in violation of these Rules to the horse earning the purse money.  No portion of any purse shall be redistributed as a result of a positive finding for a preserved sample after the 16th day following the race in question.

 

(r)  Disciplinary action for a positive finding of a preserved sample shall be taken at the discretion of the Commission.

 

SECTION 3.  Entries

 

(a)  The Racing Secretary is the person authorized to receive entries and declarations.

 

(b)  A horse must be eligible at the time of starting.

 

(c)  The entry of a horse must be in the name of its true owner.

 

(d)  Entries and declarations shall be made in writing and signed by the owner of the horse, or his authorized agent or some person deputized by him, and each Permittee shall provide blank forms on which entries and declarations are to be made.

 

(e)  Entries may be made by telephone or telegraph with permission of the Stewards, but must be confirmed promptly in writing.

(f)  A signed entry blank shall be prima facie evidence that the contents of the entry blank express the desires and intent of the person making entry.

 

(g)  Entries shall be closed at an advertised time.  The Racing Secretary may postpone closing of overnight races.

 

(i)   When an hour for closing is designated, entries and declaration for sweepstakes cannot be received afterwards.

 

(ii)  If an hour for closing is not designated they may be mailed or telegraphed up to midnight of the day of closing, provided they are received in time for compliance with every other condition of the race.

 

(iii)  If a miscarriage of any entry or declaration in a stake is alleged, satisfactory proof that it was mailed or telegraphed must be presented within a reasonable time.

 

(h)  No alteration shall be made in any entry after closing of entries, but an error may be corrected.

 

(i)  Entries which have closed shall be compiled and posted without delay by the Racing Secretary.    

 

(j)  In entering a horse:

 

(i)  It must be clearly identified by stating its age, name and color.

 

(ii)  State whether it is a horse, mare, or gelding and the names of its sire and dam.  If the registration certificate indicates the dam was covered by more than one stallion the names of all of them must be given in order of service.

 

(iii)  It must be clearly tattooed on the upper lip.  The tattooing must be done by a person authorized to tattoo by the appropriate horse registry.  A horse may be entered without being tattooed, but must be tattooed to be eligible to start.

 

(k)  The holder of a claim, whether it is a mortgage, bill of sale or lien of any kind against a horse shall be required to file the claim with the Racing Secretary previous to the time the horse is entered.  If the holder fails to file the claim he shall forfeit his rights to the winnings of the horse.

 

(l)  At the time of registration of any horse and before an entry may be made for any race, a certificate of registration properly endorsed to the current owner must be filed with the Racing Secretary.  The Stewards may waive this requirement if the horse is otherwise properly identified.

 

(m)  The Racing Secretary shall have the right to withdraw or change any unclosed race.  Any race appearing in the Condition Book shall be given a reasonable opportunity to fill as it was written before being withdrawn or changed.

 

(i)  If a race is declared off, the Racing Secretary may divide any overnight race which may have closed.  Post positions for the divided races will be redrawn.

 

(p)    If the number of entries to any purse race is in excess of the number of horses that may be permitted to start, the "starters" for the race and their post positions shall be determined by lot in the presence of those making the entries.  The same methods shall be employed in determining the starters and post positions in split races.

 

(o)  A list of names (number to be determined by the Racing Secretary) may be drawn from the overflow entries and listed as "also eligible" to start if and when horses originally carded are scratched.  Horses gaining a position in the race from the "also eligible" list shall be determined by lot.

 

(p)  If the owner of a horse on the "also eligible" list is not given the opportunity of starting his horse because of insufficient "scratches" the name of the horse shall be placed on the preferred list.

 

(i)  If a substitute race or extra race is used or placed on the overnight to be used if needed, all horses that were entered and not given the opportunity of starting shall be placed on the preferred list.

 

(ii)  In case of an "entry" the preferred horse only shall be placed on the preferred list unless the second choice of an entry should be included in another division of a divided race and does not gain a position in the race (may not exclude a single interest) then he shall be placed on the preferred list.

 

(q)  In a stakes race finals there is no also eligible list.  In the event of a disqualification due to ineligibility the purse will be divided among the remaining entries.

 

(r)  Any horse which has drawn a position in a race and enters again on the next day that entries are taken shall be termed an "in‑today" horse and if the race in which the horse is entered over fills the horse shall be given no consideration whatsoever, stakes excepted.  A horse on the "also eligible" shall not be considered as an "in‑today" horse until he has actually been given a position in the race.

 

(s)  A copy of the preferred list will be posted each afternoon and any claim of error must be made by 5 p.m. of that day. Only claims of error made within the prescribed time will be recognized by the Stewards.

 

(t)  In entering horses on the preferred list a claim of preference must be made at the time of entry and noted on the entry or the preference shall be lost.  No claim of error will be considered by the Stewards if the person making the claim has signed an entry which does not show the claim.

(u)  No more than two horses of the same ownership or interest shall be entered in a purse race, and both may start, except:

 

(i)  When making an entry, the trainer must express a preference and in no case may two horses start as an entry even though uncoupled for wagering purposes if it deprives a single entry from starting, except in the case of a "maiden" entering in a winners race or an "In Today Horse".

 

(ii)  On tracks of less than 3/4 mile in circumference stakes rules will not apply.  Due to the limit on the number of horses allowed to participate in a race, the rules of entering and declaring for a purse race will be followed in every race.

 

(iii)  Horses remaining eligible in stakes but eliminated because of these rules will cause a refund of all fees paid for that horse.

 

(iv)  Any stakes race may be canceled by the Permittee prior to the actual running with no obligation except the return of all paid fees.

 

(v)  Double entries of the same ownership may not be uncoupled for wagering purposes,  except that entries may be uncoupled in stakes.  The Stewards may permit double entries of separate ownerships and trained by the same trainer to be uncoupled for wagering purposes.  Entries involving trainer interest in no more than one horse may be uncoupled in stakes races only.

 

(w)  An entry of a horse in a sweepstakes is a subscription to the sweepstakes. An entry before the time of closing may be altered or withdrawn.

 

(x)  Entrance money is not refunded on the death of a horse or his failure to start.

 

(y)  The nominator is liable for the entrance money or stake, and the death of a horse or a mistake in its entry does not release the subscriber or transferee from liability for stakes. The entrance money to a purse that is run off shall not be returned on the death of a horse or its failure to start for any cause.

 

(z)  No horse will be allowed at a track and no horse shall be entered or permitted to start unless a current health certificate showing that the horse has been examined and found to be free from symptoms of any infectious disease is on file with the Racing Secretary.

 

(i)  The health certificate is valid when it is made by a licensed veterinarian in the state where the examination was made.  It is current if it is dated not more than ten (10) days prior to the date the horse arrives at a Wyoming race track for the first time in a calendar year and any time he is shipped.  A horse requires a new health certificate each time he is shipped.  The certificate shall include the temperature of the horse at the time he is examined.  The Permittee conducting the race meeting is responsible for compliance with this ruling.

 

(aa)  No owner or trainer shall enter or start a horse that:

(i)  Is not in sound racing condition.

 

(ii)  Is a known bleeder unless approved by the Official Veterinarian.

 

(iii)  Has been "nerved" except:

 

(A)  The registration or entry of a horse on which a posterior digital (heel nerve) neurectomy or permanent block has been performed may be accepted if the condition is reported to the Racing Secretary at the time of registration or if the horse is already registered in at the time of the operation.

 

(B)  The Racing Secretary shall make the information available to other licensees and cause the turf authority certificate to be stamped indicating the operation has been performed.  Any nerved horse will require an examination and approval by the Official Veterinarian before being entered.

 

(bb)  A horse shall not become a starter for a race unless all stakes or entrance money for the race have been paid.

 

(cc)  When a person is ruled off a course or suspended, every horse owned in whole or in part by him or under his care and control shall be ineligible to be entered or start in any race until the horse has been reinstated, either by the rescinding of his owner's penalty or by his transfer through bona fide sale to an ownership acceptable to and approved by the Stewards or the Commission.

 

(dd)  When a person is ruled off a course or suspended, he shall not be qualified, whether acting as agent or otherwise, to subscribe for or to enter or run any horse in any race either in his own name or in that of any other person until the rescinding of such penalty.

 

(ee)  No person shall willfully enter or start a horse which he knows or believes to be ineligible or disqualified.

 

(ff)  A horse shall not be qualified to start in any race unless he has been and continues to be properly entered.

 

(gg)  No horse shall run on a transfer except claimed horses. (See claiming section.)

 

(hh)  The Stewards or Racing Secretary shall have power to call on any person in whose name a horse is entered to produce proof that the horse entered is not the property of any person who is disqualified, or to produce proof of the extent of his interest or property in the horse, and in default of proof being given to their satisfaction, may declare the horse out of the race.

 

(ii)  No horse shall be allowed to enter or start in any race unless:

 

(i)  It has been registered with the Registry Office of the Jockey Club of New York, The American Quarter Horse Association or the official stud book and registry of any other breed which maintains a national stud book and registry.

 

(ii)  The certificate of registration is on file with the Racing Secretary.

 

. (A)  The Stewards may waive this requirement for horses shipped in from a race meet operating within Wyoming if the horse is properly identified.  The registration certificate must be on file with the Racing Secretary one (1) hour prior to post time of the first race of the day.

 

(B)  Exceptions may be made by the Stewards if the horse has been shipped to a track for a special race and the horse has been currently racing at another recognized meeting, but only after positive identification has been made.

 

(jj)  If a horse's name is changed, his new name shall be registered with the Jockey Club of New York, the registry of the American Quarter Horse Association or the recognized national stud book and registry of any other breed, and no entry shall be accepted until a new certificate of registration has been issued.

 

(kk)  No horse shall be permitted to enter or to start unless stabled on the grounds of the Permittee, or in stabling approved by the Permittee and the Commission.

 

(mm)      No horse shall be permitted to start whose name and true ownership is not registered with the Racing Secretary.

 

(mm)  A horse involved in multiple ownership shall not be permitted to enter or to start until the rules for the registration of multiple ownership have been complied with.

 

(nn)  A horse shall not be qualified to be entered or to start in any race if it is owned or is under the management of a disqualified person.      

 

(oo)  If an entry from any disqualified person or a disqualified horse is received the entry shall be void and any money paid for the entry shall be returned if the disqualification is disclosed forty‑five (45) minutes before post time for the race, otherwise any such money shall be paid to the winner.

 

(pp)  No disqualified horse shall be allowed to start in any race.

 

(qq)  A horse is ineligible to start a race when it is wholly or partially owned by the spouse of a disqualified person or a horse is under the management of the spouse of a disqualified person, in such cases it being presumed that the disqualified person and spouse constitute a single financial entity with respect to the horse, which presumption may be rebutted.

 

(rr)  No horse on the schooling list, the Veterinarian's list or on the Stewards list shall be qualified to be entered or to start.

 

(ss)  If a horse is sold to a disqualified person the horse's racing engagements shall be void as of the date of the sale.

(tt)  No horse shall be allowed to enter or to start in any race if the owner of that horse is in arrears, except with the approval of the Stewards.

 

(uu)  The entry of any horse which has been excused from starting on account of sickness or physical disability will not be accepted for a minimum of two (2) racing days, exclusive of the day of scratch.  The entry must be accompanied by a certificate of fitness from the track veterinarian and be approved by the Stewards.

 

 (vv)  A maiden over five (5) years of age or any horse over twelve (12) years of age will not be allowed to start unless special permission is granted by the Commission. 

 

SECTION 4.  Engagements and Transfer

 

(a)  If a horse is sold by private treaty or at public auction, the written acknowledgment of both parties is necessary to prove the fact that he was sold with his engagements, but when a horse is claimed out of a claiming race, the horse's engagements are included.  The sale under any circumstances, to a person ruled  off or to a disqualified person, shall not give the person the privilege of racing the horse.

 

(i)  No horse entered in a race may be sold or transferred until after the race in which he is entered has been run without permission of the Stewards.  Neither shall a horse that is entered be transferred to another trainer until after the race in which he is entered has been run without permission of the Stewards.

 

(ii)  When a horse is sold or transferred, the transfer authorization shall be filled out in triplicate by the Stewards and filed with the Racing Secretary and the Commission.  The form to be furnished by the breed association.

 

(b)  Subscriptions and all entries or rights of entry are valid:

 

(i)  When a horse is sold with his engagements transferred.

 

(ii)  When subscriptions, entries and rights of entries survive in the remaining partners in registered partnerships.

 

(iii) When entries under the decedent's subscription have been made previous to the decedent's death by the transfer of the right of entry. 

 

(c)  Subscriptions and all entries or rights of entry under them become void on the death of a subscriber except in cases of registered partnerships or except subject to the sanction of the Stewards when the personal representative of an Estate shall in writing, request that the benefits shall accrue to the Estate of the decedent subscriber for the privilege of transfer, and shall agree to assume any and all obligations incident to the original entries.

 

(d)  In case of any transfer of a horse with its engagements, the  horse will not be eligible to start in any stakes, unless at the time of the running of the stakes the transfer of the horse and its engagements can be exhibited to the Racing Secretary.

 

(e)  No person shall make or receive the transfer of a horse or engagement for the purpose of avoiding disqualification.

 

(f)  So long as the name of a person is on the arrears list, no engagements can be transferred or accepted by him, and no horse can be entered by him or under his subscription for any race.

 

(g)  When a seller fails to strike a horse out of an engagement not sold or transferred with the horse, the purchaser is not entitled to start the horse or to the stakes if he wins.

 

(h)  Should a horse be sold with his engagements, or any part of them, the seller cannot strike the horse out of any of the engagements.

 

SECTION 5.  Produce Races

 

(a)  In naming an entry for a produce race, the produce is entered by specifying the dam and sire.

 

(b)  If a mare entered in a produce race drops her foal before January or if she has a dead or more than one foal, the entry of the mare is void.

 

(c)  Entrance money shall be returned if the nominator or transferee notifies the Permittee of proper grounds for voiding an entry in a produce race in advance of the date specified for the notice in the conditions of the race.

 

(d)  Weight allowances for the produce of untried horses must be claimed at the time of entry.

 

(e)  The nominator in produce races, or races in which nominations of foals are made, shall be released from further liability with regard to the entry by filing an acceptable transfer of entry prior to the declaration date stated in the conditions of the race.

 

SECTION 6.  Wyoming-Bred Horses

 

(a)  A "Wyoming bred" horse is a horse foaled in the state of Wyoming, out of a mare that has been registered as an accredited Wyoming broodmare.

 

(b)  A Wyoming broodmare is a mare permanently domiciled in the state of Wyoming except for medical, racing, and breeding purposes and registered with the American Quarter Horse Association, the American Paint Horse Association, the Appaloosa Horse Congress, or the Jockey Club and accredited by the state breed organization recognized by the Commission.

 

(i)  This rule shall not affect the status of any horse recognized as a Wyoming bred horse prior to the  2007 breeding season.

 

(c)  Every Permittee licensed by the Commission shall offer at least one Wyoming-bred quarter horse race and one Wyoming‑-bred thoroughbred race each day during his meeting.  If sufficient competition cannot be had among this class of horses on any day, another race for said day may be substituted.  A Wyoming-bred race is considered filled when at least six Wyoming breds are entered.

 

(d)  The Commission may approve breeder award funds to be distributed to owners of Wyoming bred horses winning non Wyoming bred races run at a Wyoming permitted track.  The Commission shall distribute the remainder of breeder award funds on a calendar year basis using the following formulae:

 

(i)  Forty percent (40%) to breeders of Wyoming-bred horses.

 

(ii)  Forty percent (40%) to owners of Wyoming-bred horses.

 

(iii)  Twenty percent (20%) to owners of sires standing in the state of Wyoming at time of service to mares producing Wyoming-bred horses.

 

(e)  The Wyoming-bred funds shall be distributed on a point basis.  The formulae to determine points is as follows:

 

(i)  The number of points for a race is determined by the numbers of starters.  The winner shall receive a number of points equivalent to the number of starters in a race.  The second place horse in a race shall receive one less point than the winner and so on, until the last place horse, which shall receive one point.

 

(ii)  A horse which starts in a race but does not finish shall not be awarded points.

 

(f)  Trophies or other awards must be approved by the commission and may not exceed the amount of interest on the Breeders Award fund.

 

SECTION 7.  Post Position

 

(a)  Post positions shall be determined publicly by lot in the presence of the Racing Secretary or his deputy and at least one Steward.

 

(b)  Horses gaining a position in the race from the "also eligible" list will acquire their post positions as follows:

 

(i)  If the race is run on a straightaway the also eligible horse will be given the post position that was drawn for the horse that was scratched.

 

(ii)  If the race is run around a turn the horses originally drawn for the race will be moved in towards the number l post position in the order of the draw and the also eligible horse will be given the outside post position.

 

(c)  Beginning from the inside rail, the horses shall take their positions at the post in keeping with the numerical order resulting from the public drawing.  The Stewards may permit an unruly horse to be removed from an inside position and place him on the outside.

 

SECTION 8.  Declarations and Scratches

 

(a)  No horse shall be considered scratched or declared out of an engagement until the owner or his authorized agent or some person deputized by him shall have given notice in writing to the Racing Secretary before the time stipulated by the regulations of the Permittee.

 

(b)  If a horse is not named through the entry box the day before the race at the usual time of closing the horse is automatically out of a stakes race.

 

(c)  The declaration of a horse out of an engagement is irrevocable.

 

(d)  Scratches from stakes races will close forty‑five (45) minutes before post time.

 

(e)  If the miscarriage of any declaration by mail or otherwise is alleged, satisfactory proof of the miscarriage shall be required of the complainant, otherwise the declaration shall not be accepted.

 

(f)  A horse in an overnight race cannot be scratched without the approval of the Stewards.

 

(g)  A report from the Veterinarian may be requested by the Stewards and shall be used only as an aid in determining the final decision of a request to scratch.

 

(h)  All horses appearing on the overnight sheet are considered to be available for the race until official scratches are announced.  Being on the also‑eligible list does not give preference in scratching.

 

SECTION 9.  Naming of Jockeys

 

(a)  Jockeys shall be named not later than scratch time of the day of the race.

 

          (b)  Any subsequent change of a jockey must be sanctioned by the Stewards and must be promptly and publicly posted and announced.

 

SECTION 10.  Postponement and Cancellation of Races

 

(a)  If the whole or a part of a racing program is abandoned, any purse race involved must be declared off.

 

(b)  If the whole or a part of a racing program is abandoned, any stakes race involved may be postponed or declared off.

 

(c)  If a stakes race is declared off, all subscriptions and fees paid shall be refunded.

 

SECTION 11.  Weight Penalties and Allowances

 

(a)  The following weights are carried when they are not stated in the condition of the race;

 

SCALE OF WEIGHTS FOR AGE

AGE

Jan

Feb

Mar

Apr

May

June

July

Aug

Sept

Oct

Nov

Dec

 

 

 

 

 

 

 

 

 

 

 

 

 

ONE-HALF MILE

2

X

X

X

X

X

X

X

105

108

111

114

114

3

117

117

119

119

121

123

125

126

127

128

129

129

4

130

130

130

130

130

130

130

130

130

130

130

130

5&UP

130

130

130

130

130

130

130

130

130

130

130

130

 

SIX FURLONGS

2

X

X

X

X

X

X

X

102

105

108

111

111

3

114

114

117

117

119

121

123

125

126

127

128

128

4

129

129

130

130

130

130

130

130

130

130

130

130

5&UP

130

130

130

130

130

130

130

130

130

130

130

130

 

ONE MILE

2

X

X

X

X

X

X

X

X

96

99

102

102

3

107

107

111

111

113

115

117

119

121

122

123

123

4

127

127

128

128

127

126

126

126

126

126

126

126

5&UP

128

128

128

128

127

126

126

126

126

126

126

126

AGE

Jan

Feb

Mar

Apr

May

June

July

Aug

Sept

Oct

Nov

Dec

ONE AND A QUARTER MILE

2

X

X

X

X

X

X

X

X

X

X

X

X

3

101

101

107

107

111

113

116

118

120

121

122

122

4

125

125

127

127

127

126

126

126

126

126

126

126

5&UP

127

127

127

127

127

126

126

126

126

126

126

126

 

ONE AND A HALF MILES

2

X

X

X

X

X

X

X

X

X

X

X

X

3

98

98

104

104

108

111

114

117

119

121

122

122

4

124

124

126

126

126

126

126

126

126

126

126

126

5&UP

126

126

126

126

126

126

126

126

126

126

126

126

5&UP

126

126

126

126

126

126

126

126

126

126

126

126

 

TWO MILES

3

96

96

102

102

106

109

112

114

117

119

120

120

4

124

124

126

126

126

126

126

125

125

125

124

124

5&UP

126

126

126

126

126

126

126

125

125

124

124

124

5&UP

126

126

126

126

126

126

126

125

125

124

124

124

 

(i)  In races of intermediate lengths the weights for the shorter distance are carried.

 

(ii)  In all races except handicaps and races where the conditions state to the contrary, fillies two years old are allowed three pounds, and fillies and mares three years old and upward are allowed five pounds before the first of September and three pounds after September 1.

 

(iii)  Minimum weight in all overnight races for two-year olds, for three-year olds or for four-year olds and upward shall be 112 pounds subject to sex and apprentice allowance.  This rule shall not apply to handicaps or to races written for three-year olds and upwards.

SECTION 12.  Penalties and Allowances

 

(a)  Penalties and allowances are not cumulative unless so declared by the conditions of the race, and shall take effect at the time of starting, except that in overnight events a horse shall have only the allowance to which it was entitled at the time of entry. 

 

(b)  Penalties are obligatory.  Allowances are optional as to all or any part and in overnight events must be claimed at the time of entry.

 

(c)  Allowances to the produce of untried horses shall be claimed before the expiration of the time for naming, and shall not be lost by winning after that time.

 

(d)  No horse shall receive allowance of weight or be relieved from extra weight for having been beaten in one or more races, but this rule shall not prohibit maiden allowance to horses that have not won a race within a specified period or a race of a specified value.

 

(e)  Failure to claim a weight allowance by oversight or omission is not cause for disqualification.  Claims of weight allowance to which a horse is not entitled shall not disqualify unless the incorrect weight is carried in the race.  A fine may be imposed upon the person claiming allowance to which his horse is not entitled.

 

(f)  If an underweight is discovered prior to the actual start, a correction must be made and immediately announced to the public.  If wagering has already started on the race, a refund will be made if desired prior to the actual start.  No less than three (3) minutes must be permitted for refunding even though post time has to be delayed.

 

(g)  Eligibility, penalties and allowances of weight for all races will be determined after considering the reports, records and statistics published by the Daily Racing Form and/or other statistical publications, but responsibility for weight carried and eligibility still remain with the owner and trainer as prescribed by the Rules.

 

(h)  No horse shall incur a weight penalty for placement from which he is disqualified, but a horse placed through the disqualification of another horse shall incur the weight penalties of that placement.  No such placement shall make a horse ineligible to a race which has already been run.

 

(i)  When a race is in dispute, both the horse that finished first and any horse claiming the race shall be liable to all penalties attaching to the winner of that race until the matter is decided.

 

(j)  Races written to be run under "Scale of Weight or Weights for Age" shall be run under the weights as provided for in the Scale of Weights Charts in these Rules.

 

(k)  The Racing Secretary may write races either above or below scale as he may see fit.

 

SECTION 13.  Weighing Out

 

(a)  The jockeys shall be weighed out for their respective mounts in each race by the Clerk of the Scales not less than twenty (20) minutes before the time fixed for the race. In case of substitution of rider after the original rider has been weighed out, the substitute rider shall be weighed out as promptly as possible and the name of the substitute and his weight publicly announced and posted.

 

(b)  A jockey may not carry overweight in excess of two pounds without permission of the owner or trainer and under no circumstances shall the overweight exceed seven pounds.

 

(c)  Whip or whip substitute, head number, bridle, bit, reins, blinkers, number cloth, safety helmet or safety vest shall not be included in a jockey's weight.

 

(d)  A bridle shall not exceed two (2) pounds, a safety vest shall not exceed two (2) pounds and a whip shall not exceed one (1) pound unless approved by the Stewards.

 

(e)  Except when riding for his contract employer a jockey shall not be weighed out for any race unless his fee for a losing mount in the race has been deposited for him with the horsemen's bookkeeper.  The failure to deposit or guarantee the fee for the engaged jockey may be cause for declaring the horse out of the race and the owner and/or trainer penalized by the Stewards.

 

(f)  The Permittee shall provide the only attendants who will be permitted to assist jockeys in weighing out or at any other time while in the performance of their duties.  The attendants shall be approved by the Commission and be licensed.

 

SECTION 14.  Paddock to Post

 

(a)  Permission for any change of equipment from that which a horse carried in his last previous race, during the current meeting, must be obtained from the Stewards.

 

(b)  Permission to add blinkers to a horse's equipment or to discontinue the use of them must be approved by the Starter before being granted by the Stewards.  Permission to use or discontinue bar plate shoes must be approved by the Stewards.

 

(c)  Permission to use or discontinue the use of a tongue tie must be secured from the Stewards.  Under no circumstances shall the material to be used as a tongue tie be furnished by anyone other than the trainer of the horse on which it is to be used.  No employee of the Permittee shall be allowed to tie the tongue or replace or repair a tongue tie.

(d)  Whips and/or blinkers may be used on two‑year‑olds and other first starters if schooled before the Starter with the equipment and approved by him and the Stewards before entry time.

 

(e)  The use of plastic bridles and/or reins is prohibited.

(f)  Permission must be obtained from the Stewards to exercise a horse on the track between races.  When a horse is being warmed up or exercised public announcement shall be made, giving the name of the horse and explaining his presence on the track.

 

(g)  In a race each horse shall carry a conspicuous saddle‑cloth number and a head number corresponding to his number on the official program.  In case of a coupled‑entry each horse making up the entry shall carry the same number with a distinguishing letter. For example, 1, 1A, 1B.  In case of a field, the horses comprising  the field shall carry an individual number; i.e. 10, 11, 12 and so on, or 10, 10A, 10B and so on.

 

(h)  Horses must be in the paddock at least twenty (20) minutes before post time.

 

(i)  Every horse must be saddled in the paddock unless special permission has been granted by the Stewards to saddle elsewhere.

 

(i)  A trainer shall attend his horse in the paddock and shall be present to supervise his saddling unless he has obtained permission of the Stewards to send another licensed trainer as a substitute.

 

(j)  After entering the track not more than twelve (12) minutes shall be consumed in the parade of the horses to the post except in cases of unavoidable delay.  After passing the stand once, the horses will be allowed to break formation and canter, warm up or go as they please to the post unless otherwise directed by the Stewards.  When horses have reached the post, they will be started without unnecessary delay.

 

(k)  After the horses enter the track, no jockey shall dismount and no horse shall be entitled to the care of an attendant without consent of the Stewards or the Starter and the horse must be free of all hands other than those of the jockey or assistant starter before the starter releases the barrier (gate).

 

(l)  In case of accident to a jockey or to his mount or equipment, the Stewards or the Starter may permit the jockey to dismount and the horse to be cared for during the delay, and may permit all jockeys to dismount and all horses to be attended during the delay.

 

(m)  If a jockey is thrown on the way from the paddock to the post, the horse must be remounted, return to the point where the jockey was thrown and then proceed over the route of the parade to the post.  A horse must carry his assigned weight from paddock to post and from post to finish.

 

(n)  If a jockey is so injured on the way to the post as to require another jockey, the horse shall be taken to the paddock, another jockey obtained, and then ridden over the incomplete portion of the exact route of the parade to the starting point.

 

(o)  If a horse leaves the course while moving from paddock to post, he shall return to the course at the nearest practical point to that at which he left the course, and shall complete his parade to the post from the point at which he left the course.

(q)    No person shall willfully delay the arrival of a horse at the post.

 

(q)  No person other than the rider, starter or assistant starter shall be permitted to strike a horse or attempt by shouting or otherwise to assist it in getting a start.

 

SECTION 15.  Post to Finish

 

(a)  Should an accident or malfunction of the starting gate, or other unforeseeable event compromise the fairness of a race or the safety of race participants, the stewards may declare individual horses to be non-starters, exclude individual horses from one or more pari-mutuel pools or declare a "no contest" and refund all wagers except as otherwise provided in the rules involving multi-race wagers.

 

(b)  When a race is around a turn a horse may be taken to any part of the course when clear, but no horse shall cross or weave in front of other horses in such a way as to impede them or constitute or cause interference or intimidation.

 

(c)  When a race is run on a straightaway every horse must maintain position as nearly as possible in the lane in which he starts.  If a horse is ridden, drifts, or swerves out of his lane in such a manner that he interferes with or impedes another horse it is a foul.  The offending horse may be disqualified, when in the opinion of the stewards, the outcome of the race was affected.  This shall apply whether the foul was caused by the horse or by the rider and whether it was caused willfully or by carelessness.

 

(d)  No horse or jockey shall willfully jostle another horse.

 

(i)  Jockeys shall make every effort to prevent their horse from lugging in or out in a manner which interferes with another horse.

 

(ii)  Jockeys shall not ride in such a manner as to endanger another horse or jockey.

 

(e)  During a race no jockey shall willfully strike, strike at or touch another jockey or another jockey's horse or equipment for the purpose of interfering with that horse or jockey.

 

(f)  Jockeys must be in full control of their horse before applying the whip.  No jockey shall use the whip more than is reasonably necessary under the circumstances or ever strike a horse on the head.

 

(g)  Careless or sloppy riding will not be permitted.

 

(h)  No jockey shall unnecessarily cause his horse to shorten his stride.

 

(i) All horses shall be ridden out in every race and must carry their assigned weight from post to finish.

 

(j)  All horses are expected to give their best efforts in races in which they run and any instructions or advice to jockeys to ride or handle their mounts otherwise than for the purpose of winning are forbidden and will subject all persons giving or following such instructions or advice to disciplinary action by the Stewards and the Commission.

 

(k)  If two horses run in one interest in any race, each shall give his best effort. The practice of declaring to win with one or the other of the horses will not be allowed.

 

(l)  The Stewards shall take cognizance of foul riding and may entertain reports from other racing officials of the meeting whether or not formal complaint is made; otherwise no complaint shall be considered which comes from any person other than the jockey, trainer or owner of the horse interfered with.

 

(m)  If a horse is disqualified for a foul under these rules, any other horse in the race owned wholly or in part by the same interest may also be disqualified.  No refunds.

 

(n)  If a horse leaves the track after the "Start" he must be disqualified.

 

(o)  If a horse during the running of a race, becomes crippled or otherwise obviously unable to finish (broken bone or profuse bleeding or any other equally disabling condition), he shall be dismounted, unsaddled and removed from the track without passing the stand.

 

(i)  If a bone is broken the horse will remain on the track until the horse ambulance arrives and removes him.

 

(ii)  If destruction of the animal is determined necessary the destruction will be accomplished by the Official Veterinarian, or his designee, in a place out of the vision of the public and its removal after destruction shall be the responsibility of the veterinarian.

 

(iii)  The jockey will not be required to weigh in.

 

(p)  A trainer shall be present following the running of a race to attend to his horse or have a licensed employee present for that purpose.

 

SECTION 16.  Weighing In

 

(a)  After a race has been run and after he has pulled up the horse he has ridden, the winning jockey shall ride promptly to the winner's circle, dismount after obtaining permission from the judges and present himself to the Clerk of Scales to be weighed in.

 

(b)  If a jockey is prevented from riding his mount to the judge's stand because of an accident or illness either to himself or his horse, he may walk or be carried to the scales, or he may be excused by the Stewards from weighing in.  In no case shall the jockey ride a horse bleeding profusely or crippled by a broken bone past the public stands, nor shall he attempt to lead him or have him led past the public stands.

 

(c)  Every jockey must upon returning to the placing judge's stand, unsaddle the horse he has ridden and no person shall touch the horse except by his bridle except with permission from the Stewards.

 

(d)  No person shall assist a jockey in removing the equipment that is to be included in the jockey weight from his horse except with permission of the Stewards.

 

(e)  No person shall throw any covering over any horse at the place of dismounting until the jockey has removed the equipment that is to be included in his weight.

 

(f)  A jockey shall not willfully touch any person or things other than the equipment that is to be included in his weight before weighing in.

 

(g)  To weigh in each jockey shall carry over the Scales, all pieces of equipment with which he weighed out.

 

(h)  Each jockey shall weigh in at the same weight as that at which he weighed out, and if short by more than two (2) pounds, his mount shall be disqualified.

 

(i)  No jockey shall weigh in at more than two (2) pounds over the weight at which he weighed out except as the weight may have been affected by the elements.

 

SECTION 17. Winnings

 

(a)  The winnings of a horse in a race shall be computed on the value of the gross earnings.

 

(i)  Winning of a fixed sum is understood to be winning it in one race unless specified to the contrary.

 

(b)  Winnings during a year shall be reckoned from January 1 of that year.

 

(c)  Winner or non-winner of a specified sum means winner, or non-winner of a single race of that value to the winner unless otherwise stated.

 

(d)  In computing the value of a series of races in which an extra sum of money is won by the winning of two or more races of the series, the extra amount shall not be included in the horse's winnings until the series is finished and the extra amount is definitely ascertainable.  When ascertained it shall be added to the race which determined the extra amount.

 

(e)  The entrance money, starting and subscription fees in every race shall go to the winner unless otherwise provided in its conditions, but when a race is not run, for any cause, all stakes or entrance money shall be returned.

 

(f)  Winnings shall include all monies won in all countries up to the time appointed for the start, including walkovers and forfeits but not second and third money nor the value of a prize not in money.

 

(i)  In estimating foreign winnings the current rate of exchange at the time of the winnings shall be adopted.

 

(ii)  The value of prizes not in money will not be estimated in the value of the race to the winner.

 

(g)  If the condition of a race provides that a bonus or prize be paid to a person in the forfeit list, the bonus or prize shall be applied to the payment of the forfeits and the balance shall be paid to the person.

 

(h)  In a case of walkover (except in claiming races) one‑half of the money offered to the winner is given.  When a walkover is the result of arrangement by owners of horses engaged, no portion of the added money nor any other prize need be given.

 

(i)  Any money or prize which by the conditions is to go to the horse placed second, or in any lower place in the race, shall, if the winner has walked over or no horse has been placed, be dealt with as follows:

 

(i)  If part of the stake, it shall go to the winner, or

 

(ii)  If a separate donation from the Permittee or any other source it shall not be given at all, or

 

(iii)  If entrance money for the race it shall go to the winner.

 

(j)  If a race is not run or is declared void, stakes, forfeits and entrance money shall be returned.

 

race may be declared void if no qualified horse covers the course according to rule.(k)  A race may be declared void if no qualified horse covers the course according to rule.

 

SECTION 18.  Walking Over

 

(a)  If at the time for saddling only one (1) horse shall have weighed out, that horse shall be ridden past the judge's stand, go to the post and then move over the course.  He shall then be deemed the winner.

 

(b)  In case of a walkover, the horse walking over shall receive:

(i)  In an overnight race, one-half of the winner's rightful share of first money;

 

(ii)  In stakes races, one-half of the winner's rightful share of the added money and all fees.

(c)  In case of a walkover any money or prize, which by the condition of the race would have been awarded to a horse placed second or lower in the race, shall be paid to the winner if the money or prize is contributed by the owners.  If a donation is from any other source it shall not be awarded.

 

(d)  In case of a walkover of two or more horses and the horses move over the course, these rules apply as to the division of the purse.

 

SECTION 19.  Dead Heats

 

(a)  When two or more horses run a dead heat, the dead heat shall not be run off.

 

(b)  The owners of the horses in a dead heat shall divide equally the purse money involved.

 

(c)  If a dead heat is for first place, each horse shall be considered a winner of the amount received according to the preceding rule.

 

(d)  When a dead heat is run for second place and an objection is made to the winner of the race and sustained the horses which run the dead heat shall be deemed to have run a dead heat for first place.

 

(e)  Owners shall divide equally all monies and other prizes and if no agreement can be reached as to which of them shall receive a cup, plate or other indivisible prize, they shall draw lots for it in the presence of one or more of the Stewards.

 

SECTION 20. Test Barn, Blood, Urine and Other Samples

 

(b)            An area within a suitable building must be set aside and be under the supervision of the Official Veterinarian for the purpose of collecting specimens for any tests required by the Commission.  The building, its location, arrangement, furnishings and facilities must be approved by the Commission.

 

(i)  No unauthorized person shall be admitted at any time to the building or the area utilized for the purpose of collecting the required specimens or the area designated for the retention of horses pending the obtaining of the specimens.

 

(ii)  A guard must be in attendance during the hours designated by the Commission.  The guard must be approved by the Commission.

 

(b)  The winner of every race shall be taken immediately to the testing enclosure for examination by the Official Veterinarian.  The Commission or the Stewards may designate that any other horse in the race may be examined.  The examination shall be conducted by taking any or all of the following tests:  blood, urine or saliva.  The tests shall be conducted under the supervision of the Official Veterinarian. 

 

(c)  The Stewards may require that any horse be sent to the testing enclosure for the taking of specimens of saliva, urine and/or blood and such other examination as shall be directed.

 

(d)  The Official Veterinarian of the Commission may also require the taking of any specimens from any horse stabled at a track during a meeting with the approval of the Stewards.

 

(e)  The owner, the trainer or other authorized representative must be present when a blood, urine or other specimen is taken from his horse, and must remain until the specimen is sealed and the official form signed by the owner or trainer or his representative as witness to the taking of the specimen.  Willful failure to be present at or a refusal to allow the taking of any specimen, or any act or threat to impede or prevent or otherwise interfere shall subject the guilty person to immediate suspension and the matter shall be referred to the Commission for such penalty as it may determine.

 

(i)  If for any reason the trainer of a horse is not or cannot be present at the time of collection of urine or blood, it shall be deemed by the Commission that the person actually in custody of the horse is authorized to witness the taking and sealing of the specimen and has the trainer's authority to sign as witness.

 

(ii)  If a claimed horse is sent to the test barn, a representative of both the former owner and the new owner shall accompany the horse to the test barn.  The claiming of any horse shall not diminish the responsibility of the former owner and trainer for compliance with the statutes and rules of racing as to the claimed horse.

 

(f)  All specimens taken by the Official Veterinarian shall be delivered to the laboratory of the Official Chemist for analysis. Each specimen shall be marked and bear information as may be essential to its proper analysis, but the identity of the horse from which the specimen was taken or the identity of its owner, trainer, jockey or stable shall not be revealed to the Official Chemist.  The container of each specimen shall be sealed as soon as the specimen is placed in it.

 

(g)  The Official Chemist shall be a member in good standing of the Association of Official Racing Chemists and shall make all reports directly to the Secretary of the Commission and to the State Steward.

 

(h)  The Official Veterinarian, the Stewards or the authorized representatives of the Commission may take samples of any medicines or other materials suspected of containing improper medication or drugs, which could affect the racing condition of a horse in a race, which may be found in stables or elsewhere on race tracks or in the possession of tracks or any person connected with racing.  The samples shall be delivered to the Official Chemist for analysis under the same conditions as prescribed in paragraph (f).

 

(i)  No action shall be taken by the Stewards on the report of the Official Chemist until the medication or drug has been properly identified and the horse from which the specimen was taken has been identified.  Written confirmation of the test results shall immediately be sent to the State Steward and Commission Secretary following verbal transmission of those results to the State Steward.

 

SECTION 21. Alcohol and Drug Testing of Participants

 

(a)  Alcohol Prohibition/Breathalyzer Test.

 

(i)  No licensee or employee of any entity associated with the conduct of a pari-mutuel event shall have present within his system any amount of alcohol in excess of .05 percent content while on the grounds of a permitted pari-mutuel event.

 

(ii)  Acting with reasonable cause, the Stewards or a designated Commission representative may direct any licensee or employee to submit to a breathalyzer test.  The licensee or employee shall when so directed submit to the examination.  If the results show a reading of .05 percent alcohol content or more, the licensee or employee shall then be subject to fine or suspension by the Stewards or the Commission.  If any licensee or employee refuses to submit to a breathalyzer test he shall be subject to a suspension until such time as he does submit to the test.

 

          (iii)  For subsequent violation the licensee or employee may be subject to Procedures Following Positive Chemical Analysis (see par. c).(b)  Drug Prohibition/Body Fluid Test.

 

(b)  Drug Prohibition/Body Fluid Test

 

(i)  No licensee or employee of any entity associated with the conduct of a pari-mutuel event while on the grounds of a permitted pari‑mutuel event shall have present within his system any controlled substance as listed in schedule IV of the U.S. Code, Title 21 (Food and Drugs Section 812), or any prescription legend drug unless the prescription legend drug was obtained directly or pursuant to valid prescription or order from a duly licensed physician who is acting in the course of his professional practice.

 

(ii)  Acting with reasonable cause, the Stewards or a designated Commission representative may direct any licensee or employee to deliver a specimen of urine in the presence of Commission authorized personnel or subject himself to the taking of a blood sample or other body fluids by Commission authorized personnel.

 

(iii)  In such cases the Stewards or the Commission representative may prohibit the licensee or employee from participating in the day's racing or until such time as the licensee or employee evidences a negative test result.

 

(iv)  A sufficient sample shall be collected to insure a quantity for a split sample when possible.

 

(v)  Refusal by a licensee or employee to provide the samples as directed shall be in violation of these rules and shall subject the licensee or employee to sanction by the Stewards or the Commission.

 

(vi)  All testing shall be at the expense of the Commission.

 

(c)  Procedures Following Positive Chemical Analysis.

 

(i)  For a licensee's or employee's first violation he may not be allowed to participate in a pari-mutuel event until his condition has been professionally evaluated.

 

(A)  After professional evaluation, if the licensee's or employee's condition proves non-addictive and not detrimental to the best interest of the event, the licensee or employee shall be allowed to participate in the event provided he can produce a negative test result and agrees to further testing at the discretion of the Stewards or designated Commission representative to insure his unimpairment.

 

(B)  After professional evaluation, should the licensee's or employee's condition prove addictive or detrimental to the best interest of the event the licensee or employee shall not be allowed to participate in the event until such time as he can produce a negative test result and show documented proof that he has successfully completed a certified alcohol/drug rehabilitation program approved by the Commission.  The licensee or employee must agree to further testing at the discretion of the Stewards or Commission representative to insure his unimpairment.

 

(ii)  For a licensee's or an employee's second violation, he shall be suspended and allowed to enroll in a certified alcohol/drug rehabilitation program approved by the Commission.  The licensee or employee will be permitted to apply for reinstatement only at the discretion of the Commission.

 

SECTION 22.  Claiming

 

(a)  In claiming races any horse is subject to claim for the entered price by any owner licensed by the Commission and in good standing who has at least one eligible horse registered with the Racing Secretary of a race meet in Wyoming or by any licensed owner with a valid Claim Certificate.  Any other person who wishes to claim a horse must complete a Prospective Horse Owner's Application form and must be approved by the Stewards or the Commission.  A Claim Certificate shall become void on the date of a successful claim.  Nothing in this rule shall be construed as prohibiting the approving as a Prospective owner a person who has been licensed as an owner during the calendar year by the Commission.

 

(i)  The fee for a claim certificate is twenty-five ($25) dollars.

 

(ii)  Any horse is subject to claim by a Prospective Owner or his agent providing the Prospective Owner has applied to and been approved by the Stewards or the Commission.  The Prospective Owner shall comply with all licensing requirements prior to submitting a claim.  The names of the Prospective Owners shall be prominently displayed in the offices of the Commission and the Racing Secretary.

 

(b)  No one may claim more than one horse out of any one race.

 

(i)  No trainer, even though he is an owner and qualified under the Rules to claim, may submit a claim out of the same race in which the owner of horses trained by him has submitted a claim.  If such an act inadvertently occurs, the claim made by the trainer shall be declared void.

 

(ii)  No authorized agent, although representing more than one owner, shall submit more than one claim in any one race.

 

(iii)  When a stable consists of horses owned by more than one owner and trained by the same trainer, not more than one claim may be entered on behalf of the stable in any one race.  In case such an act inadvertently occurs the owners shall compete by lot for the right to claim.

 

(iv)  When a stable consists of horses owned by more than one owner, trained by the same trainer, the owners will not be eligible to claim from the trainer's stable.

 

(c)  If a horse is claimed, it shall not start in a selling or claiming race for a period of thirty (30) days from the date of claim for less than twenty-five percent (25%) more than the amount for which it was claimed.  The horse shall not be entered for thirty (30) days after being claimed in a race in which the determining eligibility price is less than twenty-five percent (25%) more than the price at which the horse was claimed. The day claimed shall not count, but the following calendar day shall be the first day and the horse shall be entitled to enter whenever necessary so the horse may start on the thirty-first (31st) calendar day following the claim for any claiming price.  This provision shall not apply to starter handicaps in which the weight to be carried is assigned by the handicapper.

 

(d)  Any horse claimed shall not be sold or transferred wholly or in part to anyone for thirty (30) days except in another claiming race.  The horse shall not remain in the same barn or under the control or management of its former owner or trainer for a like period unless reclaimed.  It shall not race elsewhere until after the close of the meeting at which it was claimed, except by permission of the Stewards at the meeting at which it was claimed.

 

(i)  The Commission may permit or ratify the sale or transfer of a horse claimed at a Wyoming meeting in the period of thirty (30) days after the date of claiming upon petition of the owner.

 

(ii)  When a horse is claimed at a recognized meeting under rules which are at variance with this rule, title to the horse shall be recognized in Wyoming to follow the rule of the meeting under which it was claimed.

 

(e)  The claiming price of each horse in a claiming race shall be printed on the program, and all claims for the horse shall be for the amount designated.  Should more than one claim be filed for the same horse, the disposition of the horse shall be determined by lot under the direction of one or more of the Stewards or one deputized to act for them.

 

(f)  All claims must be in writing on forms and in envelopes approved by the Commission.  Both forms and envelopes must be filled out completely and accurately, otherwise the claim will be void.  The envelope must be sealed and deposited in a locked box provided for this purpose.  No money shall accompany the claim.  Each person desiring to make a claim must first deposit with the Permittee the whole amount of the claim in cash, unless at the time of depositing the claim he shall have the amount of the claim to his credit and unencumbered with the Permittee.  The spelling of a horse's name on the official program on the day of claiming shall be considered to be the accurate spelling for the purpose of claiming.

 

(g)  When a claim has been filed it is irrevocable and at the risk of the claimant.

 

(i)  If a claimed horse has had a posterior digital (heel nerve) neurectomy and has not complied with requirements in Sec.3 (z), (i),(aa). The claimant shall have forty‑eight (48) hours from the start of the race from which the horse was claimed to file a protest which must be supported by an affidavit made by a licensed veterinarian and the Official Veterinarian.

 

(h)  A turf authority registration certificate for each horse entered in claiming races must be in possession of the Racing Secretary.  When ownership changes as a result of a claim, the Racing Secretary shall cause the registration certificate to be properly endorsed prior to transfer to the new owner's file.  A claimed horse may run on a transfer if papers, transfer and fees are in the possession of the Racing Secretary.

 

(i)  All claims must be deposited in the claiming box at least ten minutes before the time fixed for the race to begin and not later, and no official shall give any information as to the filing of claims until after the race has been run.  All claims shall be passed upon by the Stewards.

 

(j)  A horse claimed shall not be delivered by the original owner to the successful claimant until authorization shall be given by the Stewards.  Every horse claimed shall run in the interest and for the account of the owner who entered it in the race, but title to the claimed horse shall be vested in the successful claimant from the time the horse becomes a "starter" and the successful claimant shall become the owner of the horse whether it is alive or dead, sound or unsound, or injured during the race or after it.

 

(k)  The Stewards shall be the sole judges of the quality of the horses in the stable of the claimant and may declare any claim void.

 

(l)  Any person making a claim for a horse in any claiming race shall sign an affidavit which shall be part of the claim blank, certifying that he is claiming the horse for his own account or as an authorized agent and not for any other person.  Any person making an affidavit falsely shall be immediately suspended and his case referred to the Commission for further action.

 

(m)  No person shall refuse to deliver a horse claimed out of a claiming race to the person entitled to receive the horse under these rules.  The horse in question shall be disqualified along with all other horses owned or trained by the person refusing to deliver until delivery is made.

 

(n)  No person or persons shall enter or allow to be entered in a claiming race a horse against which any claim is held, either as a mortgage, bill of sale, or lien of any kind, unless when entering the horse the written consent of the holder of the claim is filed with the Permittee conducting the race.

 

(o)  An owner who ships all of his horses away from a meeting or withdraws the registration papers of horses owned by him forfeits immediately his right to claim at the meeting, but may re-earn that right by again starting a horse at that meeting and by fully complying with these Rules.

 

(p)  Should any stable be eliminated by sale or removal from the grounds, the right to claim shall be void.  When a stable has been eliminated by claiming, the owner so affected shall have the right to claim a horse during the next thirty (30) days at any recognized meeting in this state even though all or a portion of the next thirty (30) racing days takes place in the following calendar year.  If another horse has not been claimed or acquired prior to the completion of the meeting at which his stable was eliminated, the owner may obtain a Certificate of Eligibility form the Stewards to claim with out representation at any track in the State within the prescribed time.  (Certificate must be enclosed in envelope with completed claim form.)  The same type certificate may be issued by the Stewards to an owner whose stable has been eliminated by fire or other disaster.  If another horse is acquired and registered for racing in Wyoming prior to exercising his right to claim without representation, the owner shall immediately surrender his Certificate of Eligibility.

 

SECTION 23.  Time Trial Qualifiers

 

When two or more time trial contestants have the same qualifying time to a degree of 1/100's of a second or more (exact measurement if photo finish equipment permits), for fewer positions in the finals or consolation necessary for all contestants then they shall be drawn by lot.  However, no contestant may draw into a finals or consolation instead of a contestant which outfinished such contestant.  When scheduled races or trial heats for futurities or stakes races are electronically timed from the starting gates, no organization licensee shall move the starting gates or allow the starting gates to be moved until all trial heats are complete except in an emergency or for track renovation as determined by the Stewards. 

 

SECTION 24.  Sponsored Progeny Races

 

(a)  It is the Permittee’s responsibility, as licensee, to ensure the payment of all purse monies and to submit requested information to the Commission although some entity or person other than the Permittee may be the race sponsor.

 

(b)  The Permittee shall provide the Commission with a copy of written race conditions and executed contracts between the organization and race sponsors.

 

(c)  All purse monies shall be deposited in the horsemans’ bookkeeper account prior to the running the trials of any sponsored progeny race.

 


CHAPTER VI

 

PERMITTEE

 

                    SECTION 1. Permittee Requirements

 

                    (a)  Every permit to hold a meeting, limited to a maximum time of one (1) year, is granted upon the condition that the Permittee shall accept, observe and assist in the enforcement of the Rules. It shall be the duty of each officer, director and every licensee, official and employee to observe and assist in the enforcement of the Rules.

 

                    (b)  Members of the Commission and its designated representatives shall have the right of full and complete entry to any and all parts of the grounds and mutuel plants of the Permittee.

 

                    (c)  Each Permittee shall police its grounds at all times in such a manner as to preclude the admission of any person in and around the stables excepting those having bona fide business and duly licensed by the Commission.

 

                    d)  Racing Permittee shall make prompt written acknowledgment of stakes nominations and subscriptions to the Commission.

 

                    (e)  All distance poles/markers shall be painted as follows:

                              1/4 - red and white

                              1/8 - green and white

                              1/16 - black and white

 

                    (f)  Stands for judges, timers and Stewards shall be maintained and protected from the elements, in positions commanding an uninterrupted view of the entire racing strip, and subject to approval by the Commission.

 

                    (g)  The Permittee shall provide telephone communications between each station of the patrol judges and starter with the Stewards.

 

                    (h)  All race tracks in Wyoming operating under the jurisdiction of this Commission must install and use an approved type Film Patrol, with not less than two cameras operating from positions designated by the Commission.

 

                    (i)  No Permittee shall be permitted to enter into an agreement or adopt any policy which would prohibit any horse having been granted a stall at Permittee's meeting from being entered in any race for which the horse is eligible unless the Permittee has obtained the prior approval of the Commission.

 

                    (j)  Each applicant seeking dates for a pari-mutuel event must submit an application to the Commission not later than the date set by the Commission, but not less than sixty (60) days prior to the date of the proposed meeting. Application for permits shall give dates requested, fully identify the applicant, shall include a proper financial statement showing the financial responsibility of the applicant, shall show the purpose and use of the permit, and shall describe the races to be conducted, the manner of wagering and the names and identification of those to supervise the wagering and the controls and supervision by the applicant (pari-mutuel manager, stewards, and racing secretary) and shall include an approval of the corporation or association applying by their respective County Commissioners.  A fee of one hundred ($100) dollars for each day of racing and a surety bond, certificate of deposit or letter of credit of not less than $5,000.00 (security not required of a county entity) made in favor of the State of Wyoming must accompany the application.

 

                    (k)  Each Permittee approved by the Commission to conduct a race meeting must offer to the public the Daily Racing Form or another publication of equal merit which reveals the past performance records of the horses racing at the meeting.

 

                    (l)  A complete list of all racing officials and other personnel required by the Commission shall be submitted to the Commission by the Permittee not less than thirty (30) days prior to the date approved for the racing to begin. The list shall include expense money paid, bonuses and/or any other compensation.

 

                    (m)  The Commission reserves the right to demand a change of personnel or officials for good and sufficient reason.  The successor to an official or employee that is replaced shall be subject to approval of the Commission.

 

                    (n)  Permittee shall furnish and maintain both a suitable man ambulance and a suitable horse ambulance each day that their tracks may be open for racing or exercising horses, equipped, ready for immediate duty and placed at an entrance to the racing strip which is at no time obstructed so that no time may be lost in answering calls.

 

                    (o)  Each Permittee shall equip and maintain at its track temporary hospital or infirmary facilities equipped with such first aid appliances and material as shall be approved by the Commission and shall provide the attendance of competent medical personnel during race hours.

 

                    (p)  Permittee shall at all times maintain their race tracks in good condition and shall have available adequate and proper implements to maintain a uniform track, weather conditions permitting.

 

(q)  Each barn shall be numbered and each stall shall be numbered and a record of each stall assignment shall be filed with the Racing Secretary.

 

                    (r)  Each Permittee shall maintain and furnish police and watchman service as may be needed or requested by the Commission.  Police must be fully empowered to enforce law and order and cooperate in the enforcement of the rules.

 

                    (s)  Each Permittee shall employ and pay for the services of two men or more if necessary, who will be selected by and be under the direction of the Commission as Special Police.

 

                    SECTION 2. Rules of Sanitation

 

                    (a)  Each Permittee shall make such sanitary arrangements as baths, toilets, etc., for the use of jockeys, mutuel employees, horsemen and other employees as may be required by the Commission.

 

                    (b)  All track kitchens operating during the period covered in any permit granted by this Commission shall close and lock its doors for not less than thirty (30) minutes after noon, the actual time to be set by the State Steward, for the purpose of cleaning and maintaining a sanitary condition of the premises.

 

                    (c)  All used bedding and manure shall be removed from the stalls daily and shall be deposited at a place designated by the Permittee.

 

                    (d)  Each trainer shall keep all hay, grain and other feed in a sanitary manner and covered.

 

                    (e)  Any illness or unusual symptoms of illness shown by a horse shall be immediately reported by the trainer or attending veterinarian to the Official Veterinarian, Stewards or the Commission.

 

                    (f)  In case of any illness or unusual symptoms which might be contagious, the Stewards are empowered to employ, at the expense of the Permittee, a board of three veterinarians, licensed by the State of Wyoming, for the purpose of diagnosis, observation and/or treatment.  The decision of the board to isolate any horse shall be binding upon the trainer and owner.

 

          (i)  The reasonable cost and expense of isolation, including keep and medical care, shall be borne by the owner or trainer of the horse during the period of isolation.

 

          (ii)  In event of the positive diagnosis of any infectious disease, the horse diagnosed shall remain isolated and quarantined for the period of time the Commission may determine.

 

          (iii)  A horse shall not be removed from quarantine without permission of the Stewards.

 

                    SECTION 3. Telephone and Telegraph

 

                    (a)  No telephone, telegraph, teletype, semaphore, signal device, radio, television or other method of electrical, mechanical, manual or visual communication, shall be installed within the enclosures of any Permittee until approved by the Commission.

 

                    (b)  No information regarding the results of any race shall be transmitted out of a race track until the results are official.

 

                    (c)  A telephone on a private wire shall be installed in the quarters assigned to and occupied by the Commission during the preparation for the conduct of a race meeting.  All costs of the telephone service shall be borne by the Permittee, and the service shall not be interrupted at any time during that period.

 

                    (d)  An approved type telephone or inter-communication system shall be provided by the Permittee to maintain contact between the Stewards and other designated stations.

 

                    (e)  Each Permittee shall furnish a blueprint to the Commission showing the location of all radio and television equipment located within its plant, together with all telephone, teletype and telegraph wires to and within the grounds upon which its race track is located.

 

                    SECTION 4. Admissions

 

                    (a)  No admission charges will be required on tax-free badges (licenses or passes) issued by the Commission to officials, track officials, working press, members of the Commission, members of the Association of Racing Commissioners International, members of the Society of North American Racing Officials, members of the Jockeys' Guild, or those licensed by the Commission in accordance with these rules.

 

                    (b)  The Commission may require the use of the issued license as a badge.

 

                    (c)  A license, tax-free badge or pass is not transferable and any transfer shall be a violation of these rules.

 

                    (d)  No licensee badge or pass may be issued without the approval of the Commission:  all licensee badges or passes approved must be recorded, the record kept by the Commission and each badge or pass must be numbered and entered in numerical order in the records.

 

          (i)  The spouse of any licensed official, owner, trainer, jockey, apprentice jockey, or plater shall be classified as a sub-official, sub-owner, sub-trainer, sub-jockey, or sub-plater and shall be entitled to receive a tax-free admission badge or pass.

 

          (ii)  The spouse of a groom may be given a tax-free badge or pass upon application of his licensed employer. The employer must assume full responsibility for the conduct of the person and the use of the badge or pass.

 

                    (e)  The Racing Secretary may issue tax‑free admission passes upon the approval of the Commission and shall keep a permanent record of the identity of persons issued passes and the number of each pass. 

 

                    (f)  Each Permittee whose admission charges are taxable by the State of Wyoming must file a certified gate card showing specimen tickets and badges with the Commission prior to the opening of the event.

 

          (i)  The gate card must show the type of admission ticket, badges, or other evidence of the right to enter the grounds.

 

                    (ii) The Commission shall approve the tickets, badges, or other evidence of the right to enter the grounds.

 

          (iii)  All gates used for admission of patrons must have turnstiles of a type approved by the Commission.  The gates shall be equipped with meters and the turnstiles must be numbered consecutively or have other means of individual identification or other Commission approved means of accounting for admissions.  A daily reconciliation with actual count shall be filed with the Commission.

 

                    (g)  All Permittee must give a ticket good for one admission to each person having paid an admission charge on a day when races are discontinued due to weather or malfunction of equipment which might prevent the patron from participating in a major portion of any racing program conducted by the Permittee.

 

          (i)  A supply of tickets shall be prepared and available for distribution prior to the opening of any race meet.  The holder of such ticket shall be admitted without further charge on any race day of the meeting.

 


CHAPTER VI

 

PERMITTEE

 

                    SECTION 1. Permittee Requirements

 

                    (a)  Every permit to hold a meeting, limited to a maximum time of one (1) year, is granted upon the condition that the Permittee shall accept, observe and assist in the enforcement of the Rules. It shall be the duty of each officer, director and every licensee, official and employee to observe and assist in the enforcement of the Rules.

 

                    (b)  Members of the Commission and its designated representatives shall have the right of full and complete entry to any and all parts of the grounds and mutuel plants of the Permittee.

 

                    (c)  Each Permittee shall police its grounds at all times in such a manner as to preclude the admission of any person in and around the stables excepting those having bona fide business and duly licensed by the Commission.

 

                    d)  Racing Permittee shall make prompt written acknowledgment of stakes nominations and subscriptions to the Commission.

 

                    (e)  All distance poles/markers shall be painted as follows:

                              1/4 - red and white

                              1/8 - green and white

                              1/16 - black and white

 

                    (f)  Stands for judges, timers and Stewards shall be maintained and protected from the elements, in positions commanding an uninterrupted view of the entire racing strip, and subject to approval by the Commission.

 

                    (g)  The Permittee shall provide telephone communications between each station of the patrol judges and starter with the Stewards.

 

                    (h)  All race tracks in Wyoming operating under the jurisdiction of this Commission must install and use an approved type Film Patrol, with not less than two cameras operating from positions designated by the Commission.

 

                    (i)  No Permittee shall be permitted to enter into an agreement or adopt any policy which would prohibit any horse having been granted a stall at Permittee's meeting from being entered in any race for which the horse is eligible unless the Permittee has obtained the prior approval of the Commission.

 

                    (j)  Each applicant seeking dates for a pari-mutuel event must submit an application to the Commission not later than the date set by the Commission, but not less than sixty (60) days prior to the date of the proposed meeting. Application for permits shall give dates requested, fully identify the applicant, shall include a proper financial statement showing the financial responsibility of the applicant, shall show the purpose and use of the permit, and shall describe the races to be conducted, the manner of wagering and the names and identification of those to supervise the wagering and the controls and supervision by the applicant (pari-mutuel manager, stewards, and racing secretary) and shall include an approval of the corporation or association applying by their respective County Commissioners.  A fee of one hundred ($100) dollars for each day of racing and a surety bond, certificate of deposit or letter of credit of not less than $5,000.00 (security not required of a county entity) made in favor of the State of Wyoming must accompany the application.

 

                    (k)  Each Permittee approved by the Commission to conduct a race meeting must offer to the public the Daily Racing Form or another publication of equal merit which reveals the past performance records of the horses racing at the meeting.

 

                    (l)  A complete list of all racing officials and other personnel required by the Commission shall be submitted to the Commission by the Permittee not less than thirty (30) days prior to the date approved for the racing to begin. The list shall include expense money paid, bonuses and/or any other compensation.

 

                    (m)  The Commission reserves the right to demand a change of personnel or officials for good and sufficient reason.  The successor to an official or employee that is replaced shall be subject to approval of the Commission.

 

                    (n)  Permittee shall furnish and maintain both a suitable man ambulance and a suitable horse ambulance each day that their tracks may be open for racing or exercising horses, equipped, ready for immediate duty and placed at an entrance to the racing strip which is at no time obstructed so that no time may be lost in answering calls.

 

                    (o)  Each Permittee shall equip and maintain at its track temporary hospital or infirmary facilities equipped with such first aid appliances and material as shall be approved by the Commission and shall provide the attendance of competent medical personnel during race hours.

 

                    (p)  Permittee shall at all times maintain their race tracks in good condition and shall have available adequate and proper implements to maintain a uniform track, weather conditions permitting.

 

(q)  Each barn shall be numbered and each stall shall be numbered and a record of each stall assignment shall be filed with the Racing Secretary.

 

                    (r)  Each Permittee shall maintain and furnish police and watchman service as may be needed or requested by the Commission.  Police must be fully empowered to enforce law and order and cooperate in the enforcement of the rules.

 

                    (s)  Each Permittee shall employ and pay for the services of two men or more if necessary, who will be selected by and be under the direction of the Commission as Special Police.

 

                    SECTION 2. Rules of Sanitation

 

                    (a)  Each Permittee shall make such sanitary arrangements as baths, toilets, etc., for the use of jockeys, mutuel employees, horsemen and other employees as may be required by the Commission.

 

                    (b)  All track kitchens operating during the period covered in any permit granted by this Commission shall close and lock its doors for not less than thirty (30) minutes after noon, the actual time to be set by the State Steward, for the purpose of cleaning and maintaining a sanitary condition of the premises.

 

                    (c)  All used bedding and manure shall be removed from the stalls daily and shall be deposited at a place designated by the Permittee.

 

                    (d)  Each trainer shall keep all hay, grain and other feed in a sanitary manner and covered.

 

                    (e)  Any illness or unusual symptoms of illness shown by a horse shall be immediately reported by the trainer or attending veterinarian to the Official Veterinarian, Stewards or the Commission.

 

                    (f)  In case of any illness or unusual symptoms which might be contagious, the Stewards are empowered to employ, at the expense of the Permittee, a board of three veterinarians, licensed by the State of Wyoming, for the purpose of diagnosis, observation and/or treatment.  The decision of the board to isolate any horse shall be binding upon the trainer and owner.

 

          (i)  The reasonable cost and expense of isolation, including keep and medical care, shall be borne by the owner or trainer of the horse during the period of isolation.

 

          (ii)  In event of the positive diagnosis of any infectious disease, the horse diagnosed shall remain isolated and quarantined for the period of time the Commission may determine.

 

          (iii)  A horse shall not be removed from quarantine without permission of the Stewards.

 

                    SECTION 3. Telephone and Telegraph

 

                    (a)  No telephone, telegraph, teletype, semaphore, signal device, radio, television or other method of electrical, mechanical, manual or visual communication, shall be installed within the enclosures of any Permittee until approved by the Commission.

 

                    (b)  No information regarding the results of any race shall be transmitted out of a race track until the results are official.

 

                    (c)  A telephone on a private wire shall be installed in the quarters assigned to and occupied by the Commission during the preparation for the conduct of a race meeting.  All costs of the telephone service shall be borne by the Permittee, and the service shall not be interrupted at any time during that period.

 

                    (d)  An approved type telephone or inter-communication system shall be provided by the Permittee to maintain contact between the Stewards and other designated stations.

 

                    (e)  Each Permittee shall furnish a blueprint to the Commission showing the location of all radio and television equipment located within its plant, together with all telephone, teletype and telegraph wires to and within the grounds upon which its race track is located.

 

                    SECTION 4. Admissions

 

                    (a)  No admission charges will be required on tax-free badges (licenses or passes) issued by the Commission to officials, track officials, working press, members of the Commission, members of the Association of Racing Commissioners International, members of the Society of North American Racing Officials, members of the Jockeys' Guild, or those licensed by the Commission in accordance with these rules.

 

                    (b)  The Commission may require the use of the issued license as a badge.

 

                    (c)  A license, tax-free badge or pass is not transferable and any transfer shall be a violation of these rules.

 

                    (d)  No licensee badge or pass may be issued without the approval of the Commission:  all licensee badges or passes approved must be recorded, the record kept by the Commission and each badge or pass must be numbered and entered in numerical order in the records.

 

          (i)  The spouse of any licensed official, owner, trainer, jockey, apprentice jockey, or plater shall be classified as a sub-official, sub-owner, sub-trainer, sub-jockey, or sub-plater and shall be entitled to receive a tax-free admission badge or pass.

 

          (ii)  The spouse of a groom may be given a tax-free badge or pass upon application of his licensed employer. The employer must assume full responsibility for the conduct of the person and the use of the badge or pass.

 

                    (e)  The Racing Secretary may issue tax‑free admission passes upon the approval of the Commission and shall keep a permanent record of the identity of persons issued passes and the number of each pass. 

 

                    (f)  Each Permittee whose admission charges are taxable by the State of Wyoming must file a certified gate card showing specimen tickets and badges with the Commission prior to the opening of the event.

 

          (i)  The gate card must show the type of admission ticket, badges, or other evidence of the right to enter the grounds.

 

                    (ii) The Commission shall approve the tickets, badges, or other evidence of the right to enter the grounds.

 

          (iii)  All gates used for admission of patrons must have turnstiles of a type approved by the Commission.  The gates shall be equipped with meters and the turnstiles must be numbered consecutively or have other means of individual identification or other Commission approved means of accounting for admissions.  A daily reconciliation with actual count shall be filed with the Commission.

 

                    (g)  All Permittee must give a ticket good for one admission to each person having paid an admission charge on a day when races are discontinued due to weather or malfunction of equipment which might prevent the patron from participating in a major portion of any racing program conducted by the Permittee.

 

          (i)  A supply of tickets shall be prepared and available for distribution prior to the opening of any race meet.  The holder of such ticket shall be admitted without further charge on any race day of the meeting.


CHAPTER VII

 

LICENSING / LICENSEES

 

                    SECTION 1. Licensing Generally

 

                    (a)  Any person who is engaged in or employed by those engaged in racing or operating a race meeting or those operating concessions for or under authority from any Permittee must be licensed by the Commission.

 

          (i)  Members of the Commission, appointed officials, and employees of the Commission shall be issued Commission identification badges in lieu of a license.  The identification badges shall be authority to access any and all areas of the grounds.

 

          (ii)  Any employee of a charitable, religious or civic organization which is licensed to operate a concession, working without pay for his services, providing a list of such employees has been furnished to the Commission and providing the employee is considered desirable and could meet all requirements of a licensee, may be furnished a "tax‑free" pass.

 

                    (b)  The following annual fees shall be charged by the Commission for licenses:

 

(i)              A fifty five ($55) dollar license fee:

 

          Authorized Agent                          Owner/Trainer

          Concession Operator                     Partnership (includes each partner)

          Exerciser                                     Permittee Official

          Horsemen's Bookkeeper                 Plater

          Jockey                                         Pony Rider

          Jockey Agent                                Roper

          Jockey Apprentice                         Stable Name

          Mutuel Official                             Trainer (& Asst. Trainer)

          Outrider                                       Veterinarian

          Owner                                         Vet. Assistant

            (includes any part owner             

             or prospective owner)      

 

          (ii)  A thirty five ($35) dollar license fee:

 

        Asst. Starter                         Mutuel Employee

          Concession Employee                              Permittee Employee

          Gateman                                      Security

          Groom                                         Valet

          Jockey Runner                             

 

          (iii)  Each prepared photo bearing license must be worn when the licensee is acting in his official capacity on the grounds.

          (iv)  The fee for a duplicate license shall be ten ($10) dollars.

 

                    (c)  Individual applicants will have the option of a one or three year license.  The license fee for a one (1) year license shall be the annual fee for each category in which the person is licensed, the fee for a three (3) year license shall be three (3) times the annual fee for each category in which the person is licensed.  Association and stable licenses shall expire on December 31 of each year issued.

 

                    (d)  It is the responsibility of an employer to license his employees.  The employment of a non-licensed individual may be cause for fine, suspension or both.

 

                    (e)  No license will be granted to anyone under sixteen (16) years of age which will violate the child labor laws of the State of Wyoming.

 

                    (f)  All applications for license shall be filed with the Commission who shall have the authority to issue the license or hold the application for further investigation.

 

                    (g)  Every licensed person shall carry his license with him at all times.  

 

                    (h)  Any licensed person who allows another to use his license may be suspended, fined or both.

 

                    (i)  The Commission may refuse to issue or renew a license, or may suspend or revoke a license for the following:

 

          (i) Conviction of a felony in any jurisdiction.

 

          (ii) Engaging in bookmaking or touting.

 

          (iii)  Associating with bookmakers or touts.

 

          (iv) Fraud or misrepresentation in connection with racing.

 

          (v) Violation of any racing law in any jurisdiction.

 

          (vi) Violation of Commission rules or orders.

 

          (vii) Refusal of a license by any other state racing commission or racing authority.

 

          (viii) Falsifying his license application.

 

          (ix) Financial irresponsibility in connection with racing.

 

                    (j)  The Commission may impose probationary sentences on licensees.  Any licensee who violates any of the rules and regulations of the Commission during the period he is on probation shall have his license revoked and his case referred to the Commission.

 

                    (k)  When a license is denied, revoked or suspended by the Commission or the Stewards it shall be reported to the Association of Racing Commissioners International and the American Quarter Horse Association, giving reasons why the action was taken.

 

                    (l)  Every person whose license is suspended, revoked or denied by any other State must be reinstated by the state in which the original ruling was made before being licensed in Wyoming.

 

                    SECTION 2. Authorized Agent

 

                    (a)  Each authorized agent must obtain a license from the Commission.

 

                    (b)  Application for a license must be filed for each owner represented.

 

                    (c)  A written instrument signed by the owner must accompany the application and shall clearly set forth among the delegated powers whether or not the agent is empowered to collect money from the Permittee and the owner's signature must be acknowledged before a notary public.

 

                    (d)  If the written instrument is a power of attorney, it shall be filed with the Commission.  It shall be attached to the application.

 

(e)  Any changes must be in writing and be filed with the Commission.

 

                    (f)  The term of the license shall expire December 31, of each year unless the agent's appointment is revoked by the owner or the license is revoked by the Commission.

 

(g)  Owner's revocations must be in writing, sworn to before a notary public and filed with the Commission.

 

                    SECTION 3.  Colors

 

                    (a)  All racing colors carried in races shall be registered annually with the Commission.

 

(b)   The annual fee is twenty ($20) dollars.

 

                    (c)  No person shall start a horse in racing colors other than those registered in his own or assumed name, except that an owner may start a horse in colors registered to his or her trainer providing any horse owned by the trainer starts in the trainer’s colors.

                    (d)  Any disputes between claimants to the right of the particular racing colors shall be decided by the Stewards.

 

                    (e)  The Commission will not permit the use of colors which in its opinion are not neat and clean and proper in other respects.  

 

                    (f)  Unless otherwise approved by the Commission, the standard colors for specific post positions shall be as follows:

 

                    Number 1‑‑‑Red                  Number 2‑‑‑White

                    Number 3‑‑‑Blue                 Number 4‑‑‑Yellow

                    Number 5‑‑‑Black               Number 6‑‑‑Orange

                    Number 7‑‑‑Purple              Number 8‑‑‑Green

                    Number 9‑‑‑Brown              Number 10‑‑Pink

                    Number 11‑‑Gold                Number 12‑‑Green and White

 

          (i)  The Permittee shall supply the standard colors and may charge the

owners a reasonable rental for the use and maintenance of the colors.

 

(g) Registered colors may be worn in all races.

 

                    SECTION 4. Jockeys

 

                    (a)  Each jockey must obtain a license from the Commission.

 

                    (b)  No person under sixteen (16) years of age shall be granted a jockey’s license.

 

                    (c)  A person who has never ridden as a jockey shall not be granted a license as a jockey. (See Sec. 6 for apprentice jockey.)

 

                    (d)  No jockey licensed in Wyoming shall be the owner or part owner of any horse racing in Wyoming.

 

                    (e)  A jockey who is under contract shall not ride in any race without the consent an owner he is contracted with.

 

                    (f)  Each Jockey who is under contract shall file a copy of each contract with the Commission and the Racing Secretary.

 

                    (g)  All jockeys shall faithfully fulfill all engagements in respect to racing.  Inability to fulfill engagements must be reported to and receive the approval of the Stewards.

 

          (i)  Any jockey having given a call personally or through his agent, who fails to fulfill the engagement may not accept another mount or be assigned to another mount in that race by the Stewards.

 

                    (h)  A jockey may not ride in any race against a starter of his contract employer unless his mount and his contract employer's starter are both in the hands of the same trainer.

 

                    (i)  When riding in a race a jockey must be neat in appearance.  All riders must be dressed in clean jockey costume, cap and jacket of silk; white breeches of satin or waterproof material; and top boots.  Jockeys must wear approved safety helmets in all races.  Helmet weight shall not be included in the jockey's weight.

 

                    (j)  A jockey must wear a safety vest when riding in any official race.  The safety vest shall weigh no more than two pounds and be designed to provide shock absorbing protection to the upper body of at least a rating of five, as defined by the British Equestrian Trade Association (BETA).

 

                    (k)  A jockey shall wear a number on his right arm (also on his left arm if the judges stand is in the infield) and the arm number and the saddle cloth number shall correspond to the number of the horse in the official program.

 

                    (l)  Every jockey who is engaged to ride in a race shall report to the Jockey Quarters not less than one hour before post time for the first race.  He shall then report his engagements and overweight to the clerk of scales.  He shall not leave the Jockey Room except to view the races from a point approved by the Stewards or to ride in a race until all of his engagements of the day have been fulfilled.  The Stewards may permit jockeys engaged for later races to report at a later hour.

 

                    (m)  All jockeys must pass a physical examination once a year before the commencement of a meeting.  The Stewards may require that any jockey be re‑examined and may refuse to allow any jockey to ride until he successfully passes the examination.  If a jockey has previously passed an examination prior to his appearance at a track in this state, he must present a physical fitness card signed by the examining doctor that shows the date upon which the examination was made.       

 

(n)   A jockey shall not make a bet on any race.

 

                    (o)  A jockey shall not accept the promise or token of any bet with respect to the race in which he is riding, except through or from the owner or trainer of the horse he rides and then only on that horse.

 

                    (p) Jockey riding fees must be paid to the Horsemen's Bookkeeper not later than thirty (30) minutes prior to post time of the first race on the day of the race.

 

          (i)  When purses of intermediate amounts are paid the fees for the next lowest purse figures shall be paid.

 

          (ii)  If any owner or trainer engaged two or more jockeys for the same race, he shall pay the losing fee for each engaged jockey not riding in the race as well as the proper fee to the jockey who does ride.

 

          (iii) Engagement slips shall be used and shall determine all priorities.   Signatures must be affixed by the owner or trainer and the jockey or his agent.

 

          (iv) Jockey's fee shall be considered earned when the jockey weighs out for that race.  The fee shall not be considered earned if the jockey voluntarily does not finish the race, except where injury to the horse or rider is involved.

 

                    (q)  In a dead heat the jockeys involved shall divide equally the total sum of the fees they earned.  The owners of the horses involved shall pay their equal share.

 

                    (r)  A jockey who is under suspension will not be permitted to fulfill any engagements including stakes races.

 

                    (s)  A jockey under suspension in any other state will not be permitted to ride in Wyoming during the suspension.

 

                    (t)  The suspension of a jockey for an offense not involving fraud shall begin on the second day after the ruling unless otherwise ordered by the Stewards.  A suspension for fraud shall begin immediately after the ruling.

 

                    (u)  A jockey who is temporarily suspended may be permitted to exercise or gallop horses during the morning hours and to lodge on the grounds of the Permittee at night.

 

                    (v)  Every jockey may have one agent and no more.  All engagements to ride, other than those for his contract employer shall be made by himself or his agent; the one making the engagements shall be held responsible for the proper maintenance of the engagement book.

 

                    (w)  No jockey shall have an attendant (valet) other than those provided by the Permittee.  The attendants may be paid from an assessment collected from the jockeys.

 

                    (x)  Employers retaining the same jockey have precedence according to priority of the retainers as specified in the contracts.

 

                    (y)  Each jockey or his agent is responsible to be present at the draw and/or at scratch time to take care of his business.  A jockey is obligated to ride the horses that he is named on unless he refuses the rides by scratch time.

 

                    (z)  A jockey may not possess or use any electrical or mechanical device during any race.  The owner and trainer may be penalized for a jockey violation of this rule.

 

                    SECTION 5. Jockey Agents

 

                    (a)  Each Jockey Agent must obtain a license from the Commission.

 

                    (b)  The Stewards may permit an applicant to act pending decision on his application for a license.

 

                    (c)  A jockey agent may handle no more than one jockey and one apprentice at the same time. A jockey agent shall not make or assist the making of any engagement for any rider other than those he is licensed to represent.  The Stewards may approve a jockey agent's representing two journeymen if conditions justify.

 

                    (d)  If a jockey agent gives up the making of engagements for any rider, he shall immediately notify the Stewards and the Racing Secretary and he shall also turn over to the Stewards a list of any unfilled engagements he may have made for that rider.

 

                    (e) Jockey agents must have in their possession at all times engagement books approved by the Stewards, and all engagements made for jockeys by agents must be recorded in the books.  Books are subject to examination by the Stewards at all times.

 

          (i)  When an owner or trainer engages the services of a jockey through a jockey agent he must obtain a ticket from the jockey agent specifying whether or not he has first or second call on the services of the jockey.  The calls must be declared at time of entry.

 

          (ii)  No person other than an owner, trainer, jockey agent or authorized agent of an owner shall make engagements for a jockey.  A jockey not represented by an agent may make his own engagements.

 

          (iii)  Before each day's entries are taken jockey agents are required to file their first, second, and third calls in each race in the Racing Secretary's office with a person designated by the Stewards.  If during the time entries are being taken, an agent should lose or pick up a call, he shall immediately add those calls to the one previously filed.

 

                    (f)  Conflicting claims for the services of a jockey shall be decided by the Stewards and the first call shall have priority.

 

                    (g)  A jockey agent shall not give to anyone any information or advice pertaining to a race or engage in the practice of "touting" for the purpose of influencing any person in the making of a wager on the result of any race.

 

                    (h)  Any agent who falsifies his record shall be suspended by the Stewards and his case referred to the Commission.

 

                    (i)  Jockey agents will be called upon to explain rival claims for any mount or for any rider and inability to satisfy the Stewards that the rival claim arose through honest error shall be considered a falsification of records.

 

                    (j)  Jockey agents shall not be allowed in the paddock at any time except by permission of the Stewards.

 

                    SECTION 6. Jockey Apprentices

 

                    (a)  Jockey apprentices must obtain a license from the Commission.

 

                    (b)  Jockey apprentices shall be bound by all rules for jockeys except as the rules may be in conflict with the following specific regulations for apprentices.

 

                    (c)  The Stewards may grant a temporary license for the riding of two races and if approved by the Stewards the temporary license may be replaced with an apprentice jockey license.

 

                    (d)  Apprentice certificates must be on forms supplied by the Commission and a duplicate original copy, along with a satisfactory record of birth, shall be filed with the Commission.

 

                    (e)  An apprentice jockey shall ride with a five pound weight allowance beginning after his first mount and for one full year from the date of his fifth winning mount.

 

          (i)  If after riding one full year from the date of his fifth winning mount, the apprentice jockey has failed to ride a total of 40 winners from the date of his first winning mount, he shall continue to ride with a five pound weight allowance for one more year from the date of his fifth winning mount or until he has ridden a total of 40 winners, whichever comes first.

 

          (ii)  If an apprentice jockey is unable to ride for a period of 14 consecutive days or more after the date of his fifth winning mount because of service in the armed forces of the U.S.A., or because of physical disablement, the Commission may extend the time during which the apprentice weight allowance may be claimed for a period not to exceed the period the apprentice jockey was unable to ride.

 

                    (f)  Any person between the ages of sixteen and twenty‑five, and if under age, with the written consent of his parents or guardian, may be granted an apprentice certificate and license in lieu of an apprentice contract.  The apprentice certificate shall grant an apprentice all the allowances and conditions granted to the apprentice who is under contract and he may claim in all overnight races, except handicaps, all allowances as set forth in the rules and regulations governing apprentice jockeys.

 

                    SECTION 7. Owner

 

                    (a)  Each owner must obtain a license from the Commission and shall register with the Racing Secretary at each track all his horses, giving the name, color, sex, age and breeding of each horse.

 

                    (b)  A license as an owner shall not be granted to a corporation or to the lessee of any corporation unless the corporation shall have no more than ten stockholders or members, each of whom shall be the registered and beneficial owner of stock or membership in the corporation.  A corporation having more than ten stockholders shall not lease for racing purposes to any natural person or partnership any horse owned or controlled by it.  Each stockholder must obtain an owners license.  All the stockholders of a corporation which own or lease horses for racing purposes in Wyoming shall file with the Commission when requested, a report containing information the Commission may specify.  If a stockholder fails to file the report the Commission may refuse a license to any lessee of the corporation or may revoke any license.

 

          (i)  Prior approval by the Stewards shall be required for leases.   No licensee shall lease a horse for the purpose of racing at Wyoming tracks without prior approval of the Stewards.

 

          (ii)  The lessee and lessor shall hold an owners license.

 

          (iii)  A copy of the lease shall be furnished to the Commission.  Each licensee who leases a horse racing at any meeting must submit a copy of that lease to the Commission.  The lease must contain at least all of the conditions of the lease arrangement and the names of all parties and horses related to the lease.  The failure to submit accurate and complete information under this rule is a violation of these rules.

 

          (iv)  Lessor information.  When any lessor of a horse is a corporation, syndicate, partnership or other entity of multiple interest it shall furnish the Commission under oath the identification of its stockholders, members, partners, etc.

 

                    (c)  If any owner changes trainers, he must secure permission of the Stewards and notify the Racing Secretary and cause the new trainer to sign his name on the owner's registration.

 

                    (d)  No owner shall employ a jockey for the purpose of preventing him from riding in any race.

 

                    (e)  No owner shall accept any bribe, gift or gratuity which might influence the result of any race.

 

                    (f)  An owner shall see to it that a report is made promptly to the Racing Secretary and to the official veterinarian of any and all sickness of his horses.

 

                    (g)  A stable may not have in its employment in any capacity any under age employee who has not been granted written permission by his parents or guardian or whose employment violates the law.

 

                    (h)  The personnel of every stable and changes shall be registered by the trainer with the Commission.

 

                    (i)  The owner of a horse ridden by a jockey in a race, who possesses or uses a mechanical or electrical device, may be penalized by loss of purse, etc.

 

                    SECTION 8. Partnerships

 

                    (a)  Partnerships, including husband and wife, must be licensed by the Commission.

 

                    (b)  An authorized agent must be appointed to represent a partnership in all matters and only he shall withdraw money or sign claims for the partnership.  A notarized instrument must be signed by all members of a partnership in the appointment of an authorized agent.

 

                    (c)  Partnership papers shall set forth the following:

 

          (i)  The name and address of each person having any interest in the horses involved.

 

          (ii)  The relative proportions of the interests.

 

          (iii) To whom the winnings are payable.

 

          (iv)  In whose name the horses shall run.

 

          (v)   Who has the power of entry and declaration.

 

          (vi)  The terms of any contingency, lease or any other arrangement.

 

                    (d)  All partnership papers must be signed by all parties or by their authorized agent.

 

                    (e)  In case of emergency, authority to sign declarations of partnerships may be given to the Commission by a telegram promptly confirmed in writing.

 

                    (f)  The part owner of any horse cannot assign his share or any part of it without the written consent of the other partners, the consent to be filed with the Commission and the Racing Secretary.

 

                    (g)  An alteration in a recorded partnership registration must be reported in writing to the Commission and signed by all the partners.

 

                    (h)  All parties to a partnership and each of them shall be jointly and severely liable for all stakes, forfeits and other obligations.

 

                    SECTION 9. Stable Names

 

                    (a)  All names used that do not reveal the actual identity of the owner shall be considered a "Stable Name" and must be licensed with the Commission.

 

                    (b)  When applying to race under a Stable Name the applicant must disclose the identity behind the Stable Name.  If multiple ownership or a partnership is involved in the identity, the Rules covering partnerships and/or multiple ownerships must be complied with.

 

                    (c)  Changes in identities must be reported immediately to and be approved by the Commission.

 

                    (d)  A person cannot register more than one Stable Name at the same time, nor can he use his real name for racing purposes so long as he has a registered Stable Name.

 

                    (e)  Any person who has been registered under a Stable Name may cancel it after he has given written notarized notice to the Commission.

 

                    (f)  A person cannot register as his Stable Name one which has been registered by any other person with an Association conducting a recognized meeting, with the Jockey Club of New York, or with another racing authority.

 

                    (g)  A person may not register as his Stable Name one which is the real name of any owners of race horses nor one which is the real name of any prominent person not owning race horses.

 

                    (h)  A trainer who is a licensed owner or part owner may use a Stable Name as owner or part owner providing he is the trainer for the Stable Name owner.  No trainer may be licensed as a trainer other than in his legal name.

 

(i)  A Stable Name shall be plainly distinguishable from that of another registered Stable Name.  When appearing on the program, the Stable Name must be accompanied by the legal name of the owner.  If the Stable Name has more than one owner, one legal name of an owner must appear followed by the term "et al".

 

                    (j)  A corporate name shall be considered a Stable Name for the purposes of these Rules, but the Commission reserves the right to refuse any corporation the privileges of registering a Stable Name or racing as a corporation unless Section 7 of these rules are complied with.

 

                    (k)  If more then one (1) person races with a Stable Name registered as the owner, an authorized agent shall be appointed and he shall transact all business.

 

                    SECTION 10. Trainers / Assistant

 

                    (a)  No person shall be eligible to hold a trainer's license unless he:

 

          (i)  Is at least 19 years old.

 

          (ii)  Is qualified in the opinion of the Stewards by reason of experience, background and knowledge of racing.

 

          (iii)  Passes a written examination administered by the Stewards.

 

          (iv)  Passes a "barn test" administered by horsemen's representatives under the supervision of the Stewards.

 

                    (b)  Each trainer must obtain a license from the Commission. He shall list all the names of owners or part owners of all horses trained by him.

 

                    (c)  No trainer of race horses shall register under a stable name nor shall he train except under his own legal name.

 

                    (d)  The Stewards may permit a trainer to act pending action on his application for license, but under no circumstances shall his name appear on a program as trainer nor shall he enter the paddock prior to a race until the license has been issued.

 

                    (e)  Each trainer shall register with the Racing Secretary all the horses in his charge giving the name, age, sex, breeding and ownership of each.  Any horse stabled on the grounds of the Permittee or under the jurisdiction of the Permittee without having  been registered, or occupying a stall not assigned for him will be cause for disciplinary action.

 

                    (f)  Absence from stable or grounds:

 

          (i)  When a trainer is to be absent from his stable or the grounds where his horses are racing for a period of more than two racing days and his horses are entered or are to be entered, he must provide a licensed trainer to assume the complete responsibility of the horse or horses he is entering or running.  The licensed trainer shall sign in the presence of the Stewards a form furnished by the Commission, accepting complete responsibility of the horses being entered or running and of the absent trainer's other horses stalled on the grounds.

 

          (ii)  When a trainer is to be absent from his stable or the grounds where his horses are racing for a period of not more than two racing days, and his horses are entered or are to be entered, he may name an assistant trainer who is licensed by the Commission to assume the complete responsibility of the horses the trainer plans to enter or run and all other horses the trainer has stalled on the grounds.

 

          (iii) Assistant trainers have the same duties as trainers, and are equally responsible with the regular trainer as the absolute insurer of the condition of horses in their care.

 

                    (g)  A licensed trainer may represent the owner in the matter of entries, declarations and the employment of jockeys, but shall not be allowed to withdraw any money from the Permittee either in his own name or that of an owner nor may he contract obligations against the account of any owner or part owner unless he is the authorized agent of the owner or part owner and has an authorized agents license.

 

                    (h)  A trainer shall be responsible for the condition of a horse trained by him, and shall be the absolute insurer of that horse's condition during a race, subject to rebuttal of the presumption.

 

                    (i)  Each trainer shall register with the Commission every person in his employ.  He is responsible for the licensing of each employee.  He shall not harbor, engage or retain any person that is not licensed.    

 

                    (j)  A trainer shall not have in his charge nor under his supervision any horse owned in whole or in part by a disqualified person.

 

                    (k)  A trainer shall not accept any bribe, gift or gratuity in any form which might influence the result of any race.

 

                    (l)  A trainer shall not move any horse in his care from the grounds of a Permittee without permission of from the Racing Secretary or the Stewards.

 

                    (m)  A trainer shall not employ a jockey for the purpose of preventing him from riding in any race, nor allow a jockey to possess or use any electrical or mechanical device during a race.

 

                    (n)  A trainer shall promptly report any and all sickness of his horses to the Racing Secretary, to the Official Veterinarian and to the Stewards.

 

                    SECTION 11. Veterinarians

 

                    (a)  Every veterinarian who examines or treats a horse whose papers are on file in the Racing Secretary's office or treats a horse that is going to be entered as a haul‑in entry must be licensed by the Commission.

 

                    (b)  Each veterinarian must report to the Commission Veterinarian and the Stewards no later than 9 a.m. on the following morning on forms supplied by the Commission the following:

 

          (i)  The name of the horse examined and/or treated.

 

(ii)  The name of the owner and trainer of the horse.

 

          (iii)  The diagnosis made and the name and amount of all drugs and medicines prescribed or administered.

 

          (iv)  The name and amount of all drugs and medicines prescribed for future use by the trainer.

 

                    (c)  The penalty for falsification of any report or the failure to submit the record shall be permanent barring from the racing enclosures under the jurisdiction of the Commission.

 

                    (d)  Veterinarians practicing on a race track shall use one time disposable type needles and shall dispose of them in an approved manner.

 

           (e)  The use of other than single use disposable syringes is prohibited.  Syringes are to be disposed of in a proper manner.

 

 


CHAPTER VII

 

LICENSING / LICENSEES

 

                    SECTION 1. Licensing Generally

 

                    (a)  Any person who is engaged in or employed by those engaged in racing or operating a race meeting or those operating concessions for or under authority from any Permittee must be licensed by the Commission.

 

          (i)  Members of the Commission, appointed officials, and employees of the Commission shall be issued Commission identification badges in lieu of a license.  The identification badges shall be authority to access any and all areas of the grounds.

 

          (ii)  Any employee of a charitable, religious or civic organization which is licensed to operate a concession, working without pay for his services, providing a list of such employees has been furnished to the Commission and providing the employee is considered desirable and could meet all requirements of a licensee, may be furnished a "tax‑free" pass.

 

                    (b)  The following annual fees shall be charged by the Commission for licenses:

 

(ii)            A fifty five ($55) dollar license fee:

 

          Authorized Agent                          Owner/Trainer

          Concession Operator                     Partnership (includes each partner)

          Exerciser                                     Permittee Official

          Horsemen's Bookkeeper                 Plater

          Jockey                                         Pony Rider

          Jockey Agent                                Roper

          Jockey Apprentice                         Stable Name

          Mutuel Official                             Trainer (& Asst. Trainer)

          Outrider                                       Veterinarian

          Owner                                         Vet. Assistant

            (includes any part owner             

             or prospective owner)      

 

          (ii)  A thirty five ($35) dollar license fee:

 

        Asst. Starter                         Mutuel Employee

          Concession Employee                              Permittee Employee

          Gateman                                      Security

          Groom                                         Valet

          Jockey Runner                             

 

          (iii)  Each prepared photo bearing license must be worn when the licensee is acting in his official capacity on the grounds.

          (iv)  The fee for a duplicate license shall be ten ($10) dollars.

 

                    (c)  Individual applicants will have the option of a one or three year license.  The license fee for a one (1) year license shall be the annual fee for each category in which the person is licensed, the fee for a three (3) year license shall be three (3) times the annual fee for each category in which the person is licensed.  Association and stable licenses shall expire on December 31 of each year issued.

 

                    (d)  It is the responsibility of an employer to license his employees.  The employment of a non-licensed individual may be cause for fine, suspension or both.

 

                    (e)  No license will be granted to anyone under sixteen (16) years of age which will violate the child labor laws of the State of Wyoming.

 

                    (f)  All applications for license shall be filed with the Commission who shall have the authority to issue the license or hold the application for further investigation.

 

                    (g)  Every licensed person shall carry his license with him at all times.  

 

                    (h)  Any licensed person who allows another to use his license may be suspended, fined or both.

 

                    (i)  The Commission may refuse to issue or renew a license, or may suspend or revoke a license for the following:

 

          (i) Conviction of a felony in any jurisdiction.

 

          (ii) Engaging in bookmaking or touting.

 

          (iii)  Associating with bookmakers or touts.

 

          (iv) Fraud or misrepresentation in connection with racing.

 

          (v) Violation of any racing law in any jurisdiction.

 

          (vi) Violation of Commission rules or orders.

 

          (vii) Refusal of a license by any other state racing commission or racing authority.

 

          (viii) Falsifying his license application.

 

          (ix) Financial irresponsibility in connection with racing.

 

                    (j)  The Commission may impose probationary sentences on licensees.  Any licensee who violates any of the rules and regulations of the Commission during the period he is on probation shall have his license revoked and his case referred to the Commission.

 

                    (k)  When a license is denied, revoked or suspended by the Commission or the Stewards it shall be reported to the Association of Racing Commissioners International and the American Quarter Horse Association, giving reasons why the action was taken.

 

                    (l)  Every person whose license is suspended, revoked or denied by any other State must be reinstated by the state in which the original ruling was made before being licensed in Wyoming.

 

                    SECTION 2. Authorized Agent

 

                    (a)  Each authorized agent must obtain a license from the Commission.

 

                    (b)  Application for a license must be filed for each owner represented.

 

                    (c)  A written instrument signed by the owner must accompany the application and shall clearly set forth among the delegated powers whether or not the agent is empowered to collect money from the Permittee and the owner's signature must be acknowledged before a notary public.

 

                    (d)  If the written instrument is a power of attorney, it shall be filed with the Commission.  It shall be attached to the application.

 

(e)  Any changes must be in writing and be filed with the Commission.

 

                    (f)  The term of the license shall expire December 31, of each year unless the agent's appointment is revoked by the owner or the license is revoked by the Commission.

 

(g)  Owner's revocations must be in writing, sworn to before a notary public and filed with the Commission.

 

                    SECTION 3.  Colors

 

                    (a)  All racing colors carried in races shall be registered annually with the Commission.

 

(c)    The annual fee is twenty ($20) dollars.

 

                    (c)  No person shall start a horse in racing colors other than those registered in his own or assumed name, except that an owner may start a horse in colors registered to his or her trainer providing any horse owned by the trainer starts in the trainer’s colors.

                    (d)  Any disputes between claimants to the right of the particular racing colors shall be decided by the Stewards.

 

                    (e)  The Commission will not permit the use of colors which in its opinion are not neat and clean and proper in other respects.  

 

                    (f)  Unless otherwise approved by the Commission, the standard colors for specific post positions shall be as follows:

 

                    Number 1‑‑‑Red                  Number 2‑‑‑White

                    Number 3‑‑‑Blue                 Number 4‑‑‑Yellow

                    Number 5‑‑‑Black               Number 6‑‑‑Orange

                    Number 7‑‑‑Purple              Number 8‑‑‑Green

                    Number 9‑‑‑Brown              Number 10‑‑Pink

                    Number 11‑‑Gold                Number 12‑‑Green and White

 

          (i)  The Permittee shall supply the standard colors and may charge the

owners a reasonable rental for the use and maintenance of the colors.

 

(g) Registered colors may be worn in all races.

 

                    SECTION 4. Jockeys

 

                    (a)  Each jockey must obtain a license from the Commission.

 

                    (b)  No person under sixteen (16) years of age shall be granted a jockey’s license.

 

                    (c)  A person who has never ridden as a jockey shall not be granted a license as a jockey. (See Sec. 6 for apprentice jockey.)

 

                    (d)  No jockey licensed in Wyoming shall be the owner or part owner of any horse racing in Wyoming.

 

                    (e)  A jockey who is under contract shall not ride in any race without the consent an owner he is contracted with.

 

                    (f)  Each Jockey who is under contract shall file a copy of each contract with the Commission and the Racing Secretary.

 

                    (g)  All jockeys shall faithfully fulfill all engagements in respect to racing.  Inability to fulfill engagements must be reported to and receive the approval of the Stewards.

 

          (i)  Any jockey having given a call personally or through his agent, who fails to fulfill the engagement may not accept another mount or be assigned to another mount in that race by the Stewards.

 

                    (h)  A jockey may not ride in any race against a starter of his contract employer unless his mount and his contract employer's starter are both in the hands of the same trainer.

 

                    (i)  When riding in a race a jockey must be neat in appearance.  All riders must be dressed in clean jockey costume, cap and jacket of silk; white breeches of satin or waterproof material; and top boots.  Jockeys must wear approved safety helmets in all races.  Helmet weight shall not be included in the jockey's weight.

 

                    (j)  A jockey must wear a safety vest when riding in any official race.  The safety vest shall weigh no more than two pounds and be designed to provide shock absorbing protection to the upper body of at least a rating of five, as defined by the British Equestrian Trade Association (BETA).

 

                    (k)  A jockey shall wear a number on his right arm (also on his left arm if the judges stand is in the infield) and the arm number and the saddle cloth number shall correspond to the number of the horse in the official program.

 

                    (l)  Every jockey who is engaged to ride in a race shall report to the Jockey Quarters not less than one hour before post time for the first race.  He shall then report his engagements and overweight to the clerk of scales.  He shall not leave the Jockey Room except to view the races from a point approved by the Stewards or to ride in a race until all of his engagements of the day have been fulfilled.  The Stewards may permit jockeys engaged for later races to report at a later hour.

 

                    (m)  All jockeys must pass a physical examination once a year before the commencement of a meeting.  The Stewards may require that any jockey be re‑examined and may refuse to allow any jockey to ride until he successfully passes the examination.  If a jockey has previously passed an examination prior to his appearance at a track in this state, he must present a physical fitness card signed by the examining doctor that shows the date upon which the examination was made.       

 

(o)   A jockey shall not make a bet on any race.

 

                    (o)  A jockey shall not accept the promise or token of any bet with respect to the race in which he is riding, except through or from the owner or trainer of the horse he rides and then only on that horse.

 

                    (p) Jockey riding fees must be paid to the Horsemen's Bookkeeper not later than thirty (30) minutes prior to post time of the first race on the day of the race.

 

          (i)  When purses of intermediate amounts are paid the fees for the next lowest purse figures shall be paid.

 

          (ii)  If any owner or trainer engaged two or more jockeys for the same race, he shall pay the losing fee for each engaged jockey not riding in the race as well as the proper fee to the jockey who does ride.

 

          (iii) Engagement slips shall be used and shall determine all priorities.   Signatures must be affixed by the owner or trainer and the jockey or his agent.

 

          (iv) Jockey's fee shall be considered earned when the jockey weighs out for that race.  The fee shall not be considered earned if the jockey voluntarily does not finish the race, except where injury to the horse or rider is involved.

 

                    (q)  In a dead heat the jockeys involved shall divide equally the total sum of the fees they earned.  The owners of the horses involved shall pay their equal share.

 

                    (r)  A jockey who is under suspension will not be permitted to fulfill any engagements including stakes races.

 

                    (s)  A jockey under suspension in any other state will not be permitted to ride in Wyoming during the suspension.

 

                    (t)  The suspension of a jockey for an offense not involving fraud shall begin on the second day after the ruling unless otherwise ordered by the Stewards.  A suspension for fraud shall begin immediately after the ruling.

 

                    (u)  A jockey who is temporarily suspended may be permitted to exercise or gallop horses during the morning hours and to lodge on the grounds of the Permittee at night.

 

                    (v)  Every jockey may have one agent and no more.  All engagements to ride, other than those for his contract employer shall be made by himself or his agent; the one making the engagements shall be held responsible for the proper maintenance of the engagement book.

 

                    (w)  No jockey shall have an attendant (valet) other than those provided by the Permittee.  The attendants may be paid from an assessment collected from the jockeys.

 

                    (x)  Employers retaining the same jockey have precedence according to priority of the retainers as specified in the contracts.

 

                    (y)  Each jockey or his agent is responsible to be present at the draw and/or at scratch time to take care of his business.  A jockey is obligated to ride the horses that he is named on unless he refuses the rides by scratch time.

 

                    (z)  A jockey may not possess or use any electrical or mechanical device during any race.  The owner and trainer may be penalized for a jockey violation of this rule.

 

                    SECTION 5. Jockey Agents

 

                    (a)  Each Jockey Agent must obtain a license from the Commission.

 

                    (b)  The Stewards may permit an applicant to act pending decision on his application for a license.

 

                    (c)  A jockey agent may handle no more than one jockey and one apprentice at the same time. A jockey agent shall not make or assist the making of any engagement for any rider other than those he is licensed to represent.  The Stewards may approve a jockey agent's representing two journeymen if conditions justify.

 

                    (d)  If a jockey agent gives up the making of engagements for any rider, he shall immediately notify the Stewards and the Racing Secretary and he shall also turn over to the Stewards a list of any unfilled engagements he may have made for that rider.

 

                    (e) Jockey agents must have in their possession at all times engagement books approved by the Stewards, and all engagements made for jockeys by agents must be recorded in the books.  Books are subject to examination by the Stewards at all times.

 

          (i)  When an owner or trainer engages the services of a jockey through a jockey agent he must obtain a ticket from the jockey agent specifying whether or not he has first or second call on the services of the jockey.  The calls must be declared at time of entry.

 

          (ii)  No person other than an owner, trainer, jockey agent or authorized agent of an owner shall make engagements for a jockey.  A jockey not represented by an agent may make his own engagements.

 

          (iii)  Before each day's entries are taken jockey agents are required to file their first, second, and third calls in each race in the Racing Secretary's office with a person designated by the Stewards.  If during the time entries are being taken, an agent should lose or pick up a call, he shall immediately add those calls to the one previously filed.

 

                    (f)  Conflicting claims for the services of a jockey shall be decided by the Stewards and the first call shall have priority.

 

                    (g)  A jockey agent shall not give to anyone any information or advice pertaining to a race or engage in the practice of "touting" for the purpose of influencing any person in the making of a wager on the result of any race.

 

                    (h)  Any agent who falsifies his record shall be suspended by the Stewards and his case referred to the Commission.

 

                    (i)  Jockey agents will be called upon to explain rival claims for any mount or for any rider and inability to satisfy the Stewards that the rival claim arose through honest error shall be considered a falsification of records.

 

                    (j)  Jockey agents shall not be allowed in the paddock at any time except by permission of the Stewards.

 

                    SECTION 6. Jockey Apprentices

 

                    (a)  Jockey apprentices must obtain a license from the Commission.

 

                    (b)  Jockey apprentices shall be bound by all rules for jockeys except as the rules may be in conflict with the following specific regulations for apprentices.

 

                    (c)  The Stewards may grant a temporary license for the riding of two races and if approved by the Stewards the temporary license may be replaced with an apprentice jockey license.

 

                    (d)  Apprentice certificates must be on forms supplied by the Commission and a duplicate original copy, along with a satisfactory record of birth, shall be filed with the Commission.

 

                    (e)  An apprentice jockey shall ride with a five pound weight allowance beginning after his first mount and for one full year from the date of his fifth winning mount.

 

          (i)  If after riding one full year from the date of his fifth winning mount, the apprentice jockey has failed to ride a total of 40 winners from the date of his first winning mount, he shall continue to ride with a five pound weight allowance for one more year from the date of his fifth winning mount or until he has ridden a total of 40 winners, whichever comes first.

 

          (ii)  If an apprentice jockey is unable to ride for a period of 14 consecutive days or more after the date of his fifth winning mount because of service in the armed forces of the U.S.A., or because of physical disablement, the Commission may extend the time during which the apprentice weight allowance may be claimed for a period not to exceed the period the apprentice jockey was unable to ride.

 

                    (f)  Any person between the ages of sixteen and twenty‑five, and if under age, with the written consent of his parents or guardian, may be granted an apprentice certificate and license in lieu of an apprentice contract.  The apprentice certificate shall grant an apprentice all the allowances and conditions granted to the apprentice who is under contract and he may claim in all overnight races, except handicaps, all allowances as set forth in the rules and regulations governing apprentice jockeys.

 

                    SECTION 7. Owner

 

                    (a)  Each owner must obtain a license from the Commission and shall register with the Racing Secretary at each track all his horses, giving the name, color, sex, age and breeding of each horse.

 

                    (b)  A license as an owner shall not be granted to a corporation or to the lessee of any corporation unless the corporation shall have no more than ten stockholders or members, each of whom shall be the registered and beneficial owner of stock or membership in the corporation.  A corporation having more than ten stockholders shall not lease for racing purposes to any natural person or partnership any horse owned or controlled by it.  Each stockholder must obtain an owners license.  All the stockholders of a corporation which own or lease horses for racing purposes in Wyoming shall file with the Commission when requested, a report containing information the Commission may specify.  If a stockholder fails to file the report the Commission may refuse a license to any lessee of the corporation or may revoke any license.

 

          (i)  Prior approval by the Stewards shall be required for leases.   No licensee shall lease a horse for the purpose of racing at Wyoming tracks without prior approval of the Stewards.

 

          (ii)  The lessee and lessor shall hold an owners license.

 

          (iii)  A copy of the lease shall be furnished to the Commission.  Each licensee who leases a horse racing at any meeting must submit a copy of that lease to the Commission.  The lease must contain at least all of the conditions of the lease arrangement and the names of all parties and horses related to the lease.  The failure to submit accurate and complete information under this rule is a violation of these rules.

 

          (iv)  Lessor information.  When any lessor of a horse is a corporation, syndicate, partnership or other entity of multiple interest it shall furnish the Commission under oath the identification of its stockholders, members, partners, etc.

 

                    (c)  If any owner changes trainers, he must secure permission of the Stewards and notify the Racing Secretary and cause the new trainer to sign his name on the owner's registration.

 

                    (d)  No owner shall employ a jockey for the purpose of preventing him from riding in any race.

 

                    (e)  No owner shall accept any bribe, gift or gratuity which might influence the result of any race.

 

                    (f)  An owner shall see to it that a report is made promptly to the Racing Secretary and to the official veterinarian of any and all sickness of his horses.

 

                    (g)  A stable may not have in its employment in any capacity any under age employee who has not been granted written permission by his parents or guardian or whose employment violates the law.

 

                    (h)  The personnel of every stable and changes shall be registered by the trainer with the Commission.

 

                    (i)  The owner of a horse ridden by a jockey in a race, who possesses or uses a mechanical or electrical device, may be penalized by loss of purse, etc.

 

                    SECTION 8. Partnerships

 

                    (a)  Partnerships, including husband and wife, must be licensed by the Commission.

 

                    (b)  An authorized agent must be appointed to represent a partnership in all matters and only he shall withdraw money or sign claims for the partnership.  A notarized instrument must be signed by all members of a partnership in the appointment of an authorized agent.

 

                    (c)  Partnership papers shall set forth the following:

 

          (i)  The name and address of each person having any interest in the horses involved.

 

          (ii)  The relative proportions of the interests.

 

          (iii) To whom the winnings are payable.

 

          (iv)  In whose name the horses shall run.

 

          (v)   Who has the power of entry and declaration.

 

          (vi)  The terms of any contingency, lease or any other arrangement.

 

                    (d)  All partnership papers must be signed by all parties or by their authorized agent.

 

                    (e)  In case of emergency, authority to sign declarations of partnerships may be given to the Commission by a telegram promptly confirmed in writing.

 

                    (f)  The part owner of any horse cannot assign his share or any part of it without the written consent of the other partners, the consent to be filed with the Commission and the Racing Secretary.

 

                    (g)  An alteration in a recorded partnership registration must be reported in writing to the Commission and signed by all the partners.

 

                    (h)  All parties to a partnership and each of them shall be jointly and severely liable for all stakes, forfeits and other obligations.

 

                    SECTION 9. Stable Names

 

                    (a)  All names used that do not reveal the actual identity of the owner shall be considered a "Stable Name" and must be licensed with the Commission.

 

                    (b)  When applying to race under a Stable Name the applicant must disclose the identity behind the Stable Name.  If multiple ownership or a partnership is involved in the identity, the Rules covering partnerships and/or multiple ownerships must be complied with.

 

                    (c)  Changes in identities must be reported immediately to and be approved by the Commission.

 

                    (d)  A person cannot register more than one Stable Name at the same time, nor can he use his real name for racing purposes so long as he has a registered Stable Name.

 

                    (e)  Any person who has been registered under a Stable Name may cancel it after he has given written notarized notice to the Commission.

 

                    (f)  A person cannot register as his Stable Name one which has been registered by any other person with an Association conducting a recognized meeting, with the Jockey Club of New York, or with another racing authority.

 

                    (g)  A person may not register as his Stable Name one which is the real name of any owners of race horses nor one which is the real name of any prominent person not owning race horses.

 

                    (h)  A trainer who is a licensed owner or part owner may use a Stable Name as owner or part owner providing he is the trainer for the Stable Name owner.  No trainer may be licensed as a trainer other than in his legal name.

 

(i)  A Stable Name shall be plainly distinguishable from that of another registered Stable Name.  When appearing on the program, the Stable Name must be accompanied by the legal name of the owner.  If the Stable Name has more than one owner, one legal name of an owner must appear followed by the term "et al".

 

                    (j)  A corporate name shall be considered a Stable Name for the purposes of these Rules, but the Commission reserves the right to refuse any corporation the privileges of registering a Stable Name or racing as a corporation unless Section 7 of these rules are complied with.

 

                    (k)  If more then one (1) person races with a Stable Name registered as the owner, an authorized agent shall be appointed and he shall transact all business.

 

                    SECTION 10. Trainers / Assistant

 

                    (a)  No person shall be eligible to hold a trainer's license unless he:

 

          (i)  Is at least 19 years old.

 

          (ii)  Is qualified in the opinion of the Stewards by reason of experience, background and knowledge of racing.

 

          (iii)  Passes a written examination administered by the Stewards.

 

          (iv)  Passes a "barn test" administered by horsemen's representatives under the supervision of the Stewards.

 

                    (b)  Each trainer must obtain a license from the Commission. He shall list all the names of owners or part owners of all horses trained by him.

 

                    (c)  No trainer of race horses shall register under a stable name nor shall he train except under his own legal name.

 

                    (d)  The Stewards may permit a trainer to act pending action on his application for license, but under no circumstances shall his name appear on a program as trainer nor shall he enter the paddock prior to a race until the license has been issued.

 

                    (e)  Each trainer shall register with the Racing Secretary all the horses in his charge giving the name, age, sex, breeding and ownership of each.  Any horse stabled on the grounds of the Permittee or under the jurisdiction of the Permittee without having  been registered, or occupying a stall not assigned for him will be cause for disciplinary action.

 

                    (f)  Absence from stable or grounds:

 

          (i)  When a trainer is to be absent from his stable or the grounds where his horses are racing for a period of more than two racing days and his horses are entered or are to be entered, he must provide a licensed trainer to assume the complete responsibility of the horse or horses he is entering or running.  The licensed trainer shall sign in the presence of the Stewards a form furnished by the Commission, accepting complete responsibility of the horses being entered or running and of the absent trainer's other horses stalled on the grounds.

 

          (ii)  When a trainer is to be absent from his stable or the grounds where his horses are racing for a period of not more than two racing days, and his horses are entered or are to be entered, he may name an assistant trainer who is licensed by the Commission to assume the complete responsibility of the horses the trainer plans to enter or run and all other horses the trainer has stalled on the grounds.

 

          (iii) Assistant trainers have the same duties as trainers, and are equally responsible with the regular trainer as the absolute insurer of the condition of horses in their care.

 

                    (g)  A licensed trainer may represent the owner in the matter of entries, declarations and the employment of jockeys, but shall not be allowed to withdraw any money from the Permittee either in his own name or that of an owner nor may he contract obligations against the account of any owner or part owner unless he is the authorized agent of the owner or part owner and has an authorized agents license.

 

                    (h)  A trainer shall be responsible for the condition of a horse trained by him, and shall be the absolute insurer of that horse's condition during a race, subject to rebuttal of the presumption.

 

                    (i)  Each trainer shall register with the Commission every person in his employ.  He is responsible for the licensing of each employee.  He shall not harbor, engage or retain any person that is not licensed.    

 

                    (j)  A trainer shall not have in his charge nor under his supervision any horse owned in whole or in part by a disqualified person.

 

                    (k)  A trainer shall not accept any bribe, gift or gratuity in any form which might influence the result of any race.

 

                    (l)  A trainer shall not move any horse in his care from the grounds of a Permittee without permission of from the Racing Secretary or the Stewards.

 

                    (m)  A trainer shall not employ a jockey for the purpose of preventing him from riding in any race, nor allow a jockey to possess or use any electrical or mechanical device during a race.

 

                    (n)  A trainer shall promptly report any and all sickness of his horses to the Racing Secretary, to the Official Veterinarian and to the Stewards.

 

                    SECTION 11. Veterinarians

 

                    (a)  Every veterinarian who examines or treats a horse whose papers are on file in the Racing Secretary's office or treats a horse that is going to be entered as a haul‑in entry must be licensed by the Commission.

 

                    (b)  Each veterinarian must report to the Commission Veterinarian and the Stewards no later than 9 a.m. on the following morning on forms supplied by the Commission the following:

 

          (i)  The name of the horse examined and/or treated.

 

(ii)  The name of the owner and trainer of the horse.

 

          (iii)  The diagnosis made and the name and amount of all drugs and medicines prescribed or administered.

 

          (iv)  The name and amount of all drugs and medicines prescribed for future use by the trainer.

 

                    (c)  The penalty for falsification of any report or the failure to submit the record shall be permanent barring from the racing enclosures under the jurisdiction of the Commission.

 

                    (d)  Veterinarians practicing on a race track shall use one time disposable type needles and shall dispose of them in an approved manner.

 

           (e)  The use of other than single use disposable syringes is prohibited.  Syringes are to be disposed of in a proper manner.

 



CHAPTER X

 

 

SIMULCASTING

 

Commission Intent

 

          The Commission finds that the racing, breeding and pari-mutuel wagering industry is an important sector of the agricultural economy of this state, provides substantial revenue for state and local governments, and employs hundreds of state residents. Protection of the betting public is the primary objective of the Commission.

 

                    SECTION 1.  Definitions

 

          (a)  ASSOCIATION WHICH ACCEPTS THE WAGER  means the guest association where the bettor contributes his money to the pari-mutuel pool and receives a pari-mutuel ticket.

 

                    (b)  AUTHORIZED USER  means a person authorized by the Commission to receive, to decode and to use for legal purposes the encrypted simulcast signal of pari-mutuel events.

 

                    (c)  COMBINED PARI-MUTUEL POOLS (combined pools) means the pari-mutuel wagers at one or more guest associations being contributed into the pari-mutuel pools of a host association or the combined pari-mutuel pools of simulcast facilities within the state of Wyoming.

 

                    (d)  COMMISSION  means the Wyoming Pari-Mutuel Commission.

 

                    (e)  DECODER  means a device and/or means to convert encrypted audio-visual signals and/or data into a form recognizable as the original content of the signals.

 

                    (f)  DOWNLINK  means a receiving antenna coupled with an audio-visual signal receiver compatible with and capable of receiving simultaneous audio-visual signals and/or data emanating from a host association, and includes the electronic transfer of received signals from the receiving antenna to TV monitors within the satellite facility.

 

                    (g)  ENCLOSURE, ENCLOSURE-PUBLIC, includes all enclosed areas of the simulcast wagering facility.

 

                    (h)  ENCRYPTION (encrypted or encoded) means the scrambling or other manipulation of the audio-visual signals to mask the original content of the signal and so cause such signals to be indecipherable and unrecognizable to any person receiving such signal.

                    (i)  GUEST, GUEST ASSOCIATION or SIMULCAST OPERATOR  means an association simulcast licensee authorized by the Commission to offer, sell, cash, redeem or exchange pari-mutuel tickets on races being run at a host association.

 

                    (j)  HOST or HOST ASSOCIATION  means the racing association conducting a licensed horse racing meeting when it is authorized by the Commission to simulcast its racing program.  It may also be considered the sending track which means any track from which simulcast signals originate.

 

                    (k)  INTERSTATE SIMULCAST WAGERING  means wagering conducted by a betting system outside the state of Wyoming on the results of one or more races being run at a Wyoming host association or wagering conducted by a betting system within the state of Wyoming on the results of one or more races being run at a host association  outside the state of Wyoming.

 

                    (l)  INTRASTATE SIMULCAST WAGERING  means pari-mutuel wagering at a Wyoming guest association on Wyoming horse racing events run at a Wyoming host association.

 

                    (m)  OUT-OF-STATE WAGERING  means acceptance of wagers by a host or guest association in Wyoming on the results of races run at a race meeting outside the state of Wyoming.  Nothing in these rules shall be deemed to include acceptance of wagers by telephone, telegraph, radio, or in any manner other than in cash or other authorized method at a pari-mutuel machine operated by one authorized pursuant to Wyoming law and these rules.

 

                    (n)  SATELLITE FACILITY, intrastate wagering facility, extended wagering facility means the physical premises, structure and equipment utilized by a guest association for the conduct of pari-mutuel wagering on horse racing events being run elsewhere.

 

                    (o)  SATELLITE TRANSPONDER, transponder means leased space segment time of an earth-orbit communication satellite.

 

                    (p)  SIMULCAST  means the simultaneous telecast of audio and visual signals of running horse races and other permitted pari-mutuel events conducted for the purposes of pari-mutuel wagering.

 

                    (q)  SIMULCAST OPERATOR  means a person licensed by the Commission to operate a simulcast wagering system as provided for by these rules.

 

                    (r)  SIMULCAST SERVICE SUPPLIER  means a person engaged in providing service, supplies or equipment necessary to the operation of intrastate, interstate or out-of-state simulcast wagering for use by a host association, guest association, simulcast operator, or authorized user, including pari-mutuel wagering terminals, uplink, downlink, television receivers and related equipment; but does not include persons authorized by the Federal Communications Commission to provide telephone service or space segment time on satellite transponders.

 

                    (s)  UPLINK  means an earth station broadcasting facility, whether mobile or fixed, which is used to transmit audio-visual signals and/or data on FCC-controlled frequencies, and includes any electronic transfer of the audio-visual signals from within the racing enclosure to the location of the transmitter at the uplink.

 

                    SECTION 2.  General

 

                    (a)  The state Pari-Mutuel Commission shall have general jurisdiction over the simulcasting of horse races within the state, and the Commission may issue rules and regulations in accordance  with the provisions of this article as provided for in Wyoming Statutes.

 

                    SECTION 3.  Requirements for Simulcast Facilities

 

                    (a)  Any racing association or corporation authorized to conduct pari-mutuel wagering under this chapter, desiring to display the simulcast of pari-mutuel events on which pari-mutuel betting shall be permitted in the manner and subject to the conditions provided for under these rules may apply to the Commission for a license.  Applications for licenses shall be in such form as may be prescribed by the Commission and shall contain such information or other material or evidence as the Commission may require.  The fee for such licenses shall be two hundred ($200) dollars per race day payable by the licensee to the Commission.

 

                    (b)  Before the Commission may grant such license, it shall review and approve a plan of operation submitted by an applicant including, but not limited to, the following information:

 

          (i)  A feasibility study denoting the revenue earnings expected from the simulcast facility and the costs expected to operate such facility.  The feasibility study shall include:

 

          (A)  The number of simulcast races to be displayed.

 

          (B)  The types of wagering to be offered.

 

          (C)  The level of attendance expected and the area from which such attendance will be drawn.

 

          (D)  The level of anticipated wagering activity.

 

          (E)  The source and amount of revenues expected from other than pari-mutuel wagering.

 

          (F)  The cost of operating the simulcast facility and the identification of costs to be amortized and the method of amortization of such costs.

 

          (G)  The probable impact of the proposed operation on revenues to local government.

 

          (ii)  The security measures to be employed to protect the facility, to control crowds, to safeguard the transmission of the simulcast signals and to control the transmission of wagering data to effectuate common wagering pools.

 

          (iii)  The type of data processing, communication and transmission equipment to be utilized.

 

          (iv)  The description of the management groups responsible for the operation of the simulcast facility.

 

          (v)  The system of accounts to maintain a separate record of revenues collected by the simulcast facility, the distribution of such revenues and the accounting of costs relative to the simulcast operation.

 

          (vi)  The location of the facility and a written confirmation from appropriate local officials that the location of such facility and the number of patrons expected to occupy such facility are in compliance with all applicable local ordinances.

 

          (vii)  The written agreements and letters of consent between specified parties pursuant to Wyoming statute.

 

                    (c)  Final approval of a satellite facility within each county shall come from the county commissioners board and such approval shall be filed with the Commission prior to the conducting of simulcasting in that county.

 

                    (d)  The Commission shall use the following decisional criteria in the approval or disapproval of an application for simulcast operator.

 

          (i)  The operator's general benefit to the state of Wyoming.

 

          (ii)  The operator's general benefit to the state of Wyoming's horse racing industry.

 

          (iii)  The operator's integrity:

 

          (A)  Individual and corporate conduct.

 

          (B)  Criminal history.

 

          (C)  Betting and gaming industry conduct.

 

          (iv)  The operator's credibility:

 

          (A)  Accuracy of a feasibility study.

 

          (B)  Experience and expertise of the operator in the simulcast industry.

 

          (v)  Financial stability.

 

 

                    SECTION 4.  Duty of Association to Offer Extended Wagering

 

                    (a)  Every Wyoming pari-mutuel track simulcasting its racing program shall contract with a simulcast operator (and/or simulcast service suppliers) for the purpose of providing authorized users  with its simulcast.

 

                    (b)  A racing association is responsible for the content of its simulcast and shall use all reasonable effort to present a simulcast which offers the viewers an exemplary depiction of its racing program, a periodic display of wagering information, and continuity programming between horse racing events.

 

                    (c)  Unless otherwise permitted by the Commission, every simulcast will contain in its video content a digital display of the actual time of day, the name of the race track from where it emanates, the number of the race being displayed and the sequential  fractional time of the race as the race is being run.

 

                    SECTION 5. Licenses for Simulcast Operators

 

                    (a)  Every person acting as a simulcast operator within Wyoming shall procure a license from the Commission and no person shall act in the capacity of a simulcast operator without a valid license.  Such license may be renewed annually unless the application is denied for any cause justifying suspension or revocation of license for violation of these rules.

 

          (i)  Submits a financial statement as required by the Pari-Mutuel Commission.

 

          (ii)  Posts with the Commission a surety in the amount of $100,000 in such form as Wyoming statutes require to ensure payment of distributable amounts of pari-mutuel pools pursuant to statute, operational costs, salaries, wages, benefits, and related financial obligations.

 

          (iii)  Demonstrates experience and or adequate knowledge of the conduct of simulcast wagering and/or pari-mutuel wagering operations.

 

          (iv)  Pays a license fee in the amount of one hundred ($100.00) dollars for each race day.

 

                    (b)  No license as simulcast operator shall be granted to:

 

          (i)  Any nonprofit corporation or nonprofit organization entitled to an exemption from any tax imposed by this state.

 

          (ii)  A person or entity who has failed, refused or neglected to comply with any rule, regulation, condition of license, or order of the Commission or its stewards reasonably related to its conduct as a simulcast operator, or who has engaged in any activity which is grounds for denial, suspension or revocation of license pursuant to the rules of the Commission or whose general partners, officers, directors, or employees have engaged in any unlawful activity determined to be conduct detrimental to the best interests of horse racing.

 

                    (c)  There shall be no limitation as to the number of days a licensee may operate except as may otherwise be provided for within these rules or Wyoming Statutes.

 

                    SECTION 6. Duties of Simulcast Operator

 

                    (a)  A simulcast operator conducts and operates a pari-mutuel wagering system at one or more guest associations on the results of horse races being held or conducted and simulcast from the enclosures of one or more host associations pursuant to its agreement with such guest and host association and with the approval of the Commission.

 

                    (b)  A simulcast operator shall provide:

 

          (i)  Adequate transmitting and/or receiving equipment which shall not interfere with the closed circuit TV system of the host track association for officiating any on-track patron information.  All to be acceptable broadcast quality and meet applicable Federal Communication Commission and Commission regulations and orders.  Said equipment may include approved microwave transmitters, with appropriate safeguards, as approved by the Commission.

 

          (ii)  Pari-mutuel terminals, pari-mutuel odds display, modems and/or switching units enabling pari-mutuel data transmissions, and data communication between the sending and the receiving associations.

 

          (iii)  A voice communication system between each guest association and the host association providing direct voice contact among the stewards, placing judges and/or pari-mutuel departments.

 

                    (c)  A simulcast operator shall conduct the pari-mutuel wagering at a guest association pursuant to the applicable Commission rules.

 

                    (d)  The Commission shall appoint at least one steward to supervise all approved simulcast facilities and may require additional stewards as is reasonably necessary for the protection of the public interest.

 

                    (e)  The simulcast operator shall, for a period of one year, retain a video record of all simulcasts, in decoded form, and shall provide a copy of such record on a l/2" V.H.S. video cassette to the Commission at its request.

 

                    (f)  Not less than 30 minutes prior to the commencement of transmission of the racing program for each day or night, the simulcast operator shall initiate a test program of its transmitter, encryption and decoding, and data communication to assure proper operation of the system.

 

                    (g)  The simulcast operator shall, at the request of any representative of the Commission, display a listing of all locations within this state enabled to receive the simulcast in decoded forms; and failure to do so is grounds for immediate summary suspension of license and immediate cessation of simulcasting activities.

 

                    (h)  The simulcast operator shall maintain such security controls over its uplink and communications system as directed by the Commission.

 

                    (i)  The simulcast operator shall, in conjunction with the host association or associations for which it operates pari-mutuel wagering, provide the Commission with a certified report of its pari-mutuel operations as directed by the Commission.

 

                    (j)  Every simulcast operator shall file with the Commission an annual report of its simulcast operations and an audited financial statement.

 

                    (k)  The simulcast operator shall not operate a simulcasting facility during the time a live pari-mutuel event is being performed within the state if such facility is within 100 miles of the live event as per Wyoming Statutes. During the time of such live event, the simulcasting operator shall offer simulcasting at each live pari-mutuel event as the Commission may require.  (See also Chapter X, Section 7. (g).)

 

                    SECTION 7.  Out-of-State and Interstate Wagering

 

                    (a)  When conducting out-of-state and interstate wagering, the following conditions shall also apply:

 

          (i)   A racing association, guest association, or simulcast operator may conduct simulcast wagering on the results of one or more races conducted by an out-of-state racing association provided:

 

          (A)  The association intending to conduct wagering on an out-of-state race files with the Commission a copy of the agreement with the out-of-state association and any written approvals required by the Commission including Chapter 57, Section 3001, of Title 15 of the United States Code and any other applicable federal laws, and a statement setting forth the date and time it intends to commence accepting wagers on the out-of-state race or races.

 

          (B)  The Commission approves the methods by which the out-of-state association intends to transmit the simulcast of its race or races and the restrictions, if any, placed on the use of such simulcast, and the methods to be used to assure a separate voice communication system between its steward and the stewards or placing judges at the track where the race or races are held.

 

          (ii)  A racing association may authorize use of its simulcast for interstate wagering by out-of-state betting systems provided:

 

          (A)  The association files with the Commission a copy of the agreement with the out-of-state betting system which sets forth the payment to the association for use of its simulcast, and of any agreements required by Chapter 57, including Section 3001, of Title 15 of the United States Code.

 

                    (b)  All simulcast must comply with Chapter X of the administrative Rules of the Pari-Mutuel Commission.

 

                    (c)  Wagering shall be permitted only on races conducted at approved locations at pari-mutuel tracks governed by state racing commission, racing board or other governmental agency.

 

                    (d)  If a simulcasting facility has an interruption in its audio/visual signal, the race may be deemed no contest at the discretion of the assigned steward and all wagers at the facility in such instances shall be refunded.

 

                    (e)  All wagers are made on the official results of the hosting tract.

 

                    (f)  The wagers bet on races which are set up by the simulcast operator at live pari-mutuel event facilities shall contribute to the live pari-mutuel event pool.  (See Chapter X, Section 6. (k).)

 

 

 


CHAPTER X

 

 

SIMULCASTING

 

Commission Intent

 

          The Commission finds that the racing, breeding and pari-mutuel wagering industry is an important sector of the agricultural economy of this state, provides substantial revenue for state and local governments, and employs hundreds of state residents. Protection of the betting public is the primary objective of the Commission.

 

                    SECTION 1.  Definitions

 

          (a)  ASSOCIATION WHICH ACCEPTS THE WAGER  means the guest association where the bettor contributes his money to the pari-mutuel pool and receives a pari-mutuel ticket.

 

                    (b)  AUTHORIZED USER  means a person authorized by the Commission to receive, to decode and to use for legal purposes the encrypted simulcast signal of pari-mutuel events.

 

                    (c)  COMBINED PARI-MUTUEL POOLS (combined pools) means the pari-mutuel wagers at one or more guest associations being contributed into the pari-mutuel pools of a host association or the combined pari-mutuel pools of simulcast facilities within the state of Wyoming.

 

                    (d)  COMMISSION  means the Wyoming Pari-Mutuel Commission.

 

                    (e)  DECODER  means a device and/or means to convert encrypted audio-visual signals and/or data into a form recognizable as the original content of the signals.

 

                    (f)  DOWNLINK  means a receiving antenna coupled with an audio-visual signal receiver compatible with and capable of receiving simultaneous audio-visual signals and/or data emanating from a host association, and includes the electronic transfer of received signals from the receiving antenna to TV monitors within the satellite facility.

 

                    (g)  ENCLOSURE, ENCLOSURE-PUBLIC, includes all enclosed areas of the simulcast wagering facility.

 

                    (h)  ENCRYPTION (encrypted or encoded) means the scrambling or other manipulation of the audio-visual signals to mask the original content of the signal and so cause such signals to be indecipherable and unrecognizable to any person receiving such signal.

                    (i)  GUEST, GUEST ASSOCIATION or SIMULCAST OPERATOR  means an association simulcast licensee authorized by the Commission to offer, sell, cash, redeem or exchange pari-mutuel tickets on races being run at a host association.

 

                    (j)  HOST or HOST ASSOCIATION  means the racing association conducting a licensed horse racing meeting when it is authorized by the Commission to simulcast its racing program.  It may also be considered the sending track which means any track from which simulcast signals originate.

 

                    (k)  INTERSTATE SIMULCAST WAGERING  means wagering conducted by a betting system outside the state of Wyoming on the results of one or more races being run at a Wyoming host association or wagering conducted by a betting system within the state of Wyoming on the results of one or more races being run at a host association  outside the state of Wyoming.

 

                    (l)  INTRASTATE SIMULCAST WAGERING  means pari-mutuel wagering at a Wyoming guest association on Wyoming horse racing events run at a Wyoming host association.

 

                    (m)  OUT-OF-STATE WAGERING  means acceptance of wagers by a host or guest association in Wyoming on the results of races run at a race meeting outside the state of Wyoming.  Nothing in these rules shall be deemed to include acceptance of wagers by telephone, telegraph, radio, or in any manner other than in cash or other authorized method at a pari-mutuel machine operated by one authorized pursuant to Wyoming law and these rules.

 

                    (n)  SATELLITE FACILITY, intrastate wagering facility, extended wagering facility means the physical premises, structure and equipment utilized by a guest association for the conduct of pari-mutuel wagering on horse racing events being run elsewhere.

 

                    (o)  SATELLITE TRANSPONDER, transponder means leased space segment time of an earth-orbit communication satellite.

 

                    (p)  SIMULCAST  means the simultaneous telecast of audio and visual signals of running horse races and other permitted pari-mutuel events conducted for the purposes of pari-mutuel wagering.

 

                    (q)  SIMULCAST OPERATOR  means a person licensed by the Commission to operate a simulcast wagering system as provided for by these rules.

 

                    (r)  SIMULCAST SERVICE SUPPLIER  means a person engaged in providing service, supplies or equipment necessary to the operation of intrastate, interstate or out-of-state simulcast wagering for use by a host association, guest association, simulcast operator, or authorized user, including pari-mutuel wagering terminals, uplink, downlink, television receivers and related equipment; but does not include persons authorized by the Federal Communications Commission to provide telephone service or space segment time on satellite transponders.

 

                    (s)  UPLINK  means an earth station broadcasting facility, whether mobile or fixed, which is used to transmit audio-visual signals and/or data on FCC-controlled frequencies, and includes any electronic transfer of the audio-visual signals from within the racing enclosure to the location of the transmitter at the uplink.

 

                    SECTION 2.  General

 

                    (a)  The state Pari-Mutuel Commission shall have general jurisdiction over the simulcasting of horse races within the state, and the Commission may issue rules and regulations in accordance  with the provisions of this article as provided for in Wyoming Statutes.

 

                    SECTION 3.  Requirements for Simulcast Facilities

 

                    (a)  Any racing association or corporation authorized to conduct pari-mutuel wagering under this chapter, desiring to display the simulcast of pari-mutuel events on which pari-mutuel betting shall be permitted in the manner and subject to the conditions provided for under these rules may apply to the Commission for a license.  Applications for licenses shall be in such form as may be prescribed by the Commission and shall contain such information or other material or evidence as the Commission may require.  The fee for such licenses shall be two hundred ($200) dollars per race day payable by the licensee to the Commission.

 

                    (b)  Before the Commission may grant such license, it shall review and approve a plan of operation submitted by an applicant including, but not limited to, the following information:

 

          (i)  A feasibility study denoting the revenue earnings expected from the simulcast facility and the costs expected to operate such facility.  The feasibility study shall include:

 

          (A)  The number of simulcast races to be displayed.

 

          (B)  The types of wagering to be offered.

 

          (C)  The level of attendance expected and the area from which such attendance will be drawn.

 

          (D)  The level of anticipated wagering activity.

 

          (E)  The source and amount of revenues expected from other than pari-mutuel wagering.

 

          (F)  The cost of operating the simulcast facility and the identification of costs to be amortized and the method of amortization of such costs.

 

          (G)  The probable impact of the proposed operation on revenues to local government.

 

          (ii)  The security measures to be employed to protect the facility, to control crowds, to safeguard the transmission of the simulcast signals and to control the transmission of wagering data to effectuate common wagering pools.

 

          (iii)  The type of data processing, communication and transmission equipment to be utilized.

 

          (iv)  The description of the management groups responsible for the operation of the simulcast facility.

 

          (v)  The system of accounts to maintain a separate record of revenues collected by the simulcast facility, the distribution of such revenues and the accounting of costs relative to the simulcast operation.

 

          (vi)  The location of the facility and a written confirmation from appropriate local officials that the location of such facility and the number of patrons expected to occupy such facility are in compliance with all applicable local ordinances.

 

          (vii)  The written agreements and letters of consent between specified parties pursuant to Wyoming statute.

 

                    (c)  Final approval of a satellite facility within each county shall come from the county commissioners board and such approval shall be filed with the Commission prior to the conducting of simulcasting in that county.

 

                    (d)  The Commission shall use the following decisional criteria in the approval or disapproval of an application for simulcast operator.

 

          (i)  The operator's general benefit to the state of Wyoming.

 

          (ii)  The operator's general benefit to the state of Wyoming's horse racing industry.

 

          (iii)  The operator's integrity:

 

          (A)  Individual and corporate conduct.

 

          (B)  Criminal history.

 

          (C)  Betting and gaming industry conduct.

 

          (iv)  The operator's credibility:

 

          (A)  Accuracy of a feasibility study.

 

          (B)  Experience and expertise of the operator in the simulcast industry.

 

          (v)  Financial stability.

 

 

                    SECTION 4.  Duty of Association to Offer Extended Wagering

 

                    (a)  Every Wyoming pari-mutuel track simulcasting its racing program shall contract with a simulcast operator (and/or simulcast service suppliers) for the purpose of providing authorized users  with its simulcast.

 

                    (b)  A racing association is responsible for the content of its simulcast and shall use all reasonable effort to present a simulcast which offers the viewers an exemplary depiction of its racing program, a periodic display of wagering information, and continuity programming between horse racing events.

 

                    (c)  Unless otherwise permitted by the Commission, every simulcast will contain in its video content a digital display of the actual time of day, the name of the race track from where it emanates, the number of the race being displayed and the sequential  fractional time of the race as the race is being run.

 

                    SECTION 5. Licenses for Simulcast Operators

 

                    (a)  Every person acting as a simulcast operator within Wyoming shall procure a license from the Commission and no person shall act in the capacity of a simulcast operator without a valid license.  Such license may be renewed annually unless the application is denied for any cause justifying suspension or revocation of license for violation of these rules.

 

          (i)  Submits a financial statement as required by the Pari-Mutuel Commission.

 

          (ii)  Posts with the Commission a surety in the amount of $100,000 in such form as Wyoming statutes require to ensure payment of distributable amounts of pari-mutuel pools pursuant to statute, operational costs, salaries, wages, benefits, and related financial obligations.

 

          (iii)  Demonstrates experience and or adequate knowledge of the conduct of simulcast wagering and/or pari-mutuel wagering operations.

 

          (iv)  Pays a license fee in the amount of one hundred ($100.00) dollars for each race day.

 

                    (b)  No license as simulcast operator shall be granted to:

 

          (i)  Any nonprofit corporation or nonprofit organization entitled to an exemption from any tax imposed by this state.

 

          (ii)  A person or entity who has failed, refused or neglected to comply with any rule, regulation, condition of license, or order of the Commission or its stewards reasonably related to its conduct as a simulcast operator, or who has engaged in any activity which is grounds for denial, suspension or revocation of license pursuant to the rules of the Commission or whose general partners, officers, directors, or employees have engaged in any unlawful activity determined to be conduct detrimental to the best interests of horse racing.

 

                    (c)  There shall be no limitation as to the number of days a licensee may operate except as may otherwise be provided for within these rules or Wyoming Statutes.

 

                    SECTION 6. Duties of Simulcast Operator

 

                    (a)  A simulcast operator conducts and operates a pari-mutuel wagering system at one or more guest associations on the results of horse races being held or conducted and simulcast from the enclosures of one or more host associations pursuant to its agreement with such guest and host association and with the approval of the Commission.

 

                    (b)  A simulcast operator shall provide:

 

          (i)  Adequate transmitting and/or receiving equipment which shall not interfere with the closed circuit TV system of the host track association for officiating any on-track patron information.  All to be acceptable broadcast quality and meet applicable Federal Communication Commission and Commission regulations and orders.  Said equipment may include approved microwave transmitters, with appropriate safeguards, as approved by the Commission.

 

          (ii)  Pari-mutuel terminals, pari-mutuel odds display, modems and/or switching units enabling pari-mutuel data transmissions, and data communication between the sending and the receiving associations.

 

          (iii)  A voice communication system between each guest association and the host association providing direct voice contact among the stewards, placing judges and/or pari-mutuel departments.

 

                    (c)  A simulcast operator shall conduct the pari-mutuel wagering at a guest association pursuant to the applicable Commission rules.

 

                    (d)  The Commission shall appoint at least one steward to supervise all approved simulcast facilities and may require additional stewards as is reasonably necessary for the protection of the public interest.

 

                    (e)  The simulcast operator shall, for a period of one year, retain a video record of all simulcasts, in decoded form, and shall provide a copy of such record on a l/2" V.H.S. video cassette to the Commission at its request.

 

                    (f)  Not less than 30 minutes prior to the commencement of transmission of the racing program for each day or night, the simulcast operator shall initiate a test program of its transmitter, encryption and decoding, and data communication to assure proper operation of the system.

 

                    (g)  The simulcast operator shall, at the request of any representative of the Commission, display a listing of all locations within this state enabled to receive the simulcast in decoded forms; and failure to do so is grounds for immediate summary suspension of license and immediate cessation of simulcasting activities.

 

                    (h)  The simulcast operator shall maintain such security controls over its uplink and communications system as directed by the Commission.

 

                    (i)  The simulcast operator shall, in conjunction with the host association or associations for which it operates pari-mutuel wagering, provide the Commission with a certified report of its pari-mutuel operations as directed by the Commission.

 

                    (j)  Every simulcast operator shall file with the Commission an annual report of its simulcast operations and an audited financial statement.

 

                    (k)  The simulcast operator shall not operate a simulcasting facility during the time a live pari-mutuel event is being performed within the state if such facility is within 100 miles of the live event as per Wyoming Statutes. During the time of such live event, the simulcasting operator shall offer simulcasting at each live pari-mutuel event as the Commission may require.  (See also Chapter X, Section 7. (g).)

 

                    SECTION 7.  Out-of-State and Interstate Wagering

 

                    (a)  When conducting out-of-state and interstate wagering, the following conditions shall also apply:

 

          (i)   A racing association, guest association, or simulcast operator may conduct simulcast wagering on the results of one or more races conducted by an out-of-state racing association provided:

 

          (A)  The association intending to conduct wagering on an out-of-state race files with the Commission a copy of the agreement with the out-of-state association and any written approvals required by the Commission including Chapter 57, Section 3001, of Title 15 of the United States Code and any other applicable federal laws, and a statement setting forth the date and time it intends to commence accepting wagers on the out-of-state race or races.

 

          (B)  The Commission approves the methods by which the out-of-state association intends to transmit the simulcast of its race or races and the restrictions, if any, placed on the use of such simulcast, and the methods to be used to assure a separate voice communication system between its steward and the stewards or placing judges at the track where the race or races are held.

 

          (ii)  A racing association may authorize use of its simulcast for interstate wagering by out-of-state betting systems provided:

 

          (A)  The association files with the Commission a copy of the agreement with the out-of-state betting system which sets forth the payment to the association for use of its simulcast, and of any agreements required by Chapter 57, including Section 3001, of Title 15 of the United States Code.

 

                    (b)  All simulcast must comply with Chapter X of the administrative Rules of the Pari-Mutuel Commission.

 

                    (c)  Wagering shall be permitted only on races conducted at approved locations at pari-mutuel tracks governed by state racing commission, racing board or other governmental agency.

 

                    (d)  If a simulcasting facility has an interruption in its audio/visual signal, the race may be deemed no contest at the discretion of the assigned steward and all wagers at the facility in such instances shall be refunded.

 

                    (e)  All wagers are made on the official results of the hosting tract.

 

                    (f)  The wagers bet on races which are set up by the simulcast operator at live pari-mutuel event facilities shall contribute to the live pari-mutuel event pool.  (See Chapter X, Section 6. (k).)